What indirect Broadcom (AVGO) holdings related to Charlie Kawwas appear in the filing?

The Form 4 reports indirect ownership through a family trust and accounts for his children and spouse. Footnotes indicate shares transferred to a family trust for no consideration and 85 shares transferred to each of four children, along with 85 shares moved from the trust to those children.

Broadcom president granted 125,000 AVGO shares

Broadcom Inc. president Charlie B. Kawwas reported an equity award that increased his shareholdings.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

Broadcom Inc. president Charlie B. Kawwas reported an equity award that increased his shareholdings. On 2026-03-02, he acquired 125,000 shares of Broadcom common stock through a grant classified as a grant, award, or other acquisition, with no cash price per share listed.

The footnotes state these were restricted stock units earned upon achievement of performance goals under previously granted performance stock units. Following this award, his direct ownership rose to 139,392 shares, including 131,250 restricted stock units, and he also reports indirect holdings through a family trust and accounts for his children and spouse.

Insider Trade Summary

Grant/Award: 125,000 shares

Grant/Award 6 txns

Insider Kawwas Charlie B

Role President, SSG

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $0.001 par value	125,000	$0.00	$0.00
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--

Holdings After Transaction: Common Stock, $0.001 par value — 139,392 shares (Direct); Common Stock, $0.001 par value — 797,184 shares (Indirect, By Trust); Common Stock, $0.001 par value — 785 shares (Indirect, By Child 1); Common Stock, $0.001 par value — 785 shares (Indirect, By Child 2); Common Stock, $0.001 par value — 785 shares (Indirect, By Child 3); Common Stock, $0.001 par value — 785 shares (Indirect, By spouse as custodian for Child 4)

Footnotes (4)

F1. Restricted stock units (RSUs) earned upon achievement of performance goals under previously-granted performance stock units.
F2. Includes 131,250 RSUs.
F3. Includes 9,190 shares transferred to family trust from the Reporting Person for no consideration and reflects 85 shares transferred to each of his four children.
F4. Includes 85 shares transferred from the family trust for no consideration.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Broadcom (AVGO) executive Charlie Kawwas report?

Charlie B. Kawwas reported receiving an equity award of Broadcom shares. The Form 4 lists a grant of 125,000 common shares, recorded as a grant, award, or other acquisition, which increased his reported direct and indirect ownership positions in Broadcom stock.

How many Broadcom (AVGO) shares was Charlie Kawwas granted in this Form 4?

The Form 4 shows Charlie Kawwas acquiring 125,000 Broadcom common shares. Footnotes explain these were restricted stock units earned after performance goals were achieved under previously granted performance stock units, effectively turning that performance-based award into additional reported Broadcom equity for the executive.

What are Charlie Kawwas’s direct Broadcom (AVGO) holdings after this grant?

After the reported grant, Charlie Kawwas directly holds 139,392 Broadcom shares. A footnote states this figure includes 131,250 restricted stock units, meaning a substantial portion of his direct position consists of stock-based compensation that vests according to previously established performance-related award terms.

How does the Broadcom (AVGO) Form 4 describe the restricted stock units (RSUs)?

The filing notes the RSUs were earned upon achievement of performance goals. Specifically, the footnote explains they arose from previously granted performance stock units, so the award reflects performance-based compensation converting into restricted stock units that now count toward Charlie Kawwas’s reported Broadcom equity ownership.

How do family transfers affect Charlie Kawwas’s reported Broadcom (AVGO) ownership?

Footnotes describe 9,190 shares moved to a family trust for no consideration and 85 shares to each of four children. Another note says each child’s account includes 85 shares transferred from the family trust, clarifying how certain indirect holdings were reallocated within his household.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Accepted by SEC EDGAR 03/04/2026 - 08:51 PM EST

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kawwas Charlie B

(Last)

(First)

(Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO

94304

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President, SSG

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.001 par value	03/02/2026		A		125,000⁽¹⁾	A	$0	139,392⁽²⁾	D
Common Stock, $0.001 par value								797,184⁽³⁾	I	By Trust
Common Stock, $0.001 par value								785⁽⁴⁾	I	By Child 1
Common Stock, $0.001 par value								785⁽⁴⁾	I	By Child 2
Common Stock, $0.001 par value								785⁽⁴⁾	I	By Child 3
Common Stock, $0.001 par value								785⁽⁴⁾	I	By spouse as custodian for Child 4

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted stock units (RSUs) earned upon achievement of performance goals under previously-granted performance stock units.

2. Includes 131,250 RSUs.

3. Includes 9,190 shares transferred to family trust from the Reporting Person for no consideration and reflects 85 shares transferred to each of his four children.

4. Includes 85 shares transferred from the family trust for no consideration.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Charlie B Kawwas	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR