STOCK TITAN

American Vanguard (NYSE: AVD) CEO buys 6,527 shares in plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

American Vanguard chief executive Douglas Kaye acquired 6,527 shares of common stock at $2.36 per share through the company's employee stock purchase plan. The shares were purchased via payroll deductions over a six-month period ending June 30, 2026, at 85% of fair market value. After this transaction, he holds 306,778 shares directly.

Positive

  • None.

Negative

  • None.
Insider Kaye Douglas
Role CHIEF EXECUTIVE OFFICER
Type Security Shares Price Value
Other Common Stock 6,527 $2.36 $15K
Holdings After Transaction: Common Stock — 306,778 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares acquired 6,527 shares Common Stock acquired under employee stock purchase plan
Purchase price $2.36 per share Price paid for shares under the employee stock purchase plan
Post-transaction holdings 306,778 shares Common Stock held directly by Douglas Kaye after the transaction
Plan discount 85% of fair market value ESPP purchase price set at 85% of lower of Jan 1 and June 30, 2026 fair market value
Offering period end date June 30, 2026 End of the six-month employee stock purchase plan period
employee stock purchase plan financial
"acquired these shares through participation in issuer's employee stock purchase plan through which"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
fair market value financial
"purchase of issuer's common stock at a price equal to 85% of the fair market value"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.
payroll deductions financial
"participants were entitled to apply funds from regular payroll deductions toward the purchase"
Payroll deductions are amounts automatically taken out of an employee’s paycheck before they receive it. These can include taxes, retirement contributions, or insurance premiums. For investors, payroll deductions indicate how much money individuals set aside for savings or benefits, affecting their disposable income and overall financial stability.
Other acquisition or disposition financial
"transaction code description: Other acquisition or disposition"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did American Vanguard (AVD) CEO Douglas Kaye report?

Douglas Kaye reported acquiring 6,527 shares of American Vanguard common stock. The shares were obtained through the company’s employee stock purchase plan using payroll deductions over a six-month period ending June 30, 2026, rather than through an open-market trade.

How many American Vanguard (AVD) shares does CEO Douglas Kaye now hold?

Following the reported transaction, Douglas Kaye directly holds 306,778 shares of American Vanguard common stock. This figure reflects his position after acquiring 6,527 shares through the employee stock purchase plan that concluded on June 30, 2026.

At what price were the American Vanguard (AVD) shares purchased under the plan?

The 6,527 shares were purchased at $2.36 per share under the employee stock purchase plan. The plan set the purchase price at 85% of the fair market value of the stock, measured on January 1, 2026, and June 30, 2026, whichever was lower.

How does American Vanguard (AVD)'s employee stock purchase plan work for this period?

For the six-month period ending June 30, 2026, participants could use regular payroll deductions to buy common stock. The purchase price equaled 85% of the lower of the stock’s fair market value on January 1, 2026, or June 30, 2026, benefiting participating employees.

Was the American Vanguard (AVD) CEO’s transaction an open-market purchase?

No, the CEO’s acquisition of 6,527 shares was made through the company’s employee stock purchase plan, funded by payroll deductions. It was coded as an “Other acquisition or disposition” transaction rather than a discretionary open-market buy or sell.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kaye Douglas

(Last)(First)(Middle)
15440 LAGUNA CANYON ROAD, SUITE 100

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN VANGUARD CORP [ AVD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CHIEF EXECUTIVE OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/10/2026J(1)6,527A$2.36306,778D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reporting person acquired these shares through participation in issuer's employee stock purchase plan through which, over the course of the six-month period ended June 30, 2026, participants were entitled to apply funds from regular payroll deductions toward the purchase of issuer's common stock at a price equal to 85% of the fair market value of such common stock as measured on January 1, 2026, and June 30, 2026, whichever is lower.
/s/ Douglas Kaye07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)