Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. filings document material events, governance matters, operating results and capital-structure activity for a semiconductor and infrastructure software company. Recent 8-K disclosures cover quarterly financial results, dividend declarations, board and officer matters, commercial agreements for custom Tensor Processing Units and networking components, and registered senior notes issued under shelf-registration materials.
Proxy materials and annual-meeting reports disclose director elections, auditor ratification, advisory executive-compensation votes and board composition. The filings also identify Broadcom common stock, par value $0.001, traded on the Nasdaq Global Select Market under AVGO.
Charlie B Kawwas submitted a Form 144 reporting the proposed sale of 25,718 shares of Common Stock of Broadcom Inc. following an RSU/PSU lapse on 03/16/2026.
The filing also lists prior dispositions: 1,235 shares sold on 12/16/2025 for $421,113 and 1,928 shares sold on 12/17/2025 for $631,999. The sale is noted as an equity compensation disposition through Charles Schwab & Co., Inc.
Broadcom Inc. notice of a proposed sale of 33,194 shares of Common Stock, listed as resulting from an RSU/PSU lapse with an effective date of 03/16/2026.
The filing also reports prior sales by Mark David Brazeal on 12/16/2025 (24,527 shares, $8,361,499.00), 12/17/2025 (38,281 shares, $12,542,609.00), 12/26/2025 (25,921 shares, $9,126,069.00), and 01/06/2026 (30,000 shares, $10,413,692.00).
Broadcom Inc. delivered a strong quarter driven by AI-related demand. For the fiscal quarter ended February 1, 2026, net revenue rose to $19,311 million from $14,916 million, a 29% increase. Semiconductor solutions revenue jumped 52% to $12,515 million, mainly from custom AI accelerators and AI networking products, while infrastructure software revenue grew modestly to $6,796 million.
Operating income increased to $8,563 million from $6,260 million, expanding margin to 44% of revenue. Net income reached $7,349 million, with diluted EPS of $1.50 versus $1.14 a year earlier. Operating cash flow was a robust $8,260 million, supporting $3,086 million of dividends and $7,850 million of share repurchases. Broadcom ended the quarter with $14,174 million in cash and cash equivalents and total debt of $67,970 million. Customer concentration remains high: one semiconductor distributor represented 42% of net revenue, and the top five end customers accounted for about 50%.
Broadcom Inc. executive Velaga S. Ram reported an equity award of 125,000 shares of common stock. The Form 4 shows this as an acquisition through a grant or award on March 2, 2026, at a stated price of $0.0000 per share, reflecting stock-based compensation rather than an open-market purchase.
After this grant, Ram directly owned 160,458 shares of Broadcom common stock, which the footnotes state include 131,250 restricted stock units (RSUs). The filing also notes an additional 35 shares held indirectly, reported as owned "By Child." Some RSUs were earned upon achievement of performance goals under previously granted performance stock units, tying part of this award to prior performance criteria.
Broadcom Inc. reported that its CFO and Chief Accounting Officer, Kirsten M. Spears, acquired 110,640 shares of common stock on March 2, 2026 through a grant of restricted stock units (RSUs) earned upon achievement of performance goals under previously granted performance stock units.
After this award, Spears directly owns 387,877 shares of Broadcom common stock, which the disclosure notes includes 212,672 RSUs.
Broadcom Inc. president Charlie B. Kawwas reported an equity award that increased his shareholdings. On 2026-03-02, he acquired 125,000 shares of Broadcom common stock through a grant classified as a grant, award, or other acquisition, with no cash price per share listed.
The footnotes state these were restricted stock units earned upon achievement of performance goals under previously granted performance stock units. Following this award, his direct ownership rose to 139,392 shares, including 131,250 restricted stock units, and he also reports indirect holdings through a family trust and accounts for his children and spouse.
Broadcom Inc. reported that Chief Legal & Corp Affairs Officer Mark David Brazeal acquired 151,250 shares of common stock on March 2, 2026 through a grant/award at a stated price of $0.00 per share. Footnotes explain these are restricted stock units earned after meeting performance goals under previously granted performance stock units.
Following this award, Brazeal directly owns a total of 361,823 shares of Broadcom common stock, which the disclosure notes includes 310,313 restricted stock units. This filing highlights equity compensation tied to performance achievements rather than an open-market purchase.
Broadcom Inc. reported strong first quarter fiscal 2026 results, with revenue of $19,311 million, up 29% from a year earlier, driven by AI semiconductor demand. GAAP net income was $7,349 million and non-GAAP net income was $10,185 million, with GAAP diluted EPS of $1.50 and non-GAAP diluted EPS of $2.05. Adjusted EBITDA reached $13,128 million, or 68% of revenue.
AI revenue was $8.4 billion, growing 106% year-over-year. Broadcom generated cash from operations of $8,260 million and free cash flow of $8,010 million. The board declared a quarterly dividend of $0.65 per share and authorized a new share repurchase program of up to $10 billion through December 31, 2026. For the second quarter, the company guides to approximately $22.0 billion of revenue, up 47% year-over-year, and expects adjusted EBITDA of about 68% of revenue.
Broadcom Inc. is asking stockholders to vote at its 2026 annual meeting on three main items: electing eight directors, ratifying PricewaterhouseCoopers as auditor for fiscal 2026, and approving executive pay on an advisory basis.
The company highlights a strong 2025, with record revenue of $63.9 billion, cash from operations of $27.5 billion and free cash flow of $26.9 billion, driven by AI semiconductors and VMware-based infrastructure software. AI semiconductor revenue grew 65% year over year to $20.2 billion, while infrastructure software revenue rose 26% to $27.0 billion.
Over the five years through fiscal 2025, total stockholder return reached 1,082% and market capitalization increased from $141.4 billion to $1.7 trillion. Broadcom returned $13.6 billion to stockholders in 2025 and raised its quarterly dividend by 10% to $0.65 per share for early fiscal 2026.
The proxy emphasizes a pay‑for‑performance model with more than 90% of executive pay variable and heavily equity-based, including multi‑year performance stock units for CEO Hock Tan designed to extend his leadership through fiscal 2030. Governance features include annual director elections, a majority‑independent board, proxy access, no poison pill, and robust stock ownership guidelines.