[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Broadcom (AVGO) Form 144 filing details proposed sale of securities by insider Kirsten Spears. The filing indicates planned sale of 36,350 shares of common stock with an aggregate market value of $9,497,138 through Fidelity Brokerage Services on NASDAQ, scheduled for June 24, 2025.

The securities were acquired through two restricted stock vesting events:

• 130 shares on March 14, 2024
• 36,220 shares on March 15, 2024

Recent trading activity shows Spears previously sold 56,310 shares on June 18, 2025, generating proceeds of $14,176,019. The total outstanding shares of Broadcom stand at 4,703,470,979. This Form 144 represents a standard insider disclosure for proposed sale of restricted or control securities under SEC Rule 144.

Positive

• None.

Negative

• Insider Kirsten Spears sold 36,350 shares worth approximately $9.5M, following a recent sale of 56,310 shares worth $14.2M in June 2025, indicating significant insider selling activity within a short timeframe

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	36350	9497138.48	4703470979	06/24/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/14/2024	Restricted Stock Vesting	Issuer			130	03/14/2024	Compensation
Common	03/15/2024	Restricted Stock Vesting	Issuer			36220	03/15/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kirsten Spears 3421 Hillview Ave Palo Alto CA 94304	Common	06/18/2025	56310	14176018.98

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many AVGO shares is Kirsten Spears planning to sell according to the Form 144 filed on June 28, 2025?

According to the Form 144 filing, Kirsten Spears plans to sell 36,350 shares of Broadcom Inc. (AVGO) common stock through Fidelity Brokerage Services LLC, with an aggregate market value of $9,497,138.48.

What was the source of AVGO shares that Kirsten Spears is planning to sell?

The shares came from two restricted stock vesting events: 130 shares acquired on March 14, 2024, and 36,220 shares acquired on March 15, 2024, both received as compensation from the issuer (Broadcom).

Has Kirsten Spears sold any other AVGO shares in the past 3 months before this Form 144?

Yes, according to the filing, Kirsten Spears sold 56,310 shares of AVGO common stock on June 18, 2025, generating gross proceeds of $14,176,018.98.

What is the total market value of AVGO shares Kirsten Spears plans to sell in this Form 144?

The aggregate market value of the 36,350 AVGO shares proposed for sale is $9,497,138.48, with the sale planned to occur around June 24, 2025 on the NASDAQ exchange.

What percentage of AVGO's outstanding shares does Kirsten Spears' proposed sale represent?

The 36,350 shares proposed for sale represent approximately 0.0008% of Broadcom's total outstanding shares, as the filing indicates there are 4,703,470,979 shares outstanding.