Broadcom (AVGO) holders report proposed resales totaling millions in shares

Rhea-AI Filing Summary

Broadcom, Inc. notice of proposed sales of Common Stock (Founders Shares) by affiliated holders. The filing lists multiple transfers reported on 03/25/2026 and 06/24/2026, including sales by H&S Investments I, LP, D95GT LLC, The Rinks Foundation, and Samueli Foundation. Examples shown include 340,208 shares by D95GT LLC for $130,002,968.60 and 186,089 shares by Samueli Foundation for $71,206,825.59.

Insights

Securities Compliance Analyst

Form 144/A lists proposed resales of Broadcom common stock by affiliated holders.

The filing records multiple reported sales and amended notices for Founders Shares on 03/25/2026 and 06/24/2026. It names specific holders and per-transaction share counts with dollar amounts.

Cash-flow treatment and whether the company receives proceeds are not stated in the excerpt; subsequent filings or trade reports would clarify settlement and purchaser details.

Key Figures

D95GT LLC sale: 340,208 shares D95GT LLC proceeds: $130,002,968.60 Samueli Foundation sale: 186,089 shares +3 more

6 metrics

D95GT LLC sale 340,208 shares reported 06/24/2026

D95GT LLC proceeds $130,002,968.60 reported 06/24/2026

Samueli Foundation sale 186,089 shares reported 06/24/2026

Samueli Foundation proceeds $71,206,825.59 reported 06/24/2026

H&S Investments I, LP sale 531,741 shares reported 03/25/2026

H&S Investments I, LP proceeds $170,000,150.06 reported 03/25/2026

Key Terms

144/A, Founders Shares, Common Stock

3 terms

144/A regulatory

"144/A: Securities To Be Sold"

Founders Shares market

"Common Stock | 08/14/1991 | Founders Shares"

Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

Common Stock market

"144/A: Securities Information Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Available on EDGAR 06/29/2026 - 05:41 PM Accepted by SEC EDGAR 06/29/2026 - 05:40 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	314033	120002749.23	4757580198	06/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/14/1991	Founders Shares	H&S Investments I, LP			314033	06/24/2026	Founders Shares

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
H&S Investments I, LP 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 92625-1941	Broadcom, Inc.	03/25/2026	531741	170000150.06
D95GT LLC 201 South Phillips Avenue Suite 200 Sioux Falls SD 57104	Broadcom, Inc.	03/25/2026	250226	80000154.82
The Rinks Foundation 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 92625-1941	Broadcom, Inc.	03/25/2026	9426	3014609.18
Samueli Foundation 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 92625-194	Broadcom, Inc.	03/25/2026	240095	76786822.76
Samueli Foundation 2101 E Coast Hwy, 3rd Fl 3rd Fl Corona Del Mar CA 92625-194	Broadcom, Inc.	06/24/2026	186089	71206825.59
The Rinks Foundation 2101 E Coast Hwy 3rd Fl Corona Del Mar CA 92625-194	Broadcom, Inc.	06/24/2026	15784	6039734.97
D95GT LLC 201 South Phillips Avenue Suite 200 Sioux Falls SD 57104	Broadcom, Inc.	06/24/2026	340208	130002968.60

144/A: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the AVGO Form 144/A disclose?

The filing discloses proposed resales of Broadcom common stock by named holders. It lists multiple transactions reported on 03/25/2026 and 06/24/2026, showing share counts and corresponding dollar amounts for each reported sale.

Who are some sellers listed in the AVGO 144/A amendment?

Named sellers include H&S Investments I, LP, D95GT LLC, The Rinks Foundation, and Samueli Foundation. The excerpt lists each entity with reported sale dates, share counts, and dollar proceeds figures.

What transaction sizes are reported in the filing for AVGO?

Examples in the excerpt show 531,741 shares by H&S Investments I, LP for $170,000,150.06 (03/25/2026) and 340,208 shares by D95GT LLC for $130,002,968.60 (06/24/2026).

Does the Form 144/A state if Broadcom receives proceeds from these sales?

The excerpt lists selling holders and reported sale amounts but does not state the recipient of proceeds. The filing shows proposed resales by holders; it does not specify whether proceeds are paid to Broadcom in the provided text.