Broadcom (NASDAQ: AVGO) CEO Hock Tan discloses multiple stock sales

Rhea-AI Filing Summary

Broadcom Inc. insider filing shows stock sales by its President and CEO, Hock E. Tan. On January 6, 2026, he reported three open-market sales of Broadcom common stock: 27,199 shares at a weighted average price of $346.752 per share, 33,078 shares at $347.453 per share, and 9,723 shares at $348.28 per share. Footnotes state these were executed in multiple trades within stated price ranges for each block. Following these transactions, he held 132,836 shares directly. The filing also reports 775,638 shares held indirectly "By Trust", which includes 280,000 shares transferred to a family trust from the reporting person for no consideration.

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Insider trading and governance analyst

Broadcom CEO Hock Tan reports sizable share sales and updated trust holdings.

The filing shows that Hock E. Tan, Broadcom’s President, CEO and a director, executed three open-market sales of common stock on January 6, 2026. The reported blocks were 27,199, 33,078, and 9,723 shares at weighted average prices of $346.752, $347.453, and $348.28 per share, respectively, with footnotes explaining these were multiple trades within specified price ranges.

After these sales, the filing lists 132,836 shares of Broadcom common stock held directly by Tan and 775,638 shares held indirectly by a trust. A footnote clarifies that this indirect figure includes 280,000 shares transferred to a family trust for no consideration, indicating a shift of part of his holdings into an estate or family-planning vehicle while retaining beneficial ownership as reported.

From an investment-governance perspective, this is a standard Form 4 disclosure of insider activity rather than a corporate event. The impact on the company’s outlook is not addressed here, and any market interpretation would depend on how these sales fit into Tan’s broader ownership pattern and any pre-established trading arrangements referenced elsewhere.

01/08/2026 - 06:37 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TAN HOCK E

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CA 94304

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	01/06/2026		S		27,199(1)	D	$346.752(2)	175,637	D
Common Stock, $0.001 par value	01/06/2026		S		33,078(1)	D	$347.453(3)	142,559	D
Common Stock, $0.001 par value	01/06/2026		S		9,723(1)	D	$348.28(4)	132,836	D
Common Stock, $0.001 par value								775,638(5)	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.

2. Transaction executed in multiple trades at prices ranging from $346.05 to $347.04 per share.

3. Transaction executed in multiple trades at prices ranging from $347.05 to $348.04 per share.

4. Transaction executed in multiple trades at prices ranging from $348.05 to $348.88 per share.

5. Includes 280,000 shares transferred to family trust from the Reporting Person for no consideration.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan	01/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who reported this insider transaction for Broadcom (AVGO)?

The reporting person is Hock E. Tan, who is listed as a Director and as President and CEO of Broadcom Inc. in the Form 4.

What Broadcom (AVGO) stock transactions did Hock Tan report on January 6, 2026?

On January 6, 2026, Hock Tan reported three sales of Broadcom common stock: 27,199 shares at $346.752, 33,078 shares at $347.453, and 9,723 shares at $348.28 per share, each noted as open-market sale transactions.

What were the price ranges for Hock Tan’s Broadcom share sales?

Footnotes state that the weighted average prices reflect multiple trades: one block was sold between $346.05 and $347.04 per share, another between $347.05 and $348.04, and the third between $348.05 and $348.88 per share.

How many Broadcom (AVGO) shares does Hock Tan own after these transactions?

After the reported sales, the Form 4 lists 132,836 shares of Broadcom common stock held directly by Hock Tan and 775,638 shares held indirectly "By Trust."

What does the family trust footnote mean in Hock Tan’s Broadcom Form 4?

A footnote explains that the 775,638 indirect shares include 280,000 shares transferred to a family trust from the reporting person for no consideration, indicating a non-cash transfer into a trust while remaining reportable as indirect ownership.

Is there any indication of a trading plan in this Broadcom (AVGO) Form 4?

The form includes a checkbox for transactions made under a Rule 10b5-1(c) trading plan, but the provided excerpt does not indicate whether that box was selected for these sales.