Broadcom (AVGO) director Kenneth Hao granted 864 RSUs and holds over 1M shares indirectly

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Hao Kenneth reported acquisition or exercise transactions in this Form 4 filing.

Broadcom Inc. director Kenneth Hao received a grant of 864 Restricted Stock Units (RSUs), each representing one share of Broadcom common stock upon vesting. The RSUs vest in full on the earlier of April 19, 2027 or the company’s 2027 annual meeting of stockholders, assuming he continues in service until vesting.

Following this award, Hao holds 4,806 shares of Broadcom common stock directly, in addition to indirect holdings of 53,920 shares through a limited partnership and 1,066,000 shares through an LLC. The grant reflects equity-based compensation rather than an open-market stock purchase or sale.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Hao Kenneth

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $0.001 par value	864	$0.00	--
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value	--	--	--

Holdings After Transaction: Common Stock, $0.001 par value — 4,806 shares (Direct, null); Common Stock, $0.001 par value — 1,066,000 shares (Indirect, By LLC)

Footnotes (1)

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Key Figures

RSU grant size: 864 RSUs Direct shares after grant: 4,806 shares Indirect LP holdings: 53,920 shares +3 more

6 metrics

RSU grant size 864 RSUs Grant of Restricted Stock Units to director Kenneth Hao

Direct shares after grant 4,806 shares Common stock directly held by Kenneth Hao after transaction

Indirect LP holdings 53,920 shares Indirect ownership via limited partnership

Indirect LLC holdings 1,066,000 shares Indirect ownership via LLC

RSU vesting date Earlier of April 19, 2027 or 2027 annual meeting Vesting condition for RSU award, subject to continued service

Transaction price per RSU $0.0000 per share Grant classified as compensation, not a market purchase

Key Terms

Restricted Stock Units ("RSUs"), grant/award acquisition, annual meeting of stockholders

3 terms

Restricted Stock Units ("RSUs") financial

"Grant of Restricted Stock Units ("RSUs "). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

grant/award acquisition financial

"transaction_action": "grant/award acquisition","transaction_code_description": "Grant, award, or other acquisition""

annual meeting of stockholders financial

"on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders"

Form 4 Insider Transactions: What Each Field Means →

04/22/2026 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hao Kenneth

(Last)

(First)

(Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO

CALIFORNIA

94304

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.001 par value	04/20/2026		A		864⁽¹⁾	A	$0	4,806	D
Common Stock, $0.001 par value								1,066,000	I	By LLC
Common Stock, $0.001 par value								53,920	I	By Limited Partnership

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Grant of Restricted Stock Units ("RSUs "). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock par value $0.001 per share (the "Common Stock") for each one (1) RSU. The RSUs vest in full on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service on the vesting date.

	/s/ Kenneth Hao	04/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Broadcom (AVGO) director Kenneth Hao report in this Form 4?

Kenneth Hao reported receiving a grant of 864 Restricted Stock Units in Broadcom. Each RSU will convert into one share of common stock when it vests, reflecting equity compensation rather than an open-market stock trade.

How many Broadcom (AVGO) RSUs were granted to Kenneth Hao?

Kenneth Hao was granted 864 Restricted Stock Units in Broadcom. These RSUs represent potential future common shares he will receive if the units vest under the disclosed vesting schedule and he remains in service.

When do Kenneth Hao’s Broadcom (AVGO) RSUs vest?

The RSUs vest in full on the earlier of April 19, 2027 or Broadcom’s 2027 annual meeting of stockholders. Vesting is conditioned on Hao’s continued service with the company through the applicable vesting date.

How many Broadcom (AVGO) shares does Kenneth Hao hold directly after this filing?

After the reported grant, Kenneth Hao directly holds 4,806 shares of Broadcom common stock. This direct position is separate from his larger indirect holdings through a limited partnership and an LLC noted in the filing.

What indirect Broadcom (AVGO) holdings are associated with Kenneth Hao?

The Form 4 shows 53,920 Broadcom shares held indirectly through a limited partnership and 1,066,000 shares held through an LLC. These positions are reported as indirect ownership interests associated with Hao.

Was Kenneth Hao’s Broadcom (AVGO) Form 4 a stock purchase or sale?

No, the Form 4 reflects a grant of 864 Restricted Stock Units classified as a compensation award. It does not report any open-market purchases or sales of Broadcom shares by Hao on the transaction date.