Broadcom (AVGO) director awarded 864 RSUs, 117 shares withheld

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Broadcom Inc. director Low Check Kian reported routine equity-compensation activity. He received a grant of 864 shares of common stock at no cost, structured as restricted stock units (RSUs). The award fully vests on the earlier of April 19, 2027 or the company’s 2027 annual stockholder meeting, subject to his continued service.

On the same date, 117 shares were disposed of to satisfy tax obligations by delivering shares, a non-market “tax-withholding” transaction. After these transactions, he directly owns 115,364 shares of Broadcom common stock. The filing shows compensation-related movements rather than open-market buying or selling.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Low Check Kian

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $0.001 par value	864	$0.00	--
Tax Withholding	Common Stock, $0.001 par value	117	$399.63	$47K

Holdings After Transaction: Common Stock, $0.001 par value — 115,364 shares (Direct, null)

Footnotes (1)

Restricted stock unit ("RSU") award fully vests on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service on the vesting date. Includes 864 RSUs.

Key Figures

RSU grant size: 864 shares Tax-withholding shares: 117 shares Post-transaction holdings: 115,364 shares +2 more

5 metrics

RSU grant size 864 shares Restricted stock unit award of Broadcom common stock

Tax-withholding shares 117 shares Shares delivered to satisfy tax liability

Post-transaction holdings 115,364 shares Direct ownership after April 20, 2026 transactions

Tax-withholding price $399.63 per share Price used for 117-share tax-withholding disposition

RSU vesting date Earlier of April 19, 2027 or 2027 meeting Vesting contingent on continued service

Key Terms

Restricted stock unit ("RSU"), RSUs, tax-withholding disposition, grant, award, or other acquisition

4 terms

Restricted stock unit ("RSU") financial

"Restricted stock unit ("RSU") award fully vests on the earlier of..."

RSUs financial

"Includes 864 RSUs."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Form 4 Insider Transactions: What Each Field Means →

04/22/2026 - 04:54 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Low Check Kian

(Last)

(First)

(Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO

CALIFORNIA

94304

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.001 par value	04/20/2026		A		864⁽¹⁾	A	$0	115,364⁽²⁾	D
Common Stock, $0.001 par value	04/20/2026		F		117	D	$399.63	115,247⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted stock unit ("RSU") award fully vests on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service on the vesting date.

2. Includes 864 RSUs.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Check Kian Low	04/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Broadcom (AVGO) director Low Check Kian report in this Form 4?

Low Check Kian reported a routine equity compensation update. He received 864 restricted stock units and had 117 shares withheld to cover taxes, ending with direct ownership of 115,364 Broadcom common shares after these non-market transactions.

How many Broadcom (AVGO) shares were granted to Low Check Kian?

He was granted 864 shares of Broadcom common stock via a restricted stock unit award. These RSUs carry a zero-dollar grant price and represent additional equity compensation, contingent on future vesting and his continued service as a director.

When do Low Check Kian’s new Broadcom (AVGO) RSUs vest?

The 864 RSUs vest fully on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual stockholder meeting. Vesting remains subject to Low Check Kian’s continued service with the company through the chosen vesting date.

Why were 117 Broadcom (AVGO) shares disposed of in this filing?

The 117 shares were disposed of to pay tax obligations by delivering shares, classified as a tax-withholding disposition. This is not an open-market sale; it’s an administrative mechanism tied to equity compensation rather than a discretionary trade.

How many Broadcom (AVGO) shares does Low Check Kian own after these transactions?

Following the RSU grant and tax-withholding disposition, Low Check Kian directly holds 115,364 shares of Broadcom common stock. This figure reflects his updated direct ownership position as reported in the Form 4 after the April 20, 2026 transactions.

Are the Broadcom (AVGO) transactions in this Form 4 open-market trades?

No, the filing shows compensation-related movements only. One entry is an RSU grant of 864 shares at no cost, and the other is a 117-share tax-withholding disposition. Neither transaction represents an open-market purchase or sale of Broadcom stock.