Welcome to our dedicated page for AUDDIA SEC filings (Ticker: AUUD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Auddia Inc. filings document a technology issuer built around AI-based audio identification and classification, along with the capital structure supporting its public-market status. Its SEC record includes 8-K reports on material agreements, public offerings, warrant terms, preferred-stock exchanges, executive compensation actions, shareholder votes, and amendments to its certificate of incorporation.
Registration statements and proxy materials describe common stock, pre-funded warrants, common warrants, reverse-stock-split authority, security-holder rights, governance procedures, and emerging growth company reporting status. The filings also include formal records tied to Nasdaq compliance matters, pro forma financial information, and other disclosure categories associated with corporate transactions and financing activity.
Auddia Inc. extended its LOI exclusivity with Thramann Holdings, preserving one-on-one negotiations for a proposed business combination. The latest extension runs until 30 days after the Securities and Exchange Commission is no longer operating under its Operations Plan Under a Lapse in Appropriations and Government Shutdown, which commenced on October 1, 2025.
The LOI is non-binding and contemplates a new public holding company, with Auddia and Thramann portfolio companies as subsidiaries, trading under a new name and ticker. Any definitive agreement would include customary closing conditions such as board and stockholder approvals, regulatory approvals, effectiveness of a registration statement for Auddia common stock to be issued in the transaction, and continued Nasdaq listing of the combined company’s common stock.
Auddia Inc. reported that it released an updated corporate overview presentation. The company furnished a press release as Exhibit 99.1 and the updated slide deck as Exhibit 99.2 under Item 7.01. The materials are furnished, not filed, and are not incorporated by reference unless expressly stated.
Auddia Inc. is registering 50,000 additional shares of common stock for issuance under its 2020 Equity Incentive Plan. This follows a plan amendment approved by the board on July 30, 2025 and by stockholders at the September 8, 2025 annual meeting. The amendment raises the total shares of common stock issuable under the plan from 87,786 to 137,786. The company is using this Form S-8 solely to register these additional securities, incorporating by reference its prior effective Form S-8 for the same plan.