Broadcom Inc. filings document material events, governance matters, operating results and capital-structure activity for a semiconductor and infrastructure software company. Recent 8-K disclosures cover quarterly financial results, dividend declarations, board and officer matters, commercial agreements for custom Tensor Processing Units and networking components, and registered senior notes issued under shelf-registration materials.
Proxy materials and annual-meeting reports disclose director elections, auditor ratification, advisory executive-compensation votes and board composition. The filings also identify Broadcom common stock, par value $0.001, traded on the Nasdaq Global Select Market under AVGO.
Broadcom Inc. plans to issue three new series of unsecured, unsubordinated senior notes. The notes will pay fixed interest semi-annually and may be redeemed early at Broadcom’s option, including a make-whole redemption before specified par call dates and at par thereafter.
These notes will rank equally with Broadcom’s other unsecured, unsubordinated debt, be effectively subordinated to secured debt, and structurally subordinated to all liabilities of its subsidiaries, which had about $10,170 million of unsecured indebtedness as of August 3, 2025. Broadcom itself had about $59,786 million of indebtedness for borrowed money at that date.
Broadcom expects to use the net proceeds to redeem, repurchase or repay its 3.875% notes due January 2027, assumed VMware 4.650% notes due May 2027 and assumed CA 4.700% notes due March 2027, and for general corporate purposes. The filing highlights risks from substantial leverage, absence of financial maintenance covenants, potential credit rating downgrades, interest rate movements and the possibility that no active trading markets develop for the new notes.
Mark D. Brazeal, Chief Legal & Corporate Affairs Officer of Broadcom Inc. (AVGO), reported multiple sales of Common Stock on 09/16/2025 and 09/17/2025 to satisfy tax withholding on vested restricted stock units (RSUs). The Form 4 lists a series of automatic sales executed in multiple trades at prices ranging roughly from $342.59 to $364.22 per share, with weighted average prices reported for each block. After the transactions, the Reporting Person beneficially owned between approximately 345,860 and 329,302 shares across the reported lines, and the filing discloses that the holdings include 283,125 RSUs. The filing was signed by an attorney-in-fact on behalf of the reporting person.
Charlie B. Kawwas, President of Broadcom Inc.'s Semiconductor Solutions Group and an officer of AVGO, reported multiple open-market sales of Common Stock on September 16-17, 2025. The Form 4 shows a sequence of sales executed under code "S" to cover tax withholding on vested restricted stock units (RSUs). Reported weighted-average sale prices range across transactions (examples: $357.41, $358.57, $359.74, up to $365.33 and down to $343.93), and the filing notes the inclusion of 12,500 RSUs in holdings. Direct beneficial ownership reported in the table declined from 31,588 shares to 25,295 shares across the reported transactions. The filing also discloses indirect holdings: a trust owning 789,784 shares and small holdings attributed to family members.
Kirsten M. Spears, Broadcom Inc. CFO and Chief Accounting Officer, reported a series of open-market stock sales on 09/16/2025 and 09/17/2025 to cover tax withholding on vested restricted stock units (RSUs). The Form 4 lists multiple separate sales at weighted-average prices in the $343–$363 range and reports that the sales were automatic transactions to satisfy withholding obligations. The filing shows that the reporting person continues to beneficially own approximately 313,330 shares following the transactions, and that holdings include 114,063 RSUs plus a small number of Employee Stock Purchase Plan shares.
Broadcom Inc. insider filing (Form 144) discloses a proposed sale of 7,498 common shares held by the reporting person through Charles Schwab, with an aggregate market value of $2,606,783 and an approximate sale date of 09/17/2025 on NASDAQ. The shares were acquired on 09/16/2025 by restricted stock lapse as equity compensation from Broadcom Inc.
The filing also lists prior insider sales by Kirsten M. Spears during the past three months: 56,310 shares on 06/18/2025 for $14,175,986, 36,350 shares on 06/24/2025 for $9,497,128, and 4,821 shares on 09/16/2025 for $1,737,398.
Broadcom Inc. (AVGO) Form 144 notice: The filer reports a proposed sale of 3,893 Common shares through Charles Schwab on 09/17/2025 with an aggregate market value of $1,354,049.00. These shares were acquired on 09/16/2025 as the lapse of restricted stock tied to equity compensation. The filing also discloses a prior sale on 09/16/2025 of 2,504 shares for gross proceeds of $902,412.00. The filer signs the standard representation that they are not aware of undisclosed material information about the issuer.
Broadcom Inc. (AVGO) Form 144 notice reports a proposed sale of 16,558 restricted common shares valued at approximately $5,755,740, to be executed through Charles Schwab & Co., Inc. on 09/17/2025 on NASDAQ.
The shares were acquired on 09/16/2025 through a restricted stock lapse from Broadcom as equity compensation and the planned sale is to be paid as equity compensation. The filing also discloses prior sales by the same person within the past three months totaling 110,646 shares with aggregate gross proceeds of $29,001,951.00 across transactions on 06/23/2025, 06/24/2025 and 09/16/2025.
The filer certifies they are not aware of any undisclosed material adverse information about the issuer.
Justine F. Page, a director of Broadcom Inc. (AVGO), reported a sale of 800 shares of Broadcom common stock on 09/15/2025 at a reported price of $360 per share. The filing states the sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2025, which is a prearranged plan that can authorize transactions regardless of subsequent material nonpublic information.
After the reported sale, the reporting person beneficially owns 22,982 shares in total, which the filing notes includes 1,602 restricted stock units. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/17/2025.
Broadcom Inc. (AVGO) Form 144 notifies a proposed sale of 4,821 common shares by a person associated with the company, with an aggregate market value of $1,737,398.00 and an approximate sale date of 09/16/2025 on NASDAQ. The securities are shown as acquired on 09/16/2025 by Broadcom Inc. through a Restricted Stock Lapse and paid as Equity Compensation. The filing also reports prior sales by Kirsten M. Spears of 56,310 shares on 06/18/2025 for $14,175,986.00 and 36,350 shares on 06/24/2025 for $9,497,128.00. The notice includes the standard representation regarding lack of undisclosed material adverse information.
Form 144 notice for Broadcom Inc. (AVGO) documents a proposed sale of 2,504 shares of Broadcom common stock through Charles Schwab & Co., Inc., with an aggregate market value of $902,412.00. The filing records the securities as acquired and payable on 09/16/2025 arising from a Restricted Stock Lapse and indicates Equity Compensation as the nature of payment. The broker listed is Charles Schwab & Co., Inc., and the proposed sale date is 09/16/2025 on NASDAQ. The filer reports no securities sold in the past three months and includes the standard attestation that no undisclosed material adverse information is known.