Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. filings document material events, governance matters, operating results and capital-structure activity for a semiconductor and infrastructure software company. Recent 8-K disclosures cover quarterly financial results, dividend declarations, board and officer matters, commercial agreements for custom Tensor Processing Units and networking components, and registered senior notes issued under shelf-registration materials.
Proxy materials and annual-meeting reports disclose director elections, auditor ratification, advisory executive-compensation votes and board composition. The filings also identify Broadcom common stock, par value $0.001, traded on the Nasdaq Global Select Market under AVGO.
Broadcom Inc. announced that director Eddy W. Hartenstein will retire from its Board of Directors at the conclusion of his term at the company’s 2026 annual meeting of stockholders. He offered his resignation after reaching age 75, in line with Broadcom’s Corporate Governance Guidelines.
The company states that his retirement is not due to any disagreement with Broadcom. When his retirement becomes effective at the annual meeting, the size of Broadcom’s Board will be reduced to eight members.
Broadcom Inc. is raising $4,500,000,000 by issuing unsecured senior notes in four tranches: $750,000,000 of 4.300% notes due 2031, $1,250,000,000 of 4.600% notes due 2033, $1,250,000,000 of 4.950% notes due 2036, and $1,250,000,000 of 5.700% notes due 2056. These notes rank equally with Broadcom’s other unsecured, unsubordinated debt and are not guaranteed by subsidiaries, so they sit structurally behind subsidiary obligations.
The company expects to use the net proceeds for general corporate purposes and to repay debt. Broadcom and its VMware subsidiary have called for redemption $1,118,175,000 of 4.110% notes due 2028, $875,000,000 of 4.150% notes due 2028, $757,000,000 of 5.050% notes due 2027, and $1,250,000,000 of 3.900% notes due 2027 on specified redemption dates, generally at the greater of par or a make-whole amount plus accrued interest.
Broadcom Inc. executive S. Ram Velaga, President of the Infrastructure Software Group (ISG), filed a Form 3 reporting his initial beneficial ownership in the company. He directly holds 35,458 shares of common stock, which includes 6,250 restricted stock units, and indirectly holds 35 shares of common stock through a child. He also holds 2,250,000 stock price performance stock units (PSUs), which may vest on October 31, 2027 based on pre-set stock price hurdles measured over a consecutive 20-trading-day average between the third and fifth anniversaries of the grant date; if these price conditions are not met by the fifth anniversary (or an earlier date specified in the PSU agreement), all PSUs will be forfeited.
Broadcom Inc. insider filing shows stock sales by its President and CEO, Hock E. Tan. On January 6, 2026, he reported three open-market sales of Broadcom common stock: 27,199 shares at a weighted average price of $346.752 per share, 33,078 shares at $347.453 per share, and 9,723 shares at $348.28 per share. Footnotes state these were executed in multiple trades within stated price ranges for each block. Following these transactions, he held 132,836 shares directly. The filing also reports 775,638 shares held indirectly "By Trust", which includes 280,000 shares transferred to a family trust from the reporting person for no consideration.
Broadcom Inc.'s Chief Legal & Corporate Affairs Officer, Mark David Brazeal, reported open-market sales of company stock. On January 6, 2026, he sold 24,113 shares of Broadcom common stock at a weighted average price of $346.992 per share, with trades executed between $346.485 and $347.470. On the same day, he sold an additional 5,887 shares at a weighted average price of $347.66 per share, with trades between $347.480 and $347.850.
Following these transactions, Brazeal beneficially owned 210,573 shares of Broadcom common stock, which the filing notes includes 159,063 restricted stock units. All reported holdings are listed as directly owned.
A holder of Broadcom (AVGO) common stock has filed a notice of proposed sale under Rule 144 for 70,000 common shares, to be sold through Fidelity Brokerage Services LLC on or about 01/06/2026 on the NASDAQ. The filing lists an aggregate market value of $24,310,701.54 for these shares and notes that 4,741,273,799 common shares were outstanding. The shares to be sold were acquired on 11/06/2024 via restricted stock vesting from the issuer as compensation.
The notice also discloses that over the past three months, Hock E Tan Trust sold 100,000 common shares on 12/23/2025 for $34,564,821.27. By signing, the seller represents they are not aware of any undisclosed material adverse information about Broadcom’s current or prospective operations.
Broadcom Inc. plans to issue four new series of unsecured, unsubordinated senior notes, each with fixed interest, semi-annual payments and staggered maturities. The notes will be issued in minimum denominations of $2,000, with optional redemption features including make-whole calls before specified par call dates and par redemption thereafter. They will rank equally with Broadcom’s other unsecured unsubordinated debt, be effectively subordinated to any secured borrowings, and structurally subordinated to all liabilities of its subsidiaries, which had $6,533 million of unsecured indebtedness as of November 2, 2025. As of that date the issuer had $60,587 million of indebtedness for borrowed money. Broadcom intends to use the net proceeds primarily to redeem or repay its 5.050% notes due July 2027, 4.150% notes due February 2028, 4.110% notes due September 2028 and assumed VMware 3.900% notes due August 2027, and for general corporate purposes. The notes are not guaranteed by subsidiaries, will not be listed on an exchange, and carry limited covenants, so investors face interest-rate risk, refinancing risk and potential illiquidity.
Broadcom Inc. files its annual report describing a global business built around semiconductor solutions and infrastructure software, including AI data center, networking, wireless, broadband, industrial and mainframe and cloud software portfolios. The company highlights major platforms such as Ethernet switching and NICs, storage connectivity, VMware Cloud Foundation, mainframe tools and Symantec and Carbon Black cybersecurity products.
Broadcom notes that distributors represent 48% of net revenue and that approximately 40% of net revenue comes from its top five end customers, creating meaningful customer concentration risk. As of May 2, 2025, non‑affiliate equity was valued at about $939.2 billion, and as of November 28, 2025 there were 4,741,273,799 common shares outstanding. The report outlines extensive risk factors, including macroeconomic volatility, AI‑driven semiconductor cyclicality, trade and export controls, heavy regulation and substantial indebtedness, as well as competition and cybersecurity threats.
Broadcom Inc. director Justine F. Page reported two transactions in the company’s common stock. On December 15, 2025, she sold 800 shares of Broadcom common stock at a price of $361.89 per share in a transaction coded as a sale. On December 16, 2025, she transferred 400 shares in a transaction coded as a gift at a price of $0 per share.
Following these transactions, Page beneficially owned 20,182 shares of Broadcom common stock, which includes 1,602 restricted stock units. The sale was made under a Rule 10b5-1 trading plan adopted by Page on January 9, 2025, which is designed to allow pre-planned trading of shares.
Broadcom Inc. furnished a press release announcing its unaudited financial results for the fourth quarter and fiscal year ended November 2, 2025, with full details provided in Exhibit 99.1.
The company also announced that its board of directors declared a quarterly cash dividend of $0.65 per share on its common stock, payable on December 31, 2025 to stockholders of record as of the close of business on December 22, 2025.