[Form 4/A] Broadcom Inc. Amended Insider Trading Activity

Rhea-AI Filing Summary

Hock E. Tan, President and CEO and director of Broadcom Inc. (AVGO), filed an amended Form 4 reporting a transaction on 09/10/2025 that disposed of 148,514 shares of Broadcom common stock at a price of $336.67 per share. After the reported transaction the filing shows beneficial ownership of 825,638 shares indirectly (by trust) and 482,836 shares directly. The amendment corrects a prior filing to accurately reflect the number of shares contributed into an exchange fund due to a transcription error in the broker's confirmation.

Insights

Securities Analyst

TL;DR: CEO Hock E. Tan sold 148,514 AVGO shares at $336.67; filing amended to correct exchange-fund contribution details.

The Form 4/A discloses a clear, single-date disposition of 148,514 shares on 09/10/2025 at $336.67 each. The report separates direct and indirect holdings, showing continued substantial holdings both directly (482,836 shares) and indirectly via trust (825,638 shares). The amendment stems from a transcription error in the broker confirmation and serves to correct the public record; it does not add new transaction types or additional derivative positions.

Corporate Governance Expert

TL;DR: Amendment improves disclosure accuracy; transaction is a routine insider disposition with corrected share attribution.

The corrected Form 4 clarifies the allocation of shares contributed to an exchange fund versus shares retained, which is important for accurate insider-holding transparency. The filing shows no new grant, option exercise, or derivative positions—only a reported sale and adjusted beneficial-ownership figures. The signature by an attorney-in-fact indicates a delegated filing, and the amendment notes the reason for correction was a broker transcription error.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

TAN HOCK E

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CA 94304

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)
09/12/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	09/10/2025		S		148,514(1)	D	$336.67	825,638	I	By Trust
Common Stock, $0.001 par value								482,836	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 4 amendment corrects an error in the prior filing (due to a transcription error in the broker's confirmation letter) to accurately reflect the number of shares contributed into an exchange fund.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan	09/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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