Broadcom (AVGO) affiliated entities sell large blocks of shares

Rhea-AI Filing Summary

Broadcom, Inc. affiliated holders reported secondary sales of Common Stock. Multiple charitable and affiliated entities filed amendments showing share dispositions on 03/25/2026 and 06/24/2026, including sales by Samueli Foundation, H&S Investments I, LP, D95GT LLC and The Rinks Foundation. The filings list share counts and dollar proceeds for each disposition.

Insights

Securities Counsel

Form 144/A amendments disclose secondary sales by affiliated holders; no allegations or allegations-like language present.

These entries record resale transactions of Common Stock by named entities with dates and gross proceeds. The filings list share counts and dollar amounts for each sale, consistent with reporting of covered dispositions.

Cashflow treatment and whether the sellers are reporting on behalf of trusts/charities is shown by entity names; timing and execution mechanics beyond the listed dates are not provided in the excerpt.

Key Figures

Samueli Foundation sale: 240,095 shares Samueli Foundation proceeds: $76,786,822.76 H&S Investments sale (Mar): 531,741 shares +4 more

7 metrics

Samueli Foundation sale 240,095 shares sold on <date>03/25/2026</date>

Samueli Foundation proceeds $76,786,822.76 proceeds reported for 03/25/2026 disposition

H&S Investments sale (Mar) 531,741 shares sold on <date>03/25/2026</date>

H&S Investments proceeds (Jun) $120,002,749.23 proceeds reported for 06/24/2026 disposition of 314,033 shares

D95GT LLC sale (Jun) 340,208 shares sold on <date>06/24/2026</date>

D95GT LLC proceeds (Jun) $130,002,968.60 proceeds reported for 06/24/2026 disposition

The Rinks Foundation sale (Jun) 15,784 shares sold on <date>06/24/2026</date>

Key Terms

Gifted Shares, Form 144/A, Securities Sold During The Past 3 Months

3 terms

Gifted Shares financial

"Securities To Be Sold table lists items labeled "Gifted Shares""

Form 144/A regulatory

"Header identifies this submission as "144/A: Filer Information""

Securities Sold During The Past 3 Months regulatory

"Section title listing prior dispositions with dates, share counts, and proceeds"

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Available on EDGAR 06/29/2026 - 05:45 PM Accepted by SEC EDGAR 06/29/2026 - 05:44 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	186089	71206825.59	4757580198	06/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/14/1991	Gifted Shares	H&S Investments I, LP		08/14/1991	116591	06/24/2026	Gifted Shares
Common Stock	08/14/1991	Gifted Shares	D95GT LLC		08/14/1991	69498	06/24/2026	Gifted Shares

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Samueli Foundation 2101 E Coast Hwy 3rd FL Corona Del Mar CA 92625-1941	Broadcom, Inc.	03/25/2026	240095	76786822.76
H&S Investments I, LP 2101 E Coast Hwy 3rd FL Corona Del Mar CA 92625-1941	Broadcom, Inc.	03/25/2026	531741	170000150.06
D95GT LLC 201 South Phillips Avenue Suite 200 Sioux Falls SD 57104	Broadcom, Inc.	03/25/2026	250226	80000154.82
The Rinks Foundation 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 92625-1941	Broadcom, Inc.	03/25/2026	9426	3014609.18
H&S Investments I, LP 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 92625-1941	Broadcom, Inc.	06/24/2026	314033	120002749.23
D95GT LLC 201 South Phillips Avenue Suite 200 Sioux Falls SD 57104	Broadcom, Inc.	06/24/2026	340208	130002968.60
The Rinks Foundation 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 92625-1941	Broadcom, Inc.	06/24/2026	15784	6039734.97

144/A: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the AVGO 144/A amendment disclose?

It discloses secondary sales of Broadcom common stock by named entities. The amendment lists specific sale dates, share counts, and dollar proceeds for each disposition shown in the filing.

Who sold shares in the AVGO 144/A amendment?

The filing shows disposals by Samueli Foundation, H&S Investments I, LP, D95GT LLC, and The Rinks Foundation. Each entity's name, sale date, share amount, and dollar proceeds are listed in the amendment.

How many shares did H&S Investments I, LP sell and when?

H&S Investments I, LP sold multiple tranches including 531,741 shares on 03/25/2026 and 314,033 shares on 06/24/2026; dollar amounts for each tranche are provided in the filing.

What proceeds are reported for D95GT LLC sales?

The excerpt shows D95GT LLC reported proceeds of $80,000,154.82 for 250,226 shares on 03/25/2026 and $130,002,968.60 for 340,208 shares on 06/24/2026 as listed in the amendment.

Are the dispositions listed as gifts or sales in the filing?

Some holdings are described as Gifted Shares in the securities table, while the "Securities Sold During The Past 3 Months" section reports actual dispositions with sale dates, share counts, and proceeds.