[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Broadcom Inc. (AVGO) reports proposed sales of common stock by an individual seller. The filing lists a broker (Fidelity Brokerage Services LLC) and shows a planned sale of 800 shares on 09/15/2025 with an aggregate market value of $288,000 based on the filer’s input. The 800 shares were acquired on 04/21/2025 via restricted stock vesting and paid as compensation. The seller, identified in related entries as Justine Page, completed three prior sales of 800 shares each on 06/16/2025, 07/14/2025 and 08/14/2025 with reported gross proceeds of $200,280.00, $219,440.00 and $245,968.00 respectively.

Positive

• Disclosure compliance: The filer has provided required Rule 144 notice details including broker, acquisition date, and nature of acquisition.
• Transparent prior sales: Three recent sales by the same seller are listed with exact gross proceeds, aiding market transparency.

Negative

• None.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice showing an executive or insider selling vested restricted shares through a broker.

The filing documents a standard notice under Rule 144: 800 shares to be sold through Fidelity on 09/15/2025, acquired 04/21/2025 via restricted stock vesting and characterized as compensation. Multiple prior small-block sales by the same individual over recent months are disclosed, indicating staged disposition of vested awards. There is no disclosure here of material nonpublic information or unusual transaction terms; the form represents a compliance step to notify the market of proposed resale under Rule 144.

Equity Compensation Specialist

TL;DR: Shows typical post-vesting monetization of equity awards, with repeated small sales over three months.

Details indicate the securities were acquired by restricted stock vesting and immediately identified as compensation payment. The seller’s prior sales (three separate 800-share blocks) suggest a systematic approach to liquidate vested awards, possibly to meet personal liquidity needs or diversify holdings. Transaction sizes are small relative to typical public-company float; no price or lock-up anomalies are indicated in this notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	800	288000.00	4722365022	09/15/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/21/2025	Restricted Stock Vesting	Issuer			800	04/21/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Justine Page 3421 Hillview Ave Palo Alto CA 94304	Common	06/16/2025	800	200280.00
Justine Page 3421 Hillview Ave Palo Alto CA 94304	Common	07/14/2025	800	219440.00
Justine Page 3421 Hillview Ave Palo Alto CA 94304	Common	08/14/2025	800	245968.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 filing for AVGO report?

It reports a proposed sale of 800 common shares to occur on 09/15/2025 through Fidelity Brokerage Services LLC with an aggregate market value of $288,000.00.

How were the 800 shares being sold acquired?

The shares were acquired on 04/21/2025 via restricted stock vesting and the payment type is listed as compensation.

Who has recently sold shares according to this filing?

The filing lists Justine Page as the seller of three prior blocks of 800 shares on 06/16/2025, 07/14/2025, and 08/14/2025 with gross proceeds of $200,280.00, $219,440.00, and $245,968.00 respectively.

Does this Form 144 indicate any material nonpublic information?

No such information is disclosed; the filer represents they do not know of any material adverse information about the issuer that is not public.

Through which broker will the planned sale be executed?

The planned sale is listed to be executed through Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI 02917.