AVGO amends Form 144/A listing RSUs for resale

AVGO filed an amendment to a Form 144 notice reporting proposed resale transactions involving Common Stock issued as Restricted Stock Units.

Rhea-AI Filing Summary

AVGO filed an amendment to a Form 144 notice reporting proposed resale transactions involving Common Stock issued as Restricted Stock Units. The filing lists multiple grant dates and associated share counts with an effective filing date of 03/25/2026, including large and smaller award tranches.

Key Figures

RSUs from 08/14/1991: 381,668 shares RSUs from 05/05/2011: 6,586 shares RSUs from 05/05/2012: 23,758 shares +2 more

5 metrics

RSUs from 08/14/1991 381,668 shares Restricted Stock Units listed with filing date 03/25/2026

RSUs from 05/05/2011 6,586 shares Restricted Stock Units listed with filing date 03/25/2026

RSUs from 05/05/2012 23,758 shares Restricted Stock Units listed with filing date 03/25/2026

RSUs from 05/05/2013 26,723 shares Restricted Stock Units listed with filing date 03/25/2026

RSUs from 05/05/2014 37,471 shares Restricted Stock Units listed with filing date 03/25/2026

Key Terms

Restricted Stock Units, Form 144/A, Northern Trust Securities, Inc., NASDAQ

4 terms

Restricted Stock Units financial

"Common Stock | 05/05/2011 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144/A regulatory

"Filer Information | /A | 144/A: Filer Information"

Northern Trust Securities, Inc. market

"Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603"

NASDAQ market

"531741 | 170000150.06 | 4734668184 | 03/25/2026 | NASDAQ"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What securities does AVGO list in this 144/A filing?

The filing lists Common Stock issued as Restricted Stock Units (RSUs). It shows multiple grant dates and associated RSU counts, all reported on 03/25/2026.

Which RSU grant dates and share counts are included for AVGO?

The amendment enumerates RSUs by grant date with counts such as 05/05/2011: 6,586, 05/05/2012: 23,758, and 08/14/1991: 381,668, among others, all dated 03/25/2026.

Does the filing identify the exchange or broker-dealer used?

The filing references NASDAQ and lists Northern Trust Securities, Inc. with an address at 50 S LaSalle Street, Chicago, IL as part of the securities information.

Are the RSU entries shown as issuer-held or sold by holders?

Each RSU line in the excerpt is labeled with the security type and "Issuer" as the source for the listed Restricted Stock Units, with the entries tied to the 03/25/2026 filing date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/29/2026 - 03:36 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK	0001219243
Filer CCC	XXXXXXXX
Previous Accession Number Of The Filing	0001973727-26-000011
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer	Broadcom Inc.
SEC File Number	001-38449
Address of Issuer	3421 HILLVIEW AVENUE PALO ALTO CALIFORNIA 94304
Phone	650-427-6000
Name of Person for Whose Account the Securities are To Be Sold	H&S INVESTMENTS I LP
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	531741	170000150.06	4734668184	03/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	05/05/2011	Restricted Stock Units	Issuer			6586	03/25/2026	N/A
Common Stock	05/05/2012	Restricted Stock Units	Issuer			23758	03/25/2026	N/A
Common Stock	05/05/2013	Restricted Stock Units	Issuer			26723	03/25/2026	N/A
Common Stock	05/05/2014	Restricted Stock Units	Issuer			37471	03/25/2026	N/A
Common Stock	05/05/2015	Restricted Stock Units	Issuer			24356	03/25/2026	N/A
Common Stock	05/05/2016	Restricted Stock Units	Issuer			11524	03/25/2026	N/A
Common Stock	03/15/2017	Restricted Stock Units	Issuer			14939	03/25/2026	N/A
Common Stock	03/15/2019	Restricted Stock Units	Issuer			4594	03/25/2026	N/A
Common Stock	03/15/2019	Restricted Stock Units	Issuer			122	03/25/2026	N/A
Common Stock	08/14/1991	Restricted Stock Units	Issuer			381668	03/25/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks	The Restricted Stock Units securities sold were acquired upon the vesting of restricted stock units during the period from 5/5/2011 through 3/14/2022.
Date of Notice	04/29/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/16/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Kathleen Rodin for H&S Ventures, LLC as General Partner for H&S Investments I, LP
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)