Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom's SEC filings reveal how a company operating dual business models—high-volume semiconductor sales and recurring software licenses—structures its financial disclosures and operational reporting. The company's annual 10-K reports detail segment performance for semiconductor solutions and infrastructure software divisions, breaking down revenue streams from chip sales versus software maintenance contracts. These filings show how fabless semiconductor economics differ from software subscription models, with distinct margin profiles and capital requirements.
Quarterly 10-Q filings track cyclical patterns in semiconductor demand alongside stable software renewal rates, providing visibility into how data center buildout cycles, telecommunications infrastructure spending, and enterprise IT budgets affect different business segments. Revenue concentration data reveals dependencies on major customers in hyperscale cloud and telecommunications markets, while software metrics indicate renewal rates for enterprise maintenance contracts. Geographic revenue breakdowns show exposure to different regional markets and technology adoption patterns.
Form 8-K material event reports document significant developments including acquisition activities, major customer agreements, business reorganizations, and earnings releases. Given Broadcom's history of acquiring companies in both semiconductor and software sectors, these filings often detail transaction terms, integration plans, and strategic rationale for portfolio expansion. Executive stock transactions filed on Form 4 show insider trading activity, revealing when company officers and directors buy or sell shares.
Proxy statements (DEF 14A) disclose executive compensation structures, board governance practices, and shareholder voting matters. For a company balancing semiconductor design cycles with software customer retention, compensation disclosures show how executive incentives align with both innovation metrics and recurring revenue growth. These filings detail equity grants, performance targets, and long-term incentive programs tied to business objectives.
Our platform's AI-powered analysis extracts key data points from Broadcom's complex filings, highlighting segment breakdowns, customer concentration risks, and material contract terms without requiring manual review of hundreds of pages. Track when executives file Form 4 transactions, compare quarterly revenue trends across business segments, and understand how acquisition activities reshape the company's portfolio—all with simplified explanations of technical accounting disclosures and regulatory language.
Broadcom Inc. (AVGO) filed a Form 4 on 27 Jun 2025 reporting a change in ownership by Chief Legal & Corporate Affairs Officer Mark David Brazeal.
- Transaction details: On 25 Jun 2025 Brazeal executed a Code G transaction, indicating a bona-fide gift of 9,450 shares of Broadcom common stock at a price of $0.
- Post-transaction holdings: He now beneficially owns 356,506 shares, including 336,250 restricted stock units.
The gifted shares represent about 2.6 % of Brazeal’s personal stake and an immaterial fraction of Broadcom’s total shares outstanding. Because the transfer was a non-sale gift, it carries minimal signalling value for Broadcom’s near-term fundamentals and is unlikely to influence market perception or valuation.
Broadcom's Chairman Files Amended Form 144/A for Planned Stock Sale
The Samueli Foundation, associated with Broadcom's Chairman of the Board, has filed an amended Form 144/A to correct the adoption date of their Rule 10b5-1 trading plan. The foundation plans to sell 192,024 shares of Broadcom common stock with an aggregate market value of $51.6 million through Northern Trust Securities on the NASDAQ.
Key details:
- Trading plan adoption date corrected to December 18, 2024 (previously reported as January 10, 2024)
- Shares were originally acquired through gifts from D95GT, LLC (97,244 shares) and H & S Investments LLP (94,780 shares) in August 1991
- Previous sale reported: 136,248 shares sold on March 27, 2025, for proceeds of $23.6 million
- Total outstanding shares: 4,701,948,717
Broadcom's Chairman Files Form 144 for Significant Stock Sale
The Samueli Foundation, associated with Broadcom's Chairman of the Board, has filed a Form 144 indicating intent to sell 192,024 shares of common stock with an aggregate market value of $51.6 million. The sale is planned for June 26, 2025, through Northern Trust Securities on NASDAQ.
Key details of the transaction:
- The shares were originally acquired through gifts from D95GT, LLC (97,244 shares) and H & S Investments LLP (94,780 shares) in August 1991
- The Foundation previously sold 136,248 shares on March 27, 2025, for gross proceeds of $23.6 million
- The sale follows a Rule 10b5-1 trading plan adopted on January 10, 2024
The proposed sale represents approximately 0.004% of Broadcom's total outstanding shares (4.7 billion). The filing includes standard attestation that the seller has no knowledge of material adverse non-public information.
Broadcom (NASDAQ:AVGO) filed a Form 4 disclosing that CFO & Chief Accounting Officer Kirsten M. Spears sold 36,350 common shares on 06/24/2025 at a weighted-average price of $261.27, generating roughly $9.5 million in proceeds.
Following the sale, Spears still beneficially owns 325,587 shares, including 138,120 restricted stock units. The transaction represents ≈10% of her prior direct holdings. No derivative transactions were reported and no accompanying 10b5-1 plan was indicated.
Broadcom (NASDAQ: AVGO) filed a Form 4 disclosing that Chief Legal & Corporate Affairs Officer Mark D. Brazeal sold 50,000 common shares on 24 Jun 2025 at a weighted-average price of $262.10, generating proceeds of roughly $13.1 million.
Following the transaction, Brazeal beneficially owns 365,956 shares, of which 336,250 are restricted stock units, implying the sale represented about 12 % of his prior holdings. The transaction was coded “S” for an open-market sale and the Rule 10b5-1 box was not indicated as checked.
Investors often monitor sizable insider dispositions by key officers as potential sentiment signals. However, Brazeal retains a substantial equity stake, limiting immediate dilution to overall insider ownership.
Broadcom insider Hock E. Tan Trust has filed Form 144 indicating intent to sell 40,000 shares of common stock with an aggregate market value of $10.7 million through Fidelity Brokerage Services. The planned sale is scheduled for June 26, 2025 on NASDAQ.
The shares were originally acquired on November 6, 2024 through restricted stock vesting as compensation. This follows a recent sale by the same trust of 40,000 shares on June 24, 2025, which generated gross proceeds of $10.49 million.
Key transaction details:
- Total outstanding shares: 4.70 billion
- Acquisition method: Restricted stock vesting
- Trading venue: NASDAQ
- Broker: Fidelity Brokerage Services LLC
Form 144 Notice filed by a Broadcom insider indicating intent to sell 3,000 shares of common stock through Fidelity Brokerage Services, with an aggregate market value of $795,390 (approximately $265.13 per share). The planned sale is scheduled for June 26, 2025 on NASDAQ.
The securities were originally acquired on April 3, 2024 through restricted stock vesting as compensation from the issuer. The sale represents a minimal portion of Broadcom's total outstanding shares of 4.7 billion.
- No other securities were sold by the insider during the past 3 months
- The shares are being sold in compliance with Rule 144 requirements
- The seller confirms no knowledge of undisclosed material adverse information
A Form 144 filing reveals a proposed sale of 473,898 shares of Broadcom common stock, valued at approximately $125.7 million, by an insider through Northern Trust Securities. The sale is scheduled for June 25, 2025 on the NASDAQ exchange.
Key details of the transaction:
- The shares were originally acquired as Founders Shares in August 1991 from D95GT, LLC
- The seller has previously sold 663,976 shares for gross proceeds of $120.6 million on March 26, 2025
- The proposed sale represents approximately 0.01% of Broadcom's total outstanding shares of 4.7 billion
This filing indicates continued insider selling activity at Broadcom, following a significant sale just three months prior. The transaction timing and volume may be relevant for investors monitoring insider trading patterns and corporate governance.
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