Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. filings document material events, governance matters, operating results and capital-structure activity for a semiconductor and infrastructure software company. Recent 8-K disclosures cover quarterly financial results, dividend declarations, board and officer matters, commercial agreements for custom Tensor Processing Units and networking components, and registered senior notes issued under shelf-registration materials.
Proxy materials and annual-meeting reports disclose director elections, auditor ratification, advisory executive-compensation votes and board composition. The filings also identify Broadcom common stock, par value $0.001, traded on the Nasdaq Global Select Market under AVGO.
Broadcom Inc. (AVGO) – Form 144 filing overview: A person affiliated with Broadcom has filed a Form 144 to give notice of an intended sale of 49,670 shares of Broadcom common stock. The shares have an aggregate market value of $13.82 million and are expected to be sold on or about 07 July 2025 through Northern Trust Securities, Inc. on the NASDAQ exchange. The filer originally acquired the shares on 14 Aug 1991 as “Founded Shares” from H&S Investments I, LP. The notice indicates that the seller has not sold any Broadcom shares during the past three months.
The filing is purely a regulatory notice; it does not disclose any operational or financial performance data for Broadcom. With approximately 4.70 billion shares outstanding (per the filing), the proposed sale represents an immaterial fraction of shares (<0.001%). Form 144 also contains the required representation that the seller is unaware of undisclosed material adverse information. Investors typically view such small-scale Form 144 sales as routine personal liquidity events rather than signals of fundamental change at the issuer.
Broadcom Inc. (AVGO) filed a Form 4 on 27 Jun 2025 reporting a change in ownership by Chief Legal & Corporate Affairs Officer Mark David Brazeal.
- Transaction details: On 25 Jun 2025 Brazeal executed a Code G transaction, indicating a bona-fide gift of 9,450 shares of Broadcom common stock at a price of $0.
- Post-transaction holdings: He now beneficially owns 356,506 shares, including 336,250 restricted stock units.
The gifted shares represent about 2.6 % of Brazeal’s personal stake and an immaterial fraction of Broadcom’s total shares outstanding. Because the transfer was a non-sale gift, it carries minimal signalling value for Broadcom’s near-term fundamentals and is unlikely to influence market perception or valuation.
Broadcom's Chairman Files Amended Form 144/A for Planned Stock Sale
The Samueli Foundation, associated with Broadcom's Chairman of the Board, has filed an amended Form 144/A to correct the adoption date of their Rule 10b5-1 trading plan. The foundation plans to sell 192,024 shares of Broadcom common stock with an aggregate market value of $51.6 million through Northern Trust Securities on the NASDAQ.
Key details:
- Trading plan adoption date corrected to December 18, 2024 (previously reported as January 10, 2024)
- Shares were originally acquired through gifts from D95GT, LLC (97,244 shares) and H & S Investments LLP (94,780 shares) in August 1991
- Previous sale reported: 136,248 shares sold on March 27, 2025, for proceeds of $23.6 million
- Total outstanding shares: 4,701,948,717