Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. filings document material events, governance matters, operating results and capital-structure activity for a semiconductor and infrastructure software company. Recent 8-K disclosures cover quarterly financial results, dividend declarations, board and officer matters, commercial agreements for custom Tensor Processing Units and networking components, and registered senior notes issued under shelf-registration materials.
Proxy materials and annual-meeting reports disclose director elections, auditor ratification, advisory executive-compensation votes and board composition. The filings also identify Broadcom common stock, par value $0.001, traded on the Nasdaq Global Select Market under AVGO.
AVGO submitted a Form 144/A amendment listing specific classes of Common Stock proposed for sale, primarily Restricted Stock Units granted on multiple dates and a block of Founders Shares. The filing lists individual grant dates and share counts, including identifiable lots such as 381,668 Founders Shares and several RSU lots dated 2011–2019.
AVGO filed an amendment to a Form 144 notice reporting proposed resale transactions involving Common Stock issued as Restricted Stock Units. The filing lists multiple grant dates and associated share counts with an effective filing date of 03/25/2026, including large and smaller award tranches.
SAMUELI HENRY reported acquisition or exercise transactions in this Form 4 filing.
Broadcom Inc. director Henry Samueli received a compensation grant of 864 Restricted Stock Units (RSUs) of common stock on April 21, 2026. The RSUs were granted at a price of $0.00 per share and increase his directly held common stock position to 4,356 shares.
The RSUs vest in full on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, subject to his continuing service on the vesting date. Separate from his direct holdings, large blocks of Broadcom shares are held indirectly through entities such as D95GT LLC, H&S Investments I, L.P., E95GT LLC and H&S Portfolio II, L.P., for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
You Harry L. reported acquisition or exercise transactions in this Form 4 filing.
Broadcom Inc. director Harry L. You received an equity award in the form of restricted stock units. The Form 4 reports a grant of 864 shares of Broadcom common stock at a stated price of $0.00 per share, reflecting a compensation-related award rather than a market purchase.
According to the footnotes, this award consists of 864 restricted stock units that fully vest on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, as long as he continues serving through the vesting date. After this grant, he directly holds 37,466 shares, including these RSUs.
PAGE JUSTINE reported acquisition or exercise transactions in this Form 4 filing.
Broadcom Inc. director Justine Page received an equity award in the form of restricted stock units. The Form 4 shows a grant of 864 shares of Broadcom common stock at a price of $0.0000 per share, bringing her direct holdings to 19,028 shares.
The 864-share RSU award fully vests on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, subject to her continued service on that vesting date.
Broadcom Inc. director Low Check Kian reported routine equity-compensation activity. He received a grant of 864 shares of common stock at no cost, structured as restricted stock units (RSUs). The award fully vests on the earlier of April 19, 2027 or the company’s 2027 annual stockholder meeting, subject to his continued service.
On the same date, 117 shares were disposed of to satisfy tax obligations by delivering shares, a non-market “tax-withholding” transaction. After these transactions, he directly owns 115,247 shares of Broadcom common stock. The filing shows compensation-related movements rather than open-market buying or selling.
DELLY GAYLA J reported acquisition or exercise transactions in this Form 4 filing.
Broadcom Inc. director Gayla J. Delly received an equity award in the form of restricted stock units. The Form 4 reports a grant of 864 shares of Broadcom common stock as RSUs at no cash cost. These RSUs fully vest on the earlier of April 19, 2027 or the company’s 2027 annual meeting of stockholders, subject to her continued service. Following this award, she holds 33,216 shares of Broadcom common stock, including the 864 RSUs.
Bryant Diane M reported acquisition or exercise transactions in this Form 4 filing.
Broadcom Inc. director Diane M. Bryant reported an equity compensation grant and updated share holdings. She received 864 shares of common stock via a restricted stock unit (RSU) award at $0.00 per share, increasing her direct holdings to 8,926 shares of Broadcom common stock.
The RSU award fully vests on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, conditioned on her continued service through the vesting date. The filing also lists 320 shares held indirectly by The Diane M. Bryant Trust, for which she serves as trustee.
Hao Kenneth reported acquisition or exercise transactions in this Form 4 filing.
Broadcom Inc. director Kenneth Hao received a grant of 864 Restricted Stock Units (RSUs), each representing one share of Broadcom common stock upon vesting. The RSUs vest in full on the earlier of April 19, 2027 or the company’s 2027 annual meeting of stockholders, assuming he continues in service until vesting.
Following this award, Hao holds 4,806 shares of Broadcom common stock directly, in addition to indirect holdings of 53,920 shares through a limited partnership and 1,066,000 shares through an LLC. The grant reflects equity-based compensation rather than an open-market stock purchase or sale.
Broadcom Inc. held its 2026 Annual Meeting of Stockholders on April 20, 2026. Stockholders elected eight directors, including Hock E. Tan and Henry Samueli, with each receiving over 3.5 billion votes in favor except Harry L. You, who received about 2.7 billion for and 0.95 billion against.
Stockholders also ratified PricewaterhouseCoopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending November 1, 2026, with 4,007,802,173 votes for and 81,424,831 against. In addition, the advisory vote on named executive officer compensation was approved, with 2,433,503,375 votes for and 1,232,879,962 against.