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Broadcom (NASDAQ: AVGO) legal chief sells 25,000 shares at $387

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Broadcom Inc. reported that Chief Legal & Corp Affairs Officer Mark David Brazeal completed an open-market sale of 25,000 shares of common stock at $387.00 per share on June 25, 2026. Following this sale, he directly holds 244,989 shares, which include 123,750 restricted stock units.

Positive

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Negative

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Insider Brazeal Mark David
Role Chief Legal & Corp Affairs Ofc
Sold 25,000 shs ($9.68M)
Type Security Shares Price Value
Sale Common Stock, $0.001 par value 25,000 $387.00 $9.68M
Holdings After Transaction: Common Stock, $0.001 par value — 244,989 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 25,000 shares Open-market sale on June 25, 2026
Sale price per share $387.00 per share Common Stock, $0.001 par value
Shares held after transaction 244,989 shares Direct holdings following sale
Restricted stock units included 123,750 RSUs Part of post-transaction holdings
restricted stock units financial
"Includes 123,750 restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
open-market sale financial
"transaction_action is described as an open-market sale."
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Form 4 regulatory
"The transaction was reported on a Form 4 insider report."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Common Stock, $0.001 par value financial
"Security title is Common Stock, $0.001 par value."
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brazeal Mark David

(Last)(First)(Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE

(Street)
PALO ALTO CALIFORNIA 94304

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal & Corp Affairs Ofc
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.001 par value06/25/2026S25,000D$387244,989(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 123,750 restricted stock units.
Remarks:
/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal06/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Broadcom (AVGO) disclose for Mark David Brazeal?

Broadcom disclosed that Chief Legal & Corp Affairs Officer Mark David Brazeal executed an open-market sale of 25,000 shares of common stock at $387.00 per share on June 25, 2026, according to a Form 4 insider trading report.

How many Broadcom (AVGO) shares did Mark David Brazeal sell and at what price?

Mark David Brazeal sold 25,000 Broadcom common shares in an open-market transaction at a price of $387.00 per share. This sale was reported as a code "S" transaction, meaning a sale in the open market or a private transaction.

How many Broadcom (AVGO) shares does Mark David Brazeal hold after the reported sale?

After the sale, Mark David Brazeal directly holds 244,989 shares of Broadcom common stock. This total includes both regular shares and restricted stock units, giving investors a view of his remaining equity position following the transaction.

Does Mark David Brazeal’s Broadcom (AVGO) position include restricted stock units?

Yes. A filing footnote states that his post-transaction position of 244,989 shares includes 123,750 restricted stock units. Restricted stock units are share-based awards that typically vest over time, adding a deferred compensation component to his holdings.

What does transaction code "S" mean in the Broadcom (AVGO) Form 4 filing?

Transaction code "S" in the Broadcom Form 4 indicates a sale of securities in the open market or a private transaction. In this case, it describes Mark David Brazeal’s sale of 25,000 common shares at $387.00 per share on June 25, 2026.

Is Mark David Brazeal’s Broadcom (AVGO) sale an open-market transaction?

Yes. The Form 4 identifies the transaction as an open-market sale, with a transaction action described as "open-market sale" and code "S." He sold 25,000 Broadcom common shares at $387.00 per share in this reported trade.