Broadcom (AVGO) president Velaga S. Ram awarded 125,000-share stock grant

Rhea-AI Filing Summary

Broadcom Inc. executive Velaga S. Ram reported an equity award of 125,000 shares of common stock. The Form 4 shows this as an acquisition through a grant or award on March 2, 2026, at a stated price of $0.0000 per share, reflecting stock-based compensation rather than an open-market purchase.

After this grant, Ram directly owned 160,458 shares of Broadcom common stock, which the footnotes state include 131,250 restricted stock units (RSUs). The filing also notes an additional 35 shares held indirectly, reported as owned "By Child." Some RSUs were earned upon achievement of performance goals under previously granted performance stock units, tying part of this award to prior performance criteria.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Velaga S. Ram

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CA 94304

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, ISG

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	03/02/2026		A		125,000(1)	A	$0	160,458(2)	D
Common Stock, $0.001 par value								35	I	By Child

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units (RSUs) earned upon achievement of performance goals under previously-granted performance stock units.

2. Includes 131,250 RSUs.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for S. Ram Velaga	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What did Broadcom (AVGO) executive Velaga S. Ram report on this Form 4?

Velaga S. Ram reported receiving 125,000 Broadcom common shares through a grant or award. The transaction reflects stock-based compensation, not an open-market purchase, and increased his direct holdings to 160,458 shares, including a substantial portion in restricted stock units.

Was the Broadcom (AVGO) Form 4 transaction a stock purchase or a compensation grant?

The Form 4 records a compensation-related grant, not a market purchase. It uses transaction code A, described as a grant, award, or other acquisition, with a stated price of $0.0000 per share, indicating equity awarded rather than bought in the open market.

How many Broadcom (AVGO) shares does Velaga S. Ram hold after this Form 4 transaction?

After the reported grant, Velaga S. Ram directly holds 160,458 Broadcom common shares. The filing notes that this figure includes 131,250 restricted stock units, and it separately reports 35 additional shares held indirectly, identified as owned by his child.

What role do restricted stock units (RSUs) play in this Broadcom (AVGO) Form 4 filing?

RSUs make up a major portion of the reported holdings. The footnotes state that 131,250 of the reported shares are RSUs, and that some RSUs were earned upon achieving performance goals under previously granted performance stock units, tying part of the award to performance.

Does this Broadcom (AVGO) Form 4 show any stock sales by Velaga S. Ram?

The Form 4 does not report any stock sales by Velaga S. Ram. It shows one acquisition transaction via a grant or award of 125,000 shares and lists existing direct and indirect holdings, including RSUs and 35 shares reported as owned by his child.

How are indirect holdings reported for Velaga S. Ram in this Broadcom (AVGO) Form 4?

The filing shows 35 Broadcom shares as indirectly owned, with the nature of ownership noted as "By Child." This indicates a small position reported as indirect beneficial ownership, separate from his substantially larger direct and RSU-based holdings.