Broadcom (AVGO) director Samueli reports major planned stock sales and gifts

Rhea-AI Filing Summary

Broadcom Inc. director Henry Samueli reported significant indirect transactions in the company’s common stock on March 25, 2026. Entities associated with him sold 781,967 shares in open-market trades at prices generally between $316.76 and $324.13 per share and made bona fide gifts totaling 422,320 shares.

The filing states these moves were executed under a Rule 10b5-1 trading plan adopted on December 16, 2025, indicating they were pre‑scheduled. Following the transactions, indirect holdings reported for one account stood at 30,558,484 shares, with additional positions of 12,272,030 and 4,596,900 shares indirectly held and 3,492 shares held directly. Several blocks are held by entities such as D95GT LLC, H&S Investments I, L.P., E95GT LLC and H&S Portfolio II, L.P., where Samueli disclaims beneficial ownership except to the extent of his pecuniary interest.

Insights

Insider transactions analyst

Large pre‑planned sales and gifts, but sizable holdings remain.

Broadcom director Henry Samueli reported open‑market sales of 781,967 shares and gifts of 422,320 shares of common stock on March 25, 2026. All reported moves were made indirectly through related entities and not as direct personal trades.

The filing specifies that these transactions were carried out under a Rule 10b5‑1 trading plan adopted on December 16, 2025, suggesting they were pre‑scheduled rather than reactive to short‑term news. After these transactions, one major indirect account still reported 30,558,484 shares, alongside other indirect and direct holdings, indicating a substantial continuing exposure.

Footnotes show that several positions are held by entities including D95GT LLC, H&S Investments I, L.P., E95GT LLC and H&S Portfolio II, L.P., with Samueli disclaiming beneficial ownership beyond his pecuniary interest. The pattern aligns with ongoing diversification and estate planning rather than a complete exit, though investors often note the scale of such planned sales.

Insider Trade Summary 10b5-1

Net Seller: 781,967 shares ($250,000,302)

Net Sell 23 txns

Insider SAMUELI HENRY

Role Director

Sold 781,967 shs ($250.00M)

Type	Security	Shares	Price	Value
Sale	Common Stock, $0.001 par value	34,308	$317.30	$10.89M
Sale	Common Stock, $0.001 par value	44,227	$318.39	$14.08M
Sale	Common Stock, $0.001 par value	60,049	$319.36	$19.18M
Sale	Common Stock, $0.001 par value	48,635	$320.31	$15.58M
Sale	Common Stock, $0.001 par value	36,183	$321.22	$11.62M
Sale	Common Stock, $0.001 par value	17,083	$322.23	$5.50M
Sale	Common Stock, $0.001 par value	7,328	$323.17	$2.37M
Sale	Common Stock, $0.001 par value	2,413	$323.92	$782K
Gift	Common Stock, $0.001 par value	83,005	$0.00	--
Sale	Common Stock, $0.001 par value	69,058	$317.27	$21.91M
Sale	Common Stock, $0.001 par value	92,385	$318.33	$29.41M
Sale	Common Stock, $0.001 par value	125,292	$319.31	$40.01M
Sale	Common Stock, $0.001 par value	107,742	$320.26	$34.51M
Sale	Common Stock, $0.001 par value	75,809	$321.16	$24.35M
Sale	Common Stock, $0.001 par value	43,188	$322.19	$13.91M
Sale	Common Stock, $0.001 par value	12,514	$323.15	$4.04M
Sale	Common Stock, $0.001 par value	5,753	$323.90	$1.86M
Gift	Common Stock, $0.001 par value	157,090	$0.00	--
Gift	Common Stock, $0.001 par value	9,426	$0.00	--
Gift	Common Stock, $0.001 par value	172,799	$0.00	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--

Holdings After Transaction: Common Stock, $0.001 par value — 37,223,299 shares (Indirect, See Footnote); Common Stock, $0.001 par value — 3,492 shares (Direct)

Footnotes (1)

1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $316.80 to $317.79 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $317.81 to $318.80 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $318.81 to $319.80 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $319.81 to $320.80 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $320.81 to $321.79 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $321.82 to $322.81 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $322.82 to $323.79 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $323.83 to $324.13 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $316.76 to $317.75 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $317.76 to $318.75 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $318.76 to $319.75 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $319.76 to $320.75 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $320.76 to $321.75 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $321.76 to $322.75 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $322.77 to $323.76 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $323.77 to $324.13 inclusive. Includes 1,602 RSUs. Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SAMUELI HENRY

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CALIFORNIA 94304

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	03/25/2026		S(1)		34,308	D	$317.3(2)	37,223,299	I	See Footnote(19)
Common Stock, $0.001 par value	03/25/2026		S(1)		44,227	D	$318.39(3)	37,179,072	I	See Footnote(19)
Common Stock, $0.001 par value	03/25/2026		S(1)		60,049	D	$319.36(4)	37,119,023	I	See Footnote(19)
Common Stock, $0.001 par value	03/25/2026		S(1)		48,635	D	$320.31(5)	37,070,388	I	See Footnote(19)
Common Stock, $0.001 par value	03/25/2026		S(1)		36,183	D	$321.22(6)	37,034,205	I	See Footnote(19)
Common Stock, $0.001 par value	03/25/2026		S(1)		17,083	D	$322.23(7)	37,017,122	I	See Footnote(19)
Common Stock, $0.001 par value	03/25/2026		S(1)		7,328	D	$323.17(8)	37,009,794	I	See Footnote(19)
Common Stock, $0.001 par value	03/25/2026		S(1)		2,413	D	$323.92(9)	37,007,381	I	See Footnote(19)
Common Stock, $0.001 par value	03/25/2026		G(1)		83,005	D	$0	36,924,376	I	See Footnote(19)
Common Stock, $0.001 par value	03/25/2026		S(1)		69,058	D	$317.27(10)	31,360,482	I	See Footnote(20)
Common Stock, $0.001 par value	03/25/2026		S(1)		92,385	D	$318.33(11)	31,268,097	I	See Footnote(20)
Common Stock, $0.001 par value	03/25/2026		S(1)		125,292	D	$319.31(12)	31,142,805	I	See Footnote(20)
Common Stock, $0.001 par value	03/25/2026		S(1)		107,742	D	$320.26(13)	31,035,063	I	See Footnote(20)
Common Stock, $0.001 par value	03/25/2026		S(1)		75,809	D	$321.16(14)	30,959,254	I	See Footnote(20)
Common Stock, $0.001 par value	03/25/2026		S(1)		43,188	D	$322.19(15)	30,916,066	I	See Footnote(20)
Common Stock, $0.001 par value	03/25/2026		S(1)		12,514	D	$323.15(16)	30,903,552	I	See Footnote(20)
Common Stock, $0.001 par value	03/25/2026		S(1)		5,753	D	$323.9(17)	30,897,799	I	See Footnote(20)
Common Stock, $0.001 par value	03/25/2026		G(1)		157,090	D	$0	30,740,709	I	See Footnote(20)
Common Stock, $0.001 par value	03/25/2026		G(1)		9,426	D	$0	30,731,283	I	See Footnote(20)
Common Stock, $0.001 par value	03/25/2026		G(1)		172,799	D	$0	30,558,484	I	See Footnote(20)
Common Stock, $0.001 par value								3,492(18)	D
Common Stock, $0.001 par value								12,272,030	I	See Footnote(21)
Common Stock, $0.001 par value								4,596,900	I	See Footnote(22)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $316.80 to $317.79 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17.

3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $317.81 to $318.80 inclusive.

4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $318.81 to $319.80 inclusive.

5. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $319.81 to $320.80 inclusive.

6. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $320.81 to $321.79 inclusive.

7. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $321.82 to $322.81 inclusive.

8. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $322.82 to $323.79 inclusive.

9. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $323.83 to $324.13 inclusive.

10. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $316.76 to $317.75 inclusive.

11. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $317.76 to $318.75 inclusive.

12. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $318.76 to $319.75 inclusive.

13. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $319.76 to $320.75 inclusive.

14. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $320.76 to $321.75 inclusive.

15. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $321.76 to $322.75 inclusive.

16. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $322.77 to $323.76 inclusive.

17. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $323.77 to $324.13 inclusive.

18. Includes 1,602 RSUs.

19. Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

20. Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

21. Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

22. Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

	/s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli	03/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Broadcom (AVGO) director Henry Samueli report?

Henry Samueli reported indirect open‑market sales of 781,967 Broadcom shares and bona fide gifts of 422,320 shares on March 25, 2026. These involved the company’s common stock with a par value of $0.001 per share.

At what prices were the Broadcom (AVGO) shares sold in this Form 4?

The reported Broadcom share sales used weighted‑average prices, with underlying trades generally ranging from about $316.76 to $324.13 per share. Multiple footnotes detail narrower price bands for each transaction group within that overall range.

Were Henry Samueli’s Broadcom (AVGO) stock sales pre‑planned?

Yes. The filing states the transactions were effected under a Rule 10b5‑1 trading plan adopted on December 16, 2025. Such plans are established in advance, making the timing more routine and less tied to short‑term company developments.

How many Broadcom (AVGO) shares does Henry Samueli hold after these transactions?

After the reported transactions, one indirect account held 30,558,484 shares, with additional indirect holdings of 12,272,030 and 4,596,900 shares and 3,492 shares held directly, as of March 25, 2026.

Were gifts involved in Henry Samueli’s Broadcom (AVGO) Form 4 filing?

Yes. The Form 4 reports four bona fide gift transactions coded “G,” totaling 422,320 shares of Broadcom common stock. These gifts had a reported price per share of $0.00, consistent with transfers made without consideration.

Are Henry Samueli’s Broadcom (AVGO) holdings direct or through entities?

Most reported holdings are indirect, held via entities such as D95GT LLC, H&S Investments I, L.P., E95GT LLC and H&S Portfolio II, L.P. Footnotes state he disclaims beneficial ownership except to the extent of his pecuniary interest. A smaller block of 3,492 shares is held directly.