Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom's SEC filings reveal how a company operating dual business models—high-volume semiconductor sales and recurring software licenses—structures its financial disclosures and operational reporting. The company's annual 10-K reports detail segment performance for semiconductor solutions and infrastructure software divisions, breaking down revenue streams from chip sales versus software maintenance contracts. These filings show how fabless semiconductor economics differ from software subscription models, with distinct margin profiles and capital requirements.
Quarterly 10-Q filings track cyclical patterns in semiconductor demand alongside stable software renewal rates, providing visibility into how data center buildout cycles, telecommunications infrastructure spending, and enterprise IT budgets affect different business segments. Revenue concentration data reveals dependencies on major customers in hyperscale cloud and telecommunications markets, while software metrics indicate renewal rates for enterprise maintenance contracts. Geographic revenue breakdowns show exposure to different regional markets and technology adoption patterns.
Form 8-K material event reports document significant developments including acquisition activities, major customer agreements, business reorganizations, and earnings releases. Given Broadcom's history of acquiring companies in both semiconductor and software sectors, these filings often detail transaction terms, integration plans, and strategic rationale for portfolio expansion. Executive stock transactions filed on Form 4 show insider trading activity, revealing when company officers and directors buy or sell shares.
Proxy statements (DEF 14A) disclose executive compensation structures, board governance practices, and shareholder voting matters. For a company balancing semiconductor design cycles with software customer retention, compensation disclosures show how executive incentives align with both innovation metrics and recurring revenue growth. These filings detail equity grants, performance targets, and long-term incentive programs tied to business objectives.
Our platform's AI-powered analysis extracts key data points from Broadcom's complex filings, highlighting segment breakdowns, customer concentration risks, and material contract terms without requiring manual review of hundreds of pages. Track when executives file Form 4 transactions, compare quarterly revenue trends across business segments, and understand how acquisition activities reshape the company's portfolio—all with simplified explanations of technical accounting disclosures and regulatory language.
Broadcom (NASDAQ:AVGO) CEO, President & Director Hock E. Tan reported two insider transactions.
- Gift: 190,000 shares on 06/23/2025 (Code G) at $0, cutting direct holdings to 522,836 shares.
- Sale: 40,000 shares on 06/24/2025 (Code S) at a weighted-average $262.173, generating roughly $10.5 million. Indirect holdings via trust now total 974,152 shares.
Post-transaction beneficial ownership is about 1.5 million shares. No Rule 10b5-1 plan was disclosed. The $10 million+ sale represents ~2.6% of Tan’s stake, a modest trim but financially material, potentially signaling executive sentiment to investors.
Broadcom Chief Legal & Corporate Affairs Officer Mark David Brazeal reported a significant insider transaction on Form 4. On June 23, 2025, Brazeal sold 50,000 shares of common stock at an average price of $253.285 per share, resulting in a transaction value of approximately $12.66 million.
Following the transaction, Brazeal continues to hold 415,956 shares directly, which includes 336,250 restricted stock units (RSUs). This sale represents a notable reduction in the executive's direct holdings, though he maintains a substantial position through his remaining shares and RSUs.
The transaction was executed as a straight sale (transaction code 'S') and was reported within the required filing deadline. The filing indicates no derivative securities transactions were made during this period.
Form 144 Notice filed by Broadcom insider regarding proposed sale of 50,000 shares of common stock with an aggregate market value of $13.1 million through Fidelity Brokerage Services, planned for June 24, 2025.
The securities to be sold were acquired through two restricted stock vesting events:
- 48,460 shares on March 15, 2024
- 1,540 shares on March 15, 2025
The filing discloses previous sales by the same insider (Mark Brazeal) in the past 3 months totaling 105,000 shares with combined proceeds of $23 million across three transactions:
- March 24, 2025: 30,000 shares for $5.8M
- April 11, 2025: 25,000 shares for $4.5M
- June 23, 2025: 50,000 shares for $12.7M
Broadcom (AVGO) Form 144 filing details proposed sale of securities by insider Kirsten Spears. The filing indicates planned sale of 36,350 shares of common stock with an aggregate market value of $9,497,138 through Fidelity Brokerage Services on NASDAQ, scheduled for June 24, 2025.
The securities were acquired through two restricted stock vesting events:
- 130 shares on March 14, 2024
- 36,220 shares on March 15, 2024
Recent trading activity shows Spears previously sold 56,310 shares on June 18, 2025, generating proceeds of $14,176,019. The total outstanding shares of Broadcom stand at 4,703,470,979. This Form 144 represents a standard insider disclosure for proposed sale of restricted or control securities under SEC Rule 144.
Form 144 Notice of Proposed Sale filed by a Broadcom insider indicates a planned sale of 40,000 shares of common stock through Fidelity Brokerage Services, with an aggregate market value of $10,486,936.63.
The securities were originally acquired on November 3, 2023 through restricted stock vesting as compensation from the issuer. The proposed sale represents approximately 0.00085% of Broadcom's total outstanding shares (4,703,470,979 shares).
Key details:
- Planned execution date: June 24, 2025
- Trading venue: NASDAQ
- Average price per share: ~$262.17
- No other sales reported by the insider in the past 3 months
This Form 144 represents a standard insider declaration of intent to sell shares acquired through equity compensation, with the seller affirming no knowledge of undisclosed material adverse information.
Form 4 snapshot: On 06/18/2025, Broadcom Inc. (AVGO) Chief Financial Officer & Chief Accounting Officer Kirsten M. Spears sold 56,310 shares of common stock in an open-market transaction coded “S”. The weighted-average sale price was $251.749 per share, implying gross proceeds of roughly $14.2 million.
After the sale, Spears’ direct beneficial ownership stands at 361,937 shares, which includes 138,120 restricted stock units. No derivative security activity was reported, and the filing makes no mention of a Rule 10b5-1 trading plan. The document was signed on 06/23/2025.
This insider transaction reduces the executive’s direct stake by about 13 % but still leaves meaningful equity exposure. Investors may monitor future filings for additional sales or purchases to gauge any evolving sentiment among senior management.
Broadcom insider Mark Brazeal has filed Form 144 indicating intent to sell 50,000 shares of common stock with an aggregate market value of $12,664,250. The proposed sale is scheduled for June 23, 2025, through Fidelity Brokerage Services on NASDAQ.
The shares were acquired on March 15, 2025, through restricted stock vesting as compensation. The filing reveals previous sales by Brazeal in the past 3 months:
- March 24, 2025: 30,000 shares for $5,839,504
- April 11, 2025: 25,000 shares for $4,500,000
This planned sale represents approximately 0.001% of Broadcom's 4.7 billion outstanding shares. The Form 144 filing is required for proposed sales by affiliates of restricted or control securities, with the seller confirming no knowledge of undisclosed material adverse information about the company.
Broadcom Inc. (AVGO) Form 4 filing dated 18-Jun-2025 discloses that director Justine F. Page sold 800 shares of Broadcom common stock on 16-Jun-2025 at an average price of $250.35, generating proceeds of roughly $200,000. The transaction was executed pursuant to a Rule 10b5-1 trading plan that Page adopted on 9-Jan-2025, indicating the trade was pre-scheduled and not the result of contemporaneous discretionary action.
Following the sale, Page continues to hold 25,382 shares directly, a figure that includes 1,602 restricted stock units (RSUs). No purchases or derivative security transactions were reported in the filing. The director remains on Broadcom’s board, and there is no change to executive roles or company operations noted. While the dollar amount is modest relative to Broadcom’s market capitalization, the disclosure provides investors with timely visibility into insider trading activity and the director’s remaining stake.
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