Broadcom Inc. (AVGO) director receives 864 RSU stock award

Rhea-AI Filing Summary

SAMUELI HENRY reported acquisition or exercise transactions in this Form 4 filing.

Broadcom Inc. director Henry Samueli received a compensation grant of 864 Restricted Stock Units (RSUs) of common stock on April 21, 2026. The RSUs were granted at a price of $0.00 per share and increase his directly held common stock position to 4,356 shares.

The RSUs vest in full on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, subject to his continuing service on the vesting date. Separate from his direct holdings, large blocks of Broadcom shares are held indirectly through entities such as D95GT LLC, H&S Investments I, L.P., E95GT LLC and H&S Portfolio II, L.P., for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider SAMUELI HENRY

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $0.001 par value	864	$0.00	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--

Holdings After Transaction: Common Stock, $0.001 par value — 4,356 shares (Direct, null); Common Stock, $0.001 par value — 36,924,376 shares (Indirect, See Footnote)

Footnotes (1)

1. Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The RSUs vest in full on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continuing service on the vesting date. Includes 864 RSUs. Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Key Figures

RSU grant size: 864 RSUs RSU grant price: $0.00 per share Direct holdings after grant: 4,356 shares +5 more

8 metrics

RSU grant size 864 RSUs Grant of Restricted Stock Units on April 21, 2026

RSU grant price $0.00 per share Price per share for the 864 RSUs granted

Direct holdings after grant 4,356 shares Broadcom common stock directly held after the RSU grant

D95GT LLC indirect holdings 4,596,900 shares Indirect Broadcom common stock held by D95GT LLC

H&S Investments I, L.P. holdings 12,272,030 shares Indirect Broadcom common stock held by H&S Investments I, L.P.

E95GT LLC indirect holdings 30,558,484 shares Indirect Broadcom common stock held by E95GT LLC

H&S Portfolio II, L.P. holdings 36,924,376 shares Indirect Broadcom common stock held by H&S Portfolio II, L.P.

RSU vesting date Earlier of April 19, 2027 or 2027 annual meeting Conditioned on continuing service through vesting date

Key Terms

Restricted Stock Units ("RSUs"), pecuniary interest, beneficial ownership, annual meeting of stockholders, +1 more

5 terms

Restricted Stock Units ("RSUs") financial

"Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

pecuniary interest financial

"The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein."

beneficial ownership regulatory

"The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

annual meeting of stockholders regulatory

"the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continuing service"

Common Stock, $0.001 par value financial

"security_title": "Common Stock, $0.001 par value""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SAMUELI HENRY

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CALIFORNIA 94304

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	04/21/2026		A		864(1)	A	$0	4,356(2)	D
Common Stock, $0.001 par value								36,924,376	I	See Footnote(3)
Common Stock, $0.001 par value								30,558,484	I	See Footnote(4)
Common Stock, $0.001 par value								12,272,030	I	See Footnote(5)
Common Stock, $0.001 par value								4,596,900	I	See Footnote(6)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The RSUs vest in full on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continuing service on the vesting date.

2. Includes 864 RSUs.

3. Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

4. Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

5. Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

6. Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

	/s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Henry Samueli report at Broadcom (AVGO)?

Henry Samueli reported a grant of 864 Restricted Stock Units (RSUs) of Broadcom common stock on April 21, 2026. The RSUs were granted at a price of $0.00 per share and increase his directly held common stock holdings to 4,356 shares after the transaction.

When do Henry Samueli’s new Broadcom (AVGO) RSUs vest?

The 864 Broadcom RSUs granted to Henry Samueli vest in full on the earlier of April 19, 2027 or the company’s 2027 annual meeting of stockholders. Vesting is conditioned on his continuing service with Broadcom through the applicable vesting date under the award terms.

How many Broadcom (AVGO) shares does Henry Samueli hold directly after this Form 4?

Following the RSU grant reported, Henry Samueli directly holds 4,356 shares of Broadcom common stock. This figure reflects his direct ownership position and includes 864 RSUs, each of which will convert into one share of common stock upon vesting and settlement.

What indirect Broadcom (AVGO) holdings are associated with Henry Samueli?

Indirect Broadcom holdings associated with Henry Samueli are held through entities including D95GT LLC, H&S Investments I, L.P., E95GT LLC and H&S Portfolio II, L.P. He disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in each respective entity.

Does this Broadcom (AVGO) Form 4 show any insider share sales?

The Form 4 does not report any open-market purchases or sales of Broadcom shares by Henry Samueli. It primarily records a compensation-related grant of 864 RSUs and provides updated indirect ownership totals through several investment entities where he has a pecuniary interest.

What does it mean that Henry Samueli disclaims beneficial ownership of certain Broadcom (AVGO) shares?

Disclaiming beneficial ownership means Henry Samueli states he should not be treated as the full beneficial owner of certain Broadcom shares held by related entities. He acknowledges only the economic interest, or pecuniary interest, he has in those entities’ holdings, consistent with SEC reporting conventions.