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Autolus (AUTL) director Martin Anton Pule reports options, RSUs and ADS

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Autolus Therapeutics plc director Martin Anton Pule filed an initial insider ownership report listing his existing equity interests in the company. The filing shows multiple share option awards over American Depositary Shares with exercise prices from $0.001 to $30.29 and expiration dates extending through 2036.

He also reports 50,000 restricted share units that vest in four equal annual installments starting on January 26, 2027, with each unit convertible into one American Depositary Share. In addition, he holds 70,000 American Depositary Shares directly. The filing records holdings only and does not reflect new market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Pule Martin Anton
Role Director
Type Security Shares Price Value
holding Share Option (right to buy) -- -- --
holding Share Option (right to buy) -- -- --
holding Share Option (right to buy) -- -- --
holding Share Option (right to buy) -- -- --
holding Share Option (right to buy) -- -- --
holding Share Option (right to buy) -- -- --
holding Share Option (right to buy) -- -- --
holding Share Option (right to buy) -- -- --
holding Share Option (right to buy) -- -- --
holding Share Option (right to buy) -- -- --
holding Share Option (right to buy) -- -- --
holding Restricted Share Units -- -- --
holding American Depositary Shares -- -- --
Holdings After Transaction: Share Option (right to buy) — 34,306 shares (Direct); Restricted Share Units — 50,000 shares (Direct); American Depositary Shares — 70,000 shares (Direct)
Footnotes (1)
  1. Fully vested and exercisable. This option vested 25% on July 22, 2023 and the remainder vests in 36 equal monthly installments thereafter. This option vested 25% on March 6, 2024 and the remainder vests in 36 equal monthly installments thereafter. This option vests 25% on October 12, 2024 and the remainder vests in 36 equal monthly installments thereafter. This option vests 25% on March 14, 2026 and the remainder vests in 36 equal monthly installments thereafter. This option vests 25% on January 26, 2027 and the remainder vests in 36 equal monthly installments thereafter. The restricted share units ("RSUs") vest in four equal annual installments commencing on January 26, 2027. Each RSU represents a contingent right to receive one Issuer American Depositary Share.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Pule Martin Anton

(Last)(First)(Middle)
C/O AUTOLUS THERAPEUTICS PLC
THE MEDIAWORKS, 191 WOOD LN, WHITE CITY

(Street)
LONDONW12 7FP

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Autolus Therapeutics plc [ AUTL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Option (right to buy) (1)04/21/2027American Depositary Shares34,306$0.001D
Share Option (right to buy) (1)02/06/2028American Depositary Shares43,956$8.38D
Share Option (right to buy) (1)12/18/2028American Depositary Shares25,000$30.29D
Share Option (right to buy) (1)12/13/2029American Depositary Shares90,000$12.65D
Share Option (right to buy) (1)12/15/2031American Depositary Shares100,000$5.64D
Share Option (right to buy) (1)12/15/2031American Depositary Shares75,000$5.64D
Share Option (right to buy) (2)07/22/2032American Depositary Shares125,000$2.86D
Share Option (right to buy) (3)03/06/2033American Depositary Shares150,000$1.91D
Share Option (right to buy) (4)10/12/2033American Depositary Shares150,000$2.31D
Share Option (right to buy) (5)03/14/2035American Depositary Shares300,000$1.89D
Share Option (right to buy) (6)01/26/2036American Depositary Shares225,000$1.46D
Restricted Share Units (7) (7)American Depositary Shares50,000(8)D
American Depositary Shares (1)01/15/2031American Depositary Shares70,000$9.02D
Explanation of Responses:
1. Fully vested and exercisable.
2. This option vested 25% on July 22, 2023 and the remainder vests in 36 equal monthly installments thereafter.
3. This option vested 25% on March 6, 2024 and the remainder vests in 36 equal monthly installments thereafter.
4. This option vests 25% on October 12, 2024 and the remainder vests in 36 equal monthly installments thereafter.
5. This option vests 25% on March 14, 2026 and the remainder vests in 36 equal monthly installments thereafter.
6. This option vests 25% on January 26, 2027 and the remainder vests in 36 equal monthly installments thereafter.
7. The restricted share units ("RSUs") vest in four equal annual installments commencing on January 26, 2027.
8. Each RSU represents a contingent right to receive one Issuer American Depositary Share.
/s/ Martin Pule03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Autolus Therapeutics (AUTL) Form 3 filing disclose?

The Form 3 discloses director Martin Anton Pule’s existing equity holdings in Autolus Therapeutics. It lists multiple option grants, 50,000 restricted share units, and 70,000 American Depositary Shares, providing a baseline of his ownership at the time of becoming a reporting insider.

Did Martin Anton Pule buy or sell Autolus (AUTL) shares in this Form 3?

No, the Form 3 records holdings only, not new trades. It reports previously granted share options, restricted share units, and American Depositary Shares, establishing his starting ownership position as a director rather than documenting fresh market purchases or sales.

What stock options does Martin Anton Pule hold in Autolus (AUTL)?

He holds several option awards over American Depositary Shares with exercise prices ranging from $0.001 to $30.29 and expirations running from 2027 through 2036. Each award covers a specific number of underlying shares, reflecting long-term, equity-based compensation grants.

How do the restricted share units in the Autolus (AUTL) Form 3 vest?

The filing shows 50,000 restricted share units vesting in four equal annual installments starting January 26, 2027. Each vested unit converts into one American Depositary Share, spreading additional share delivery to the director over several years, subject to continued service conditions.

How many Autolus (AUTL) American Depositary Shares does Martin Anton Pule already hold?

The Form 3 indicates direct ownership of 70,000 American Depositary Shares. This position sits alongside his various option grants and restricted share units, giving him a mix of current equity exposure and additional potential future shares through long-dated awards.