Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. (NASDAQ: AVGO) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its semiconductor and infrastructure software business. As a Delaware corporation with common stock listed on the NASDAQ Global Select Market, Broadcom’s SEC filings cover its operations across cloud, data center, networking, broadband, wireless, storage, industrial, and enterprise software markets.
On this page, you can review Broadcom’s periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its two primary segments (semiconductor solutions and infrastructure software), key markets, risk factors, and management’s discussion of results. Current reports on Form 8-K disclose material events, including the completion and integration of the VMware acquisition, executive compensation arrangements tied to AI-related revenue targets, senior notes offerings, redemptions of subsidiary notes, and repayment of term loan credit facilities.
Broadcom also uses shelf registration statements on Form S-3ASR and related prospectus supplements to issue unsecured, unsubordinated senior notes with various maturities and coupon rates. These filings outline the terms of the notes, their ranking relative to other obligations, and intended uses of proceeds, such as refinancing existing debt. Additional exhibits and indentures provide the legal framework governing these securities.
Stock Titan enhances access to these filings with AI-powered summaries that explain complex sections in plain language, helping users quickly understand topics such as segment performance, AI-related disclosures, capital structure changes, and risk discussions. Real-time updates from EDGAR ensure that new 8-Ks, 10-Qs, 10-Ks, and other forms appear promptly. Users can also review information related to executive compensation arrangements and other governance matters that Broadcom reports under Item 5.02 and similar items.
For investors and analysts researching AVGO, this filings page offers a structured view of Broadcom’s regulatory history and ongoing disclosures, supported by AI tools that highlight key points without replacing the underlying official documents.
Broadcom Inc. (AVGO) – Form 144 filing overview: A person affiliated with Broadcom has filed a Form 144 to give notice of an intended sale of 49,670 shares of Broadcom common stock. The shares have an aggregate market value of $13.82 million and are expected to be sold on or about 07 July 2025 through Northern Trust Securities, Inc. on the NASDAQ exchange. The filer originally acquired the shares on 14 Aug 1991 as “Founded Shares” from H&S Investments I, LP. The notice indicates that the seller has not sold any Broadcom shares during the past three months.
The filing is purely a regulatory notice; it does not disclose any operational or financial performance data for Broadcom. With approximately 4.70 billion shares outstanding (per the filing), the proposed sale represents an immaterial fraction of shares (<0.001%). Form 144 also contains the required representation that the seller is unaware of undisclosed material adverse information. Investors typically view such small-scale Form 144 sales as routine personal liquidity events rather than signals of fundamental change at the issuer.
Broadcom Inc. (AVGO) filed a Form 4 on 27 Jun 2025 reporting a change in ownership by Chief Legal & Corporate Affairs Officer Mark David Brazeal.
- Transaction details: On 25 Jun 2025 Brazeal executed a Code G transaction, indicating a bona-fide gift of 9,450 shares of Broadcom common stock at a price of $0.
- Post-transaction holdings: He now beneficially owns 356,506 shares, including 336,250 restricted stock units.
The gifted shares represent about 2.6 % of Brazeal’s personal stake and an immaterial fraction of Broadcom’s total shares outstanding. Because the transfer was a non-sale gift, it carries minimal signalling value for Broadcom’s near-term fundamentals and is unlikely to influence market perception or valuation.
Broadcom's Chairman Files Amended Form 144/A for Planned Stock Sale
The Samueli Foundation, associated with Broadcom's Chairman of the Board, has filed an amended Form 144/A to correct the adoption date of their Rule 10b5-1 trading plan. The foundation plans to sell 192,024 shares of Broadcom common stock with an aggregate market value of $51.6 million through Northern Trust Securities on the NASDAQ.
Key details:
- Trading plan adoption date corrected to December 18, 2024 (previously reported as January 10, 2024)
- Shares were originally acquired through gifts from D95GT, LLC (97,244 shares) and H & S Investments LLP (94,780 shares) in August 1991
- Previous sale reported: 136,248 shares sold on March 27, 2025, for proceeds of $23.6 million
- Total outstanding shares: 4,701,948,717
Broadcom's Chairman Files Form 144 for Significant Stock Sale
The Samueli Foundation, associated with Broadcom's Chairman of the Board, has filed a Form 144 indicating intent to sell 192,024 shares of common stock with an aggregate market value of $51.6 million. The sale is planned for June 26, 2025, through Northern Trust Securities on NASDAQ.
Key details of the transaction:
- The shares were originally acquired through gifts from D95GT, LLC (97,244 shares) and H & S Investments LLP (94,780 shares) in August 1991
- The Foundation previously sold 136,248 shares on March 27, 2025, for gross proceeds of $23.6 million
- The sale follows a Rule 10b5-1 trading plan adopted on January 10, 2024
The proposed sale represents approximately 0.004% of Broadcom's total outstanding shares (4.7 billion). The filing includes standard attestation that the seller has no knowledge of material adverse non-public information.