AMERICAN VANGUARD (AVD) CEO granted 50,000 incentive stock options at $2.51

Rhea-AI Filing Summary

AMERICAN VANGUARD CORP director and CEO Douglas Kaye received a grant of 50,000 stock options. These options allow the purchase of 50,000 shares of Common Stock at an exercise price of $2.51 per share. The award is compensation-related, not an open-market trade.

The incentive stock options vest in full on the third anniversary of the June 4, 2026 grant date and expire on the tenth anniversary. After this grant, Kaye holds 50,000 options directly, giving potential future equity exposure if the options vest and are exercised.

Insights

Executive compensation analyst

CEO received 50,000 incentive stock options as equity compensation.

Douglas Kaye, the CEO of AMERICAN VANGUARD CORP, was granted options to buy 50,000 shares of Common Stock at an exercise price of $2.51. This is classified as a grant or award, not a market purchase or sale.

The options are structured as incentive stock options that vest entirely on the third anniversary of the June 4, 2026 grant and expire on the tenth anniversary. Their ultimate value depends on future share price and continued service through vesting.

Because this is a standard equity award with no open-market trading, it generally represents routine alignment of CEO incentives with shareholders rather than a directional signal on the stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Kaye Douglas

Role CHIEF EXECUTIVE OFFICER

Type	Security	Shares	Price	Value
Grant/Award	Option to Buy	50,000	$0.00	$0.00

Holdings After Transaction: Option to Buy — 50,000 shares (Direct)

Footnotes (1)

1. F1. These constitute incentive stock options that vest in their entirety on the third anniversary of the grant date and expire on the tenth anniversary of the grant date.

Key Figures

Options granted: 50,000 options Exercise price: $2.51 per share Underlying shares: 50,000 shares +2 more

5 metrics

Options granted 50,000 options Grant of incentive stock options on June 4, 2026

Exercise price $2.51 per share Exercise price for 50,000 options

Underlying shares 50,000 shares Common Stock underlying granted options

Vesting schedule 3-year cliff vesting Vests in entirety on third anniversary of grant

Option term 10 years Options expire on tenth anniversary of grant date

Key Terms

incentive stock options, exercise price, grant, award, or other acquisition, underlying security

4 terms

incentive stock options financial

"These constitute incentive stock options that vest in their entirety on the third anniversary"

Incentive stock options are a type of employee stock option that gives eligible workers the right to buy company shares at a fixed price later on, often below future market value. They matter to investors because they align employee incentives with company performance, can dilute existing ownership when exercised, and create potential tax advantages for option holders if certain holding-time rules are met — think of them as a coupon to buy stock at today’s price with extra tax rules attached.

exercise price financial

"conversion_or_exercise_price: "2.5100" for the option grant"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

underlying security financial

"underlying_security_title: "Common Stock" and underlying_security_shares"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/08/2026 - 04:17 PM Accepted by SEC EDGAR 06/08/2026 - 04:16 PM Learn about SEC filing dates

FAQ

What did AMERICAN VANGUARD (AVD) CEO Douglas Kaye report on this Form 4?

Douglas Kaye reported receiving an equity award of 50,000 incentive stock options. These options give him the right to buy 50,000 AMERICAN VANGUARD Common Stock shares at an exercise price of $2.51 per share, subject to vesting and expiration terms.

Is the AMERICAN VANGUARD (AVD) CEO’s Form 4 a stock purchase or sale?

The Form 4 reflects a grant of stock options, not a stock purchase or sale. It is coded as a grant or award acquisition, meaning Kaye received 50,000 options as compensation rather than trading shares in the open market.

What are the key terms of Douglas Kaye’s 50,000 AMERICAN VANGUARD (AVD) options?

The 50,000 options have an exercise price of $2.51 per share and are classified as incentive stock options. They vest in full on the third anniversary of the June 4, 2026 grant date and expire on the tenth anniversary of that same grant date.

How many AMERICAN VANGUARD (AVD) options does the CEO hold after this Form 4?

After this transaction, Douglas Kaye holds 50,000 stock options directly. These options are linked to 50,000 underlying shares of Common Stock and represent potential future ownership if they vest and he chooses to exercise them at the stated exercise price.

What type of award did AMERICAN VANGUARD (AVD) grant its CEO in this filing?

The company granted Douglas Kaye incentive stock options, a tax-advantaged form of employee stock option. The award consists of 50,000 options that vest fully after three years and expire ten years from the June 4, 2026 grant date if not exercised.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kaye Douglas

(Last) (First) (Middle)

15440 LAGUNA CANYON ROAD, SUITE 100

(Street)

IRVINE CALIFORNIA 92618

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN VANGUARD CORP [ AVD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to Buy	$2.51	06/04/2026		A		50,000(1)		06/04/2029	06/04/2036	Common Stock	50,000	$0	50,000	D

Explanation of Responses:

1. These constitute incentive stock options that vest in their entirety on the third anniversary of the grant date and expire on the tenth anniversary of the grant date.

	/s/ Douglas Kaye	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)