Broadcom (AVGO) CFO Kirsten Spears receives 110,640-share RSU performance award

Rhea-AI Filing Summary

Broadcom Inc. reported that its CFO and Chief Accounting Officer, Kirsten M. Spears, acquired 110,640 shares of common stock on March 2, 2026 through a grant of restricted stock units (RSUs) earned upon achievement of performance goals under previously granted performance stock units.

After this award, Spears directly owns 387,877 shares of Broadcom common stock, which the disclosure notes includes 212,672 RSUs.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Spears Kirsten M.

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CA 94304

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO & Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	03/02/2026		A		110,640(1)	A	$0	387,877(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units (RSUs) earned upon achievement of performance goals under previously-granted performance stock units.

2. Includes 212,672 RSUs.

Remarks:

	/s/ Noelle Matteson, Attorney-In-Fact for Kirsten Spears	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What did Broadcom (AVGO) disclose about Kirsten Spears in this Form 4?

Broadcom reported that CFO and Chief Accounting Officer Kirsten M. Spears received a grant of 110,640 restricted stock units. These RSUs were earned after meeting performance goals tied to previously granted performance stock units, increasing her total direct ownership to 387,877 shares.

How many Broadcom (AVGO) shares did Kirsten Spears acquire in this filing?

Kirsten Spears acquired 110,640 shares of Broadcom common stock via a stock award. The transaction was reported at a price of $0.0000 per share, reflecting a non-cash, equity-based compensation grant rather than an open-market purchase of stock.

What type of equity award did the Broadcom (AVGO) CFO receive?

The Broadcom CFO received restricted stock units (RSUs) earned upon achieving performance goals under previously granted performance stock units. RSUs represent a promise to deliver shares in the future, typically subject to vesting and continued service conditions outlined in the company’s equity plans.

What is Kirsten Spears’ total Broadcom (AVGO) share ownership after this transaction?

After this grant, Kirsten Spears directly holds 387,877 Broadcom shares. The disclosure specifies that this total includes 212,672 restricted stock units, meaning a substantial portion of her interest consists of equity awards that will settle into shares over time, subject to applicable terms.

Did Kirsten Spears buy Broadcom (AVGO) shares on the open market in this Form 4?

No, the Form 4 shows a grant or award acquisition, not an open-market purchase. The 110,640 shares were received as RSUs earned for meeting performance goals, with a reported transaction price of $0.0000 per share, reflecting equity compensation rather than a cash transaction.

How many restricted stock units does the Broadcom (AVGO) CFO hold after this award?

Following this transaction, the filing states that Spears’ total holding includes 212,672 restricted stock units. These RSUs form part of her overall 387,877-share direct ownership, aligning her compensation with the company’s stock performance and long-term shareholder interests.