Broadcom (AVGO) president sells 64,834 shares for RSU tax withholding

Rhea-AI Filing Summary

Broadcom Inc. President, SSG, Charlie B. Kawwas reported automatic sales of 64,834 shares of common stock on March 16–17, 2026 at prices generally in the low-to-mid $300s per share. According to the footnotes, these sales were executed to cover withholding taxes due upon vesting of restricted stock units, as required under the RSU awards, rather than discretionary open-market selling.

After these transactions, he continues to hold 74,626 shares directly. He also has substantial indirect holdings, including 797,184 shares held by a trust and additional small blocks of 785 shares each held for several children and by a spouse as custodian. A footnote also notes the acquisition of 68 shares under Broadcom’s Employee Stock Purchase Plan on March 13, 2026.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kawwas Charlie B

(Last) (First) (Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO CALIFORNIA 94304

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, SSG

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	03/16/2026		S		120(1)	D	$321.29(2)	139,340(3)	D
Common Stock, $0.001 par value	03/16/2026		S		1,691(1)	D	$323.018(4)	137,649	D
Common Stock, $0.001 par value	03/16/2026		S		3,402(1)	D	$324.088(5)	134,247	D
Common Stock, $0.001 par value	03/16/2026		S		4,912(1)	D	$324.898(6)	129,335	D
Common Stock, $0.001 par value	03/16/2026		S		4,191(1)	D	$325.999(7)	125,144	D
Common Stock, $0.001 par value	03/16/2026		S		4,214(1)	D	$327.05(8)	120,930	D
Common Stock, $0.001 par value	03/16/2026		S		5,508(1)	D	$328.039(9)	115,422	D
Common Stock, $0.001 par value	03/16/2026		S		1,680(1)	D	$328.695(10)	113,742	D
Common Stock, $0.001 par value	03/17/2026		S		3,310(1)	D	$317.972(11)	110,432	D
Common Stock, $0.001 par value	03/17/2026		S		3,716(1)	D	$318.757(12)	106,716	D
Common Stock, $0.001 par value	03/17/2026		S		6,319(1)	D	$319.97(13)	100,397	D
Common Stock, $0.001 par value	03/17/2026		S		6,100(1)	D	$320.826(14)	94,297	D
Common Stock, $0.001 par value	03/17/2026		S		5,467(1)	D	$321.929(15)	88,830	D
Common Stock, $0.001 par value	03/17/2026		S		5,581(1)	D	$322.871(16)	83,249	D
Common Stock, $0.001 par value	03/17/2026		S		2,417(1)	D	$323.838(17)	80,832	D
Common Stock, $0.001 par value	03/17/2026		S		3,472(1)	D	$324.841(18)	77,360	D
Common Stock, $0.001 par value	03/17/2026		S		2,003(1)	D	$325.906(19)	75,357	D
Common Stock, $0.001 par value	03/17/2026		S		731(1)	D	$326.611(20)	74,626	D
Common Stock, $0.001 par value								797,184	I	By Trust
Common Stock, $0.001 par value								785	I	By Child 1
Common Stock, $0.001 par value								785	I	By Child 2
Common Stock, $0.001 par value								785	I	By Child 3
Common Stock, $0.001 par value								785	I	By spouse as custodian for Child 4

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.

2. Transaction executed in multiple trades at prices ranging from $320.89 to $321.80 per share.

3. Includes 68 shares acquired under the Issuer's Employee Stock Purchase Plan on March 13, 2026.

4. Transaction executed in multiple trades at prices ranging from $322.50 to $323.49 per share.

5. Transaction executed in multiple trades at prices ranging from $323.50 to $324.49 per share.

6. Transaction executed in multiple trades at prices ranging from $324.51 to $325.46 per share.

7. Transaction executed in multiple trades at prices ranging from $325.52 to $326.51 per share.

8. Transaction executed in multiple trades at prices ranging from $326.55 to $327.52 per share.

9. Transaction executed in multiple trades at prices ranging from $327.55 to $328.54 per share.

10. Transaction executed in multiple trades at prices ranging from $328.55 to $329.11 per share.

11. Transaction executed in multiple trades at prices ranging from $317.35 to $318.33 per share.

12. Transaction executed in multiple trades at prices ranging from $318.35 to $319.31 per share.

13. Transaction executed in multiple trades at prices ranging from $319.38 to $320.37 per share.

14. Transaction executed in multiple trades at prices ranging from $320.39 to $321.38 per share.

15. Transaction executed in multiple trades at prices ranging from $321.39 to $322.38 per share.

16. Transaction executed in multiple trades at prices ranging from $322.39 to $323.37 per share.

17. Transaction executed in multiple trades at prices ranging from $323.39 to $324.37 per share.

18. Transaction executed in multiple trades at prices ranging from $324.39 to $325.37 per share.

19. Transaction executed in multiple trades at prices ranging from $325.40 to $326.39 per share.

20. Transaction executed in multiple trades at prices ranging from $326.40 to $327.01 per share.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Charlie B Kawwas	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Broadcom (AVGO) executive Charlie Kawwas report in this Form 4?

Charlie B. Kawwas, President of SSG at Broadcom Inc., reported automatic sales of 64,834 shares of common stock on March 16–17, 2026. The sales were tied to RSU vesting tax withholding rather than discretionary trading, and he still holds significant shares.

How many Broadcom (AVGO) shares did Charlie Kawwas sell and at what prices?

He reported selling 64,834 shares of Broadcom common stock across multiple trades on March 16–17, 2026. Reported prices ranged roughly from the $317 area up to about $329 per share, based on weighted-average prices and detailed price ranges in the footnotes.

Why were Charlie Kawwas’s Broadcom (AVGO) shares sold according to the Form 4?

The filing states the shares were sold through automatic transactions to cover withholding taxes due upon vesting of RSUs. This means the sales were required under the terms of the restricted stock unit awards, rather than being elective open-market sales for portfolio reasons.

How many Broadcom (AVGO) shares does Charlie Kawwas still own after these sales?

After the reported transactions, he directly owns 74,626 shares of Broadcom common stock. The Form 4 also lists indirect holdings, including 797,184 shares held by a trust and several 785-share positions held for children and by a spouse as custodian.

Does the Form 4 show any new Broadcom (AVGO) share acquisitions by Charlie Kawwas?

Yes. A footnote explains that his holdings include 68 shares acquired under Broadcom’s Employee Stock Purchase Plan on March 13, 2026. This is separate from the shares sold to cover RSU tax withholding and increases his overall position slightly.

Are Charlie Kawwas’s Broadcom (AVGO) sales part of a tax-related RSU event?

Yes. The filing clarifies that the shares were sold automatically to cover withholding taxes on restricted stock unit vesting. Such transactions are compensation-related and arise from RSU award terms, rather than from an independent decision to reduce equity exposure.