Broadcom Inc. Form 4 Filings

Broadcom Inc. (AVGO) executive Mark Brazeal, Chief Legal & Corp Affairs Officer, reported an open-market sale of 25,000 shares of common stock on July 10, 2026 at a weighted average price of $401.329 per share. Following the sale, he directly holds 194,989 shares, including 123,750 restricted stock units. The transaction was executed in multiple trades between $401.22 and $401.47 per share.

Broadcom Inc. director Gayla J. Delly sold common stock in an open-market transaction. On July 8, 2026, Delly sold 1,890 shares of Broadcom common stock at a price of $385.38 per share. After this sale, Delly directly holds 31,326 shares of Broadcom common stock, which includes 864 restricted stock units.

Broadcom Inc. executive Mark David Brazeal, Chief Legal & Corp Affairs Officer, reported an open-market sale of 25,000 shares of common stock on 2026-07-08 at a weighted average price of $379.188 per share. The sale was executed in multiple trades between $379.06 and $379.38 per share. Following the transaction, he directly holds 219,989 shares of Broadcom common stock, which include 123,750 restricted stock units.

Broadcom Inc. director Justine Page sold 1,602 shares of common stock in an open-market transaction at a price of $373.855 per share. After this sale, Page directly holds 17,426 Broadcom shares, which include 864 restricted stock units that represent share-based compensation scheduled to vest over time.

Broadcom Inc. reported that Chief Legal & Corp Affairs Officer Mark David Brazeal completed an open-market sale of 25,000 shares of common stock at $387.00 per share on June 25, 2026. Following this sale, he directly holds 244,989 shares, which include 123,750 restricted stock units.

Broadcom Inc. director Henry Samueli reported a mix of stock sales and gifts of Broadcom common stock. Entities associated with him sold a net 654,241 shares in open-market transactions at weighted-average prices generally in the high-$370s to high-$380s per share, according to multiple tranches disclosed.

The filing also reports bona fide gifts totaling 340,385 shares of Broadcom stock. Many of the shares are held indirectly through entities such as H&S Investments I, L.P., D95GT LLC, E95GT LLC and H&S Portfolio II, L.P., and Samueli disclaims beneficial ownership except to the extent of his pecuniary interest. Some directly held shares include 864 RSUs. All sale transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025.

Broadcom Inc.'s Chief Legal & Corporate Affairs Officer, Mark David Brazeal, reported selling 8,152 shares of common stock in a series of open-market transactions on June 16–17, 2026.

The shares were sold at prices ranging from $376.71 to $400.29 per share. Footnotes explain that these automatic transactions were executed to cover withholding taxes due upon vesting of restricted stock units (RSUs) under the relevant RSU awards, and that his holdings include 123,750 RSUs.

Broadcom Inc. reported that Chief Financial Officer Amie Thuener O'Toole received a grant of 50,000 Restricted Stock Units (RSUs) of common stock at no cash cost per share. The award was made under the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated.

The RSUs will vest in equal quarterly installments over a four-year period following the grant date of June 15, 2026, subject to her continued service with Broadcom. Each vested RSU will convert into one share of common stock. Following this grant, she directly holds 50,151.036 shares of Broadcom common stock.

Broadcom Inc. director Harry L. You reported an open-market purchase of common stock. On June 11, 2026, he bought 1,000 shares of Broadcom common stock at an average price of $373.57 per share. Following this transaction, he directly owns 38,466 shares of common stock, which includes 864 restricted stock units.

SAMUELI HENRY reported acquisition or exercise transactions in this Form 4 filing.

Broadcom Inc. director Henry Samueli received a compensation grant of 864 Restricted Stock Units (RSUs) of common stock on April 21, 2026. The RSUs were granted at a price of $0.00 per share and increase his directly held common stock position to 4,356 shares.

The RSUs vest in full on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, subject to his continuing service on the vesting date. Separate from his direct holdings, large blocks of Broadcom shares are held indirectly through entities such as D95GT LLC, H&S Investments I, L.P., E95GT LLC and H&S Portfolio II, L.P., for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

You Harry L. reported acquisition or exercise transactions in this Form 4 filing.

Broadcom Inc. director Harry L. You received an equity award in the form of restricted stock units. The Form 4 reports a grant of 864 shares of Broadcom common stock at a stated price of $0.00 per share, reflecting a compensation-related award rather than a market purchase.

According to the footnotes, this award consists of 864 restricted stock units that fully vest on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, as long as he continues serving through the vesting date. After this grant, he directly holds 37,466 shares, including these RSUs.

PAGE JUSTINE reported acquisition or exercise transactions in this Form 4 filing.

Broadcom Inc. director Justine Page received an equity award in the form of restricted stock units. The Form 4 shows a grant of 864 shares of Broadcom common stock at a price of $0.0000 per share, bringing her direct holdings to 19,028 shares.

The 864-share RSU award fully vests on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, subject to her continued service on that vesting date.

Broadcom Inc. director Low Check Kian reported routine equity-compensation activity. He received a grant of 864 shares of common stock at no cost, structured as restricted stock units (RSUs). The award fully vests on the earlier of April 19, 2027 or the company’s 2027 annual stockholder meeting, subject to his continued service.

On the same date, 117 shares were disposed of to satisfy tax obligations by delivering shares, a non-market “tax-withholding” transaction. After these transactions, he directly owns 115,247 shares of Broadcom common stock. The filing shows compensation-related movements rather than open-market buying or selling.

DELLY GAYLA J reported acquisition or exercise transactions in this Form 4 filing.

Broadcom Inc. director Gayla J. Delly received an equity award in the form of restricted stock units. The Form 4 reports a grant of 864 shares of Broadcom common stock as RSUs at no cash cost. These RSUs fully vest on the earlier of April 19, 2027 or the company’s 2027 annual meeting of stockholders, subject to her continued service. Following this award, she holds 33,216 shares of Broadcom common stock, including the 864 RSUs.

Bryant Diane M reported acquisition or exercise transactions in this Form 4 filing.

Broadcom Inc. director Diane M. Bryant reported an equity compensation grant and updated share holdings. She received 864 shares of common stock via a restricted stock unit (RSU) award at $0.00 per share, increasing her direct holdings to 8,926 shares of Broadcom common stock.

The RSU award fully vests on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, conditioned on her continued service through the vesting date. The filing also lists 320 shares held indirectly by The Diane M. Bryant Trust, for which she serves as trustee.

Hao Kenneth reported acquisition or exercise transactions in this Form 4 filing.

Broadcom Inc. director Kenneth Hao received a grant of 864 Restricted Stock Units (RSUs), each representing one share of Broadcom common stock upon vesting. The RSUs vest in full on the earlier of April 19, 2027 or the company’s 2027 annual meeting of stockholders, assuming he continues in service until vesting.

Following this award, Hao holds 4,806 shares of Broadcom common stock directly, in addition to indirect holdings of 53,920 shares through a limited partnership and 1,066,000 shares through an LLC. The grant reflects equity-based compensation rather than an open-market stock purchase or sale.

Broadcom Inc. President, ISG Velaga S. Ram sold shares in an open-market transaction. On April 10, 2026, he sold 8,000 shares of Broadcom common stock at a weighted average price of $370.5223 per share. After the sale, he directly holds 57,932 shares, plus 35 shares held indirectly by a child. The sale was executed in multiple trades within a narrow price range between $370.500 and $370.605 per share.

Broadcom Inc. director Gayla J. Delly sold 1,000 shares of common stock in an open-market transaction. The shares were sold at an average price of $358.31 per share. After this sale, she directly holds 32,352 Broadcom shares, which includes 1,602 restricted stock units that are subject to vesting conditions.

This transaction represents a partial reduction of her direct stake while maintaining a sizable remaining position in the company.

Broadcom Inc. President, ISG Velaga S. Ram reported open‑market sales of company stock. On April 9, 2026, he sold 17,260 shares of Broadcom common stock at a weighted average price of $352.1184 per share. On April 8, 2026, he sold an additional 12,955 shares at a weighted average price of $352.0223 per share.

After these transactions, he directly owned 65,932 shares of Broadcom common stock, and an additional 35 shares were held indirectly by a child. The filing notes that each reported price reflects a weighted average for multiple trades within narrow price ranges around $352 per share.

Broadcom Inc. President and CEO Tan Hock E reported a bona fide gift of 22,000 shares of common stock on April 8, 2026. After this gift, he directly holds 110,836 shares and indirectly holds 775,638 shares through a trust, based on the reported holdings.

Broadcom Inc. director Justine Page reported an open-market sale of 2,018 shares of common stock on April 8, 2026 at $353.0001 per share. After this transaction, she directly holds 18,164 shares, which include 1,602 restricted stock units.

Broadcom Inc. executive Charlie B. Kawwas reported an indirect open-market sale of 10,000 shares of Broadcom common stock at a weighted average price of $345.227 per share on April 8, 2026.

The shares were held by a trust, and this transaction reduced that trust’s holdings to 787,184 shares. Separate from the trust, Kawwas is shown with 74,626 shares held directly, plus several smaller indirect positions held for family members, each reported with 785 shares. The filing describes the sale as executed in multiple trades within a price range of $345.19 to $345.38 per share.

Broadcom Inc. director Henry Samueli reported significant indirect transactions in the company’s common stock on March 25, 2026. Entities associated with him sold 781,967 shares in open-market trades at prices generally between $316.76 and $324.13 per share and made bona fide gifts totaling 422,320 shares.

The filing states these moves were executed under a Rule 10b5-1 trading plan adopted on December 16, 2025, indicating they were pre‑scheduled. Following the transactions, indirect holdings reported for one account stood at 30,558,484 shares, with additional positions of 12,272,030 and 4,596,900 shares indirectly held and 3,492 shares held directly. Several blocks are held by entities such as D95GT LLC, H&S Investments I, L.P., E95GT LLC and H&S Portfolio II, L.P., where Samueli disclaims beneficial ownership except to the extent of his pecuniary interest.

Broadcom Inc. executive Velaga S. Ram, President of ISG, reported selling 64,379 shares of common stock on March 16–17, 2026 in multiple open-market transactions. Footnotes state these sales were automatic transactions to cover withholding taxes due upon vesting of restricted stock units, as required under the RSU awards, rather than discretionary trading.

Sale prices ranged from $317.33 to $329.12 per share. After these transactions, Ram directly held 96,147 shares of Broadcom common stock and indirectly held 35 shares through a child, and the holdings include 68 shares acquired under the employee stock purchase plan on March 13, 2026.

Broadcom Inc. Chief Financial Officer and Chief Accounting Officer Kirsten M. Spears reported a series of open-market sales of Common Stock on March 16–17, 2026, totaling 60,154 shares at prices generally in the low $320s per share.

Footnotes state these sales were executed automatically to cover withholding taxes due upon the vesting of restricted stock units rather than discretionary selling. Her reported holdings continue to include 90,000 RSUs and 37 shares acquired under Broadcom’s Employee Stock Purchase Plan.

Broadcom Inc. President, SSG, Charlie B. Kawwas reported automatic sales of 64,834 shares of common stock on March 16–17, 2026 at prices generally in the low-to-mid $300s per share. According to the footnotes, these sales were executed to cover withholding taxes due upon vesting of restricted stock units, as required under the RSU awards, rather than discretionary open-market selling.

After these transactions, he continues to hold 74,626 shares directly. He also has substantial indirect holdings, including 797,184 shares held by a trust and additional small blocks of 785 shares each held for several children and by a spouse as custodian. A footnote also notes the acquisition of 68 shares under Broadcom’s Employee Stock Purchase Plan on March 13, 2026.

Broadcom Inc. chief legal and corporate affairs officer Mark David Brazeal reported selling 83,682 shares of Broadcom common stock in open-market transactions on March 16–17. According to the disclosure, these were automatic sales to cover withholding taxes due upon vesting of restricted stock units.

The reported sale prices reflect weighted average trade prices within ranges generally between $317 and $329 per share. After these transactions, Brazeal directly holds 278,141 shares of Broadcom common stock, which the filing notes includes 140,000 RSUs.

Broadcom Inc. executive Velaga S. Ram reported an equity award of 125,000 shares of common stock. The Form 4 shows this as an acquisition through a grant or award on March 2, 2026, at a stated price of $0.0000 per share, reflecting stock-based compensation rather than an open-market purchase.

After this grant, Ram directly owned 160,458 shares of Broadcom common stock, which the footnotes state include 131,250 restricted stock units (RSUs). The filing also notes an additional 35 shares held indirectly, reported as owned "By Child." Some RSUs were earned upon achievement of performance goals under previously granted performance stock units, tying part of this award to prior performance criteria.

Broadcom Inc. reported that its CFO and Chief Accounting Officer, Kirsten M. Spears, acquired 110,640 shares of common stock on March 2, 2026 through a grant of restricted stock units (RSUs) earned upon achievement of performance goals under previously granted performance stock units.

After this award, Spears directly owns 387,877 shares of Broadcom common stock, which the disclosure notes includes 212,672 RSUs.

Broadcom Inc. president Charlie B. Kawwas reported an equity award that increased his shareholdings. On 2026-03-02, he acquired 125,000 shares of Broadcom common stock through a grant classified as a grant, award, or other acquisition, with no cash price per share listed.

The footnotes state these were restricted stock units earned upon achievement of performance goals under previously granted performance stock units. Following this award, his direct ownership rose to 139,392 shares, including 131,250 restricted stock units, and he also reports indirect holdings through a family trust and accounts for his children and spouse.

Broadcom Inc. reported that Chief Legal & Corp Affairs Officer Mark David Brazeal acquired 151,250 shares of common stock on March 2, 2026 through a grant/award at a stated price of $0.00 per share. Footnotes explain these are restricted stock units earned after meeting performance goals under previously granted performance stock units.

Following this award, Brazeal directly owns a total of 361,823 shares of Broadcom common stock, which the disclosure notes includes 310,313 restricted stock units. This filing highlights equity compensation tied to performance achievements rather than an open-market purchase.

Broadcom Inc. insider filing shows stock sales by its President and CEO, Hock E. Tan. On January 6, 2026, he reported three open-market sales of Broadcom common stock: 27,199 shares at a weighted average price of $346.752 per share, 33,078 shares at $347.453 per share, and 9,723 shares at $348.28 per share. Footnotes state these were executed in multiple trades within stated price ranges for each block. Following these transactions, he held 132,836 shares directly. The filing also reports 775,638 shares held indirectly "By Trust", which includes 280,000 shares transferred to a family trust from the reporting person for no consideration.

Broadcom Inc.'s Chief Legal & Corporate Affairs Officer, Mark David Brazeal, reported open-market sales of company stock. On January 6, 2026, he sold 24,113 shares of Broadcom common stock at a weighted average price of $346.992 per share, with trades executed between $346.485 and $347.470. On the same day, he sold an additional 5,887 shares at a weighted average price of $347.66 per share, with trades between $347.480 and $347.850.

Following these transactions, Brazeal beneficially owned 210,573 shares of Broadcom common stock, which the filing notes includes 159,063 restricted stock units. All reported holdings are listed as directly owned.

Broadcom Inc. director Justine F. Page reported two transactions in the company’s common stock. On December 15, 2025, she sold 800 shares of Broadcom common stock at a price of $361.89 per share in a transaction coded as a sale. On December 16, 2025, she transferred 400 shares in a transaction coded as a gift at a price of $0 per share.

Following these transactions, Page beneficially owned 20,182 shares of Broadcom common stock, which includes 1,602 restricted stock units. The sale was made under a Rule 10b5-1 trading plan adopted by Page on January 9, 2025, which is designed to allow pre-planned trading of shares.

Broadcom Inc. (AVGO) director reports planned stock sale. A Broadcom director reported selling 800 shares of common stock on 11/14/2025 at a price of $331.14 per share in an open-market transaction coded as a sale. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted on January 9, 2025, which is designed to allow trades according to preset instructions. After this sale, the reporting person beneficially owns 21,382 Broadcom shares, including 1,602 restricted stock units.

Broadcom Inc. (AVGO) director transaction: A director reported selling 800 shares of Broadcom common stock at $350.15 on 10/14/2025. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on January 9, 2025.

Following the transaction, the reporting person beneficially owns 22,182 shares, including 1,602 restricted stock units. The reported ownership is direct.

Henry Samueli, a director of Broadcom Inc. (AVGO), reported multiple sales of common stock on 09/24/2025 under a Rule 10b5-1 trading plan adopted December 18, 2024. The Form 4 lists a series of dispositions: 15,532 shares at a weighted average ~$334.59, 33,702 shares at ~$335.50, 49,859 shares at ~$336.56, 73,344 shares at ~$337.57, 72,258 shares at ~$338.50, and 124,102 shares at ~$339.38, plus a block of 75,678 shares reported with price $0. After these transactions the filing shows various holdings held indirectly by entities totaling 37,646,856 shares and additional indirect holdings of 31,429,540; 12,272,030; and 4,596,900 shares as described in the footnotes.

Hock E. Tan, President and CEO and a director of Broadcom Inc. (AVGO), reported sales of common stock on 09/23/2025. The filing discloses two aggregated sale transactions: 65,016 shares sold at a weighted-average price of $339.218 and 34,984 shares sold at a weighted-average price of $340.264, for a total of 100,000 shares sold. The report shows beneficial ownership following the reported transactions of 760,622 shares (indirect) and 725,638 shares (indirect) for the two respective entries, and a separate direct beneficial ownership entry of 482,836 shares. The Form 4 was signed by an attorney-in-fact, Noelle Matteson, on 09/25/2025.

Mark D. Brazeal, Chief Legal & Corporate Affairs Officer of Broadcom Inc. (AVGO), reported multiple sales of Common Stock on 09/16/2025 and 09/17/2025 to satisfy tax withholding on vested restricted stock units (RSUs). The Form 4 lists a series of automatic sales executed in multiple trades at prices ranging roughly from $342.59 to $364.22 per share, with weighted average prices reported for each block. After the transactions, the Reporting Person beneficially owned between approximately 345,860 and 329,302 shares across the reported lines, and the filing discloses that the holdings include 283,125 RSUs. The filing was signed by an attorney-in-fact on behalf of the reporting person.

Charlie B. Kawwas, President of Broadcom Inc.'s Semiconductor Solutions Group and an officer of AVGO, reported multiple open-market sales of Common Stock on September 16-17, 2025. The Form 4 shows a sequence of sales executed under code "S" to cover tax withholding on vested restricted stock units (RSUs). Reported weighted-average sale prices range across transactions (examples: $357.41, $358.57, $359.74, up to $365.33 and down to $343.93), and the filing notes the inclusion of 12,500 RSUs in holdings. Direct beneficial ownership reported in the table declined from 31,588 shares to 25,295 shares across the reported transactions. The filing also discloses indirect holdings: a trust owning 789,784 shares and small holdings attributed to family members.

Kirsten M. Spears, Broadcom Inc. CFO and Chief Accounting Officer, reported a series of open-market stock sales on 09/16/2025 and 09/17/2025 to cover tax withholding on vested restricted stock units (RSUs). The Form 4 lists multiple separate sales at weighted-average prices in the $343–$363 range and reports that the sales were automatic transactions to satisfy withholding obligations. The filing shows that the reporting person continues to beneficially own approximately 313,330 shares following the transactions, and that holdings include 114,063 RSUs plus a small number of Employee Stock Purchase Plan shares.

Justine F. Page, a director of Broadcom Inc. (AVGO), reported a sale of 800 shares of Broadcom common stock on 09/15/2025 at a reported price of $360 per share. The filing states the sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2025, which is a prearranged plan that can authorize transactions regardless of subsequent material nonpublic information.

After the reported sale, the reporting person beneficially owns 22,982 shares in total, which the filing notes includes 1,602 restricted stock units. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/17/2025.