Broadcom Inc. (AVGO) insider reports initial Form 3 holdings details

Rhea-AI Filing Summary

Broadcom Inc. executive S. Ram Velaga, President of the Infrastructure Software Group (ISG), filed a Form 3 reporting his initial beneficial ownership in the company. He directly holds 35,458 shares of common stock, which includes 6,250 restricted stock units, and indirectly holds 35 shares of common stock through a child. He also holds 2,250,000 stock price performance stock units (PSUs), which may vest on October 31, 2027 based on pre-set stock price hurdles measured over a consecutive 20-trading-day average between the third and fifth anniversaries of the grant date; if these price conditions are not met by the fifth anniversary (or an earlier date specified in the PSU agreement), all PSUs will be forfeited.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Velaga S. Ram

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CA 94304

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, ISG

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.001 par value	35,458(1)	D
Common Stock, $0.001 par value	35	I	By Child

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Price Performance Stock Unit	(2)	(3)	Common Stock, $0.001 par value	2,250,000	$0	D

Explanation of Responses:

1. Includes 6,250 restricted stock units.

2. Stock price performance stock unit award (the "PSU") vests on October 31, 2027. The number of shares that may be earned is based on achieving pre-set price hurdles (the "Price Contingency") during the period beginning after the third anniversary of the grant date and concluding on the fifth anniversary of the grant date. No portion of the PSU will be earned unless the consecutive 20-trading days closing price average of the Issuer's common stock meets or exceeds the Price Contingency.

3. If the Price Contingency is not met on or prior to the fifth anniversary of the grant date or such earlier date as provided in the PSU agreement, all PSUs will immediately be forfeited.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for S. Ram Velaga	01/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

Who is the insider reporting holdings in Broadcom Inc. (AVGO) on this Form 3?

The insider is S. Ram Velaga, who serves as President, ISG at Broadcom Inc. He filed a Form 3 as a reporting officer of the company.

How many Broadcom Inc. (AVGO) common shares does S. Ram Velaga directly own?

S. Ram Velaga directly owns 35,458 shares of Broadcom common stock, and this amount includes 6,250 restricted stock units as disclosed in the footnotes.

What indirect Broadcom Inc. (AVGO) ownership is reported on the Form 3?

The filing reports an indirect holding of 35 shares of Broadcom common stock, held "By Child", indicating beneficial ownership through his child.

What are the terms of the 2,250,000 stock price performance stock units reported for Broadcom Inc. (AVGO)?

The Form 3 shows 2,250,000 stock price performance stock units (PSUs). The PSUs vest on October 31, 2027, and the number of shares earned depends on meeting pre-set stock price hurdles (the Price Contingency) based on a consecutive 20-trading-day closing price average during the period starting after the third anniversary of the grant date and ending on the fifth anniversary.

What happens to the Broadcom (AVGO) PSUs if the price hurdles are not met?

If the Price Contingency is not met on or before the fifth anniversary of the grant date, or an earlier date specified in the PSU agreement, all PSUs will immediately be forfeited, meaning no shares are earned from that award.

Does the Form 3 for Broadcom Inc. (AVGO) show any purchase or sale transactions?

The Form 3 describes beneficial holdings of common stock and performance stock units for S. Ram Velaga. The entries are reported as holdings rather than new purchase or sale transactions.