Henry Samueli (NASDAQ: AVGO) logs planned stock sales and gifts
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Broadcom Inc. director Henry Samueli reported a mix of stock sales and gifts of Broadcom common stock. Entities associated with him sold a net 654,241 shares in open-market transactions at weighted-average prices generally in the high-$370s to high-$380s per share, according to multiple tranches disclosed.
The filing also reports bona fide gifts totaling 340,385 shares of Broadcom stock. Many of the shares are held indirectly through entities such as H&S Investments I, L.P., D95GT LLC, E95GT LLC and H&S Portfolio II, L.P., and Samueli disclaims beneficial ownership except to the extent of his pecuniary interest. Some directly held shares include 864 RSUs. All sale transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 654,241 shares ($250,005,852)
Net Sell
30 txns
Insider
SAMUELI HENRY
Role
null
Sold
654,241 shs ($250.01M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock, $0.001 par value | 23,253 | $377.61 | $8.78M |
| Sale | Common Stock, $0.001 par value | 33,346 | $378.51 | $12.62M |
| Sale | Common Stock, $0.001 par value | 30,911 | $379.76 | $11.74M |
| Sale | Common Stock, $0.001 par value | 48,996 | $380.57 | $18.65M |
| Sale | Common Stock, $0.001 par value | 36,661 | $381.68 | $13.99M |
| Sale | Common Stock, $0.001 par value | 26,889 | $382.63 | $10.29M |
| Sale | Common Stock, $0.001 par value | 36,188 | $383.69 | $13.88M |
| Sale | Common Stock, $0.001 par value | 43,302 | $384.58 | $16.65M |
| Sale | Common Stock, $0.001 par value | 53,722 | $385.57 | $20.71M |
| Sale | Common Stock, $0.001 par value | 6,280 | $386.39 | $2.43M |
| Sale | Common Stock, $0.001 par value | 660 | $388.01 | $256K |
| Gift | Common Stock, $0.001 par value | 69,498 | $0.00 | -- |
| Sale | Common Stock, $0.001 par value | 21,603 | $377.64 | $8.16M |
| Sale | Common Stock, $0.001 par value | 30,456 | $378.50 | $11.53M |
| Sale | Common Stock, $0.001 par value | 24,073 | $379.69 | $9.14M |
| Sale | Common Stock, $0.001 par value | 49,805 | $380.57 | $18.95M |
| Sale | Common Stock, $0.001 par value | 34,517 | $381.67 | $13.17M |
| Sale | Common Stock, $0.001 par value | 25,134 | $382.62 | $9.62M |
| Sale | Common Stock, $0.001 par value | 32,950 | $383.69 | $12.64M |
| Sale | Common Stock, $0.001 par value | 41,290 | $384.63 | $15.88M |
| Sale | Common Stock, $0.001 par value | 47,510 | $385.61 | $18.32M |
| Sale | Common Stock, $0.001 par value | 6,478 | $386.39 | $2.50M |
| Sale | Common Stock, $0.001 par value | 217 | $388.17 | $84K |
| Gift | Common Stock, $0.001 par value | 263,903 | $0.00 | -- |
| Gift | Common Stock, $0.001 par value | 1,890 | $0.00 | -- |
| Gift | Common Stock, $0.001 par value | 1,890 | $0.00 | -- |
| Gift | Common Stock, $0.001 par value | 1,602 | $0.00 | -- |
| Gift | Common Stock, $0.001 par value | 1,602 | $0.00 | -- |
| holding | Common Stock, $0.001 par value | -- | -- | -- |
| holding | Common Stock, $0.001 par value | -- | -- | -- |
Holdings After Transaction:
Common Stock, $0.001 par value — 36,901,123 shares (Indirect, See Footnote);
Common Stock, $0.001 par value — 864 shares (Direct, null)
Footnotes (1)
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $377.10 to $378.07 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 23. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $378.10 to $379.09 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $379.12 to $380.11 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $380.12 to $381.11 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $381.12 to $382.10 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $382.12 to $383.11 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $383.12 to $384.11 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $384.12 to $385.11 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $385.12 to $386.09 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $386.12 to $387.01 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $387.95 to $388.48 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $377.10 to $378.06 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $378.10 to $379.09 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $379.12 to $380.10 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $380.12 to $381.11 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $381.13 to $382.12 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $382.13 to $383.12 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $383.13 to $384.12 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $384.13 to $385.12 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $385.13 to $386.12 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $386.13 to $387.01 inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $387.95 to $388.50 inclusive. Includes 864 RSUs. Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Key Figures
Shares sold: 654,241 shares
Shares gifted: 340,385 shares
Representative sale price: $388.17 per share
+4 more
7 metrics
Shares sold
654,241 shares
Net open-market sales of Broadcom common stock reported
Shares gifted
340,385 shares
Total bona fide gifts of Broadcom common stock
Representative sale price
$388.17 per share
One tranche of open-market sales on June 24, 2026
Representative sale price
$380.57 per share
Another tranche of open-market sales on June 24, 2026
RSUs held
864 RSUs
Directly held Broadcom RSUs included in reported holdings
Rule 10b5-1 plan adoption date
December 16, 2025
Plan governing the reported sales and some gifts
Net buy/sell shares
-654,241 shares
Net effect of buy/sell activity in this Form 4
Key Terms
Rule 10b5-1 trading plan, bona fide gift, weighted average price, RSUs, +1 more
5 terms
Rule 10b5-1 trading plan regulatory
"The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
bona fide gift financial
"transaction_code_description: Bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
weighted average price financial
"The price reported in column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
RSUs financial
"Includes 864 RSUs."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
pecuniary interest financial
"The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein"
FAQ
What insider transactions did Henry Samueli report in Broadcom (AVGO) stock?
Henry Samueli reported open-market sales and bona fide gifts of Broadcom common stock. Associated entities sold a net 654,241 shares and gifted 340,385 shares. These transactions involve indirect and direct holdings, including RSUs, and are detailed across multiple tranches in the Form 4.
Were Henry Samueli’s Broadcom (AVGO) stock sales made under a Rule 10b5-1 plan?
Yes. A footnote states the reported transactions were effected under a Rule 10b5-1 trading plan adopted on December 16, 2025. Such pre-arranged plans automate trading based on preset instructions, which can make the timing of sales less informative about the insider’s short-term market views.
How are Henry Samueli’s Broadcom (AVGO) holdings structured across entities?
Many holdings are indirect, held by entities such as H&S Investments I, L.P., D95GT LLC, E95GT LLC, and H&S Portfolio II, L.P. The filing notes Samueli disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, reflecting typical estate and investment structures.