[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

A Form 144 filing reveals a proposed sale of 473,898 shares of Broadcom common stock, valued at approximately $125.7 million, by an insider through Northern Trust Securities. The sale is scheduled for June 25, 2025 on the NASDAQ exchange.

Key details of the transaction:

• The shares were originally acquired as Founders Shares in August 1991 from D95GT, LLC
• The seller has previously sold 663,976 shares for gross proceeds of $120.6 million on March 26, 2025
• The proposed sale represents approximately 0.01% of Broadcom's total outstanding shares of 4.7 billion

This filing indicates continued insider selling activity at Broadcom, following a significant sale just three months prior. The transaction timing and volume may be relevant for investors monitoring insider trading patterns and corporate governance.

Positive

• None.

Negative

• Significant insider sale: 473,898 shares worth $125.7M to be sold by entity D95GT, LLC, following another large sale of 663,976 shares ($120.6M) in March 2025, indicating substantial selling pressure from a long-term holder (Founders Shares from 1991)

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	473898	125737081.63	4703470979	06/25/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/14/1991	Founders Shares	D95GT, LLC			473898	06/25/2025	Founders Shares

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
D95GT, LLC 3421 Hillview Ave. Palo Alto CA 94304	Common Stock	03/26/2025	663976	120577112.03

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many AVGO shares are being sold according to the Form 144 filing from June 2025?

According to the Form 144 filing, 473,898 shares of Broadcom Inc. (AVGO) common stock are proposed to be sold through Northern Trust Securities, Inc.

What is the market value of AVGO shares being sold in this Form 144?

The aggregate market value of the shares to be sold is $125,737,081.63, representing 473,898 shares of Broadcom Inc. (AVGO) common stock.

When were the AVGO shares in this Form 144 originally acquired?

The shares were originally acquired on August 14, 1991, as Founders Shares from D95GT, LLC.

Has the seller of AVGO shares made any other sales in the past 3 months?

Yes, D95GT, LLC previously sold 663,976 shares of AVGO common stock on March 26, 2025, for gross proceeds of $120,577,112.03.

What percentage of AVGO's outstanding shares are being sold in this Form 144?

The 473,898 shares being sold represent approximately 0.01% of Broadcom's total outstanding shares, which are reported as 4,703,470,979 shares.