STOCK TITAN

Broadcom (AVGO) director Harry L. You receives 864-share RSU equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

You Harry L. reported acquisition or exercise transactions in this Form 4 filing.

Broadcom Inc. director Harry L. You received an equity award in the form of restricted stock units. The Form 4 reports a grant of 864 shares of Broadcom common stock at a stated price of $0.00 per share, reflecting a compensation-related award rather than a market purchase.

According to the footnotes, this award consists of 864 restricted stock units that fully vest on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, as long as he continues serving through the vesting date. After this grant, he directly holds 37,466 shares, including these RSUs.

Positive

  • None.

Negative

  • None.
Insider You Harry L.
Role null
Type Security Shares Price Value
Grant/Award Common Stock, $0.001 par value 864 $0.00 --
Holdings After Transaction: Common Stock, $0.001 par value — 37,466 shares (Direct, null)
Footnotes (1)
  1. Restricted stock unit ("RSU") award fully vests on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service on the vesting date. Includes 864 RSUs.
RSU grant size 864 shares Restricted stock unit award to director Harry L. You
Post-transaction holdings 37,466 shares Direct holdings after grant, including 864 RSUs
Grant price per share $0.00 per share Stated price for RSU award, indicating compensation grant
RSU vesting date April 19, 2027 Vests on earlier of this date or 2027 annual meeting
Restricted stock unit ("RSU") financial
"Restricted stock unit ("RSU") award fully vests on the earlier of"
annual meeting of stockholders financial
"or (ii) the date of the Issuer's 2027 annual meeting of stockholders"
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
You Harry L.

(Last)(First)(Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE

(Street)
PALO ALTO CALIFORNIA 94304

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.001 par value04/20/2026A864(1)A$037,466(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock unit ("RSU") award fully vests on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service on the vesting date.
2. Includes 864 RSUs.
Remarks:
/s/ Noelle Matteson, Attorney-in-Fact for Harry L. You04/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Broadcom (AVGO) report for Harry L. You?

Broadcom reported that director Harry L. You received a grant of 864 shares of common stock as a restricted stock unit award. The shares were awarded at a stated price of $0.00 per share, indicating compensation rather than an open‑market stock purchase.

How many Broadcom (AVGO) shares does Harry L. You hold after this Form 4?

After the reported grant, Harry L. You directly holds 37,466 Broadcom shares. This total includes 864 restricted stock units from the new award, which are subject to vesting conditions tied to continued board service through the applicable vesting date.

What are the vesting terms of Harry L. You’s new Broadcom (AVGO) RSU award?

The 864 restricted stock units fully vest on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders. Vesting requires Harry L. You to remain in service as a director through the applicable vesting date.

Was Harry L. You’s Broadcom (AVGO) Form 4 transaction a market buy or a compensation grant?

The Form 4 shows a compensation-related grant, not a market purchase. Harry L. You acquired 864 Broadcom shares under transaction code “A,” described as a grant, award, or other acquisition, with a reported price of $0.00 per share, typical for equity compensation.

What type of security did Harry L. You receive from Broadcom (AVGO)?

He received Broadcom common stock in the form of restricted stock units, or RSUs. The filing specifies 864 RSUs that convert into shares upon vesting, subject to his continued service as a director until the earlier of April 19, 2027 or the 2027 annual meeting.