STOCK TITAN

AMERICAN VANGUARD (AVD) awards 31,872 deferred stock units to director Rosenbloom

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ROSENBLOOM KEITH M reported acquisition or exercise transactions in this Form 4 filing.

AMERICAN VANGUARD CORP director Keith M. Rosenbloom received a grant of 31,872 deferred stock units (DSUs) on Common Stock as part of the company’s 2026 non‑management director compensation program.

After this award, he directly holds 66,283 shares-equivalent, with each DSU settling into one common share when his board service ends, upon a change of control, or upon his death. The DSUs are nontransferable and carry no voting or dividend rights during his service.

Positive

  • None.

Negative

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Insider ROSENBLOOM KEITH M
Role null
Type Security Shares Price Value
Grant/Award Common Stock 31,872 $0.00 --
Holdings After Transaction: Common Stock — 66,283 shares (Direct, null)
Footnotes (1)
  1. [object Object]
DSU grant size 31,872 units Deferred stock units awarded on 2026-06-04
Post-transaction holdings 66,283 shares-equivalent Total common stock/DSUs following grant
Grant price $0.0000 per unit Reported transaction price per DSU
deferred stock units financial
"These represent deferred stock units ("DSU") that were awarded as part of the Company's compensation program"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
change of control financial
"settlement (which occurs on the earlier to occur of either (i) when the recipient's service on the Company's board is concluded, (ii) a change of control"
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
nontransferable financial
"During the remaining term of service, DSUs are nontransferable and carry neither voting nor dividend rights."
voting rights financial
"DSUs are nontransferable and carry neither voting nor dividend rights."
Voting rights are the ability of shareholders to have a say in important company decisions, like choosing leaders or approving big changes. They matter because they give owners a voice in how the company is run, similar to how voters influence elections, ensuring the company acts in shareholders’ interests.
dividend rights financial
"DSUs are nontransferable and carry neither voting nor dividend rights."
Dividend rights are a shareholder’s entitlement to receive a portion of a company’s profits when the board declares a payout, similar to having a ticket that lets you take a slice of a shared pie. These rights determine who gets paid, how much and in what order (different share classes can have priority), so they matter to investors because they affect expected income, trade value and how quickly cash returns to owners.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROSENBLOOM KEITH M

(Last)(First)(Middle)
15440 LAGUNA CANYON ROAD, SUITE 100

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN VANGUARD CORP [ AVD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/04/2026A31,872(1)A$066,283D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These represent deferred stock units ("DSU") that were awarded as part of the Company's compensation program for non-management directors in connection with the 2026 annual stockholders' meeting. Each DSU constitutes the right to receive one share of the Company's common stock upon settlement (which occurs on the earlier to occur of either (i) when the recipient's service on the Company's board is concluded, (ii) a change of control or (iii) the recipient's death). During the remaining term of service, DSUs are nontransferable and carry neither voting nor dividend rights. DSUs are subject to the terms and conditions of the Company's standard form DSU agreement.
/s/ KEITH M. ROSENBLOOM06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did AMERICAN VANGUARD (AVD) director Keith Rosenbloom report on this Form 4?

He reported receiving 31,872 deferred stock units as compensation. These units relate to AMERICAN VANGUARD common stock and were granted in connection with the company’s 2026 annual stockholders’ meeting for non‑management directors.

How many AMERICAN VANGUARD (AVD) shares does Keith Rosenbloom hold after this transaction?

Following the grant, he holds 66,283 shares-equivalent of AMERICAN VANGUARD common stock. This figure includes the newly awarded deferred stock units, each of which represents the right to receive one share upon settlement.

What are deferred stock units (DSUs) in the AMERICAN VANGUARD (AVD) Form 4?

Deferred stock units are awards that track AMERICAN VANGUARD’s common stock but settle later into actual shares. Each DSU here converts into one share when board service ends, a change of control occurs, or upon the director’s death.

Do the AMERICAN VANGUARD (AVD) DSUs grant voting or dividend rights to Keith Rosenbloom?

No. During his remaining term of service, the deferred stock units are nontransferable and provide neither voting nor dividend rights. Economic ownership of actual AMERICAN VANGUARD shares only arises when the DSUs are ultimately settled.

Is the AMERICAN VANGUARD (AVD) DSU award to Keith Rosenbloom a cash purchase?

No. The reported transaction is a grant or award acquisition at a stated price of $0.0000 per unit. It represents equity-based compensation rather than an open-market cash purchase of AMERICAN VANGUARD shares.

When will Keith Rosenbloom’s AMERICAN VANGUARD (AVD) DSUs be settled into shares?

The DSUs will settle into common shares on the earlier of three events: when his board service concludes, when a change of control occurs, or upon his death, according to the company’s standard DSU agreement.