Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. (NASDAQ: AVGO) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its semiconductor and infrastructure software business. As a Delaware corporation with common stock listed on the NASDAQ Global Select Market, Broadcom’s SEC filings cover its operations across cloud, data center, networking, broadband, wireless, storage, industrial, and enterprise software markets.
On this page, you can review Broadcom’s periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its two primary segments (semiconductor solutions and infrastructure software), key markets, risk factors, and management’s discussion of results. Current reports on Form 8-K disclose material events, including the completion and integration of the VMware acquisition, executive compensation arrangements tied to AI-related revenue targets, senior notes offerings, redemptions of subsidiary notes, and repayment of term loan credit facilities.
Broadcom also uses shelf registration statements on Form S-3ASR and related prospectus supplements to issue unsecured, unsubordinated senior notes with various maturities and coupon rates. These filings outline the terms of the notes, their ranking relative to other obligations, and intended uses of proceeds, such as refinancing existing debt. Additional exhibits and indentures provide the legal framework governing these securities.
Stock Titan enhances access to these filings with AI-powered summaries that explain complex sections in plain language, helping users quickly understand topics such as segment performance, AI-related disclosures, capital structure changes, and risk discussions. Real-time updates from EDGAR ensure that new 8-Ks, 10-Qs, 10-Ks, and other forms appear promptly. Users can also review information related to executive compensation arrangements and other governance matters that Broadcom reports under Item 5.02 and similar items.
For investors and analysts researching AVGO, this filings page offers a structured view of Broadcom’s regulatory history and ongoing disclosures, supported by AI tools that highlight key points without replacing the underlying official documents.
Kirsten M. Spears, Broadcom Inc. CFO and Chief Accounting Officer, reported a series of open-market stock sales on 09/16/2025 and 09/17/2025 to cover tax withholding on vested restricted stock units (RSUs). The Form 4 lists multiple separate sales at weighted-average prices in the $343–$363 range and reports that the sales were automatic transactions to satisfy withholding obligations. The filing shows that the reporting person continues to beneficially own approximately 313,330 shares following the transactions, and that holdings include 114,063 RSUs plus a small number of Employee Stock Purchase Plan shares.
Broadcom Inc. insider filing (Form 144) discloses a proposed sale of 7,498 common shares held by the reporting person through Charles Schwab, with an aggregate market value of $2,606,783 and an approximate sale date of 09/17/2025 on NASDAQ. The shares were acquired on 09/16/2025 by restricted stock lapse as equity compensation from Broadcom Inc.
The filing also lists prior insider sales by Kirsten M. Spears during the past three months: 56,310 shares on 06/18/2025 for $14,175,986, 36,350 shares on 06/24/2025 for $9,497,128, and 4,821 shares on 09/16/2025 for $1,737,398.
Broadcom Inc. (AVGO) Form 144 notice: The filer reports a proposed sale of 3,893 Common shares through Charles Schwab on 09/17/2025 with an aggregate market value of $1,354,049.00. These shares were acquired on 09/16/2025 as the lapse of restricted stock tied to equity compensation. The filing also discloses a prior sale on 09/16/2025 of 2,504 shares for gross proceeds of $902,412.00. The filer signs the standard representation that they are not aware of undisclosed material information about the issuer.
Broadcom Inc. (AVGO) Form 144 notice reports a proposed sale of 16,558 restricted common shares valued at approximately $5,755,740, to be executed through Charles Schwab & Co., Inc. on 09/17/2025 on NASDAQ.
The shares were acquired on 09/16/2025 through a restricted stock lapse from Broadcom as equity compensation and the planned sale is to be paid as equity compensation. The filing also discloses prior sales by the same person within the past three months totaling 110,646 shares with aggregate gross proceeds of $29,001,951.00 across transactions on 06/23/2025, 06/24/2025 and 09/16/2025.
The filer certifies they are not aware of any undisclosed material adverse information about the issuer.
Justine F. Page, a director of Broadcom Inc. (AVGO), reported a sale of 800 shares of Broadcom common stock on 09/15/2025 at a reported price of $360 per share. The filing states the sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2025, which is a prearranged plan that can authorize transactions regardless of subsequent material nonpublic information.
After the reported sale, the reporting person beneficially owns 22,982 shares in total, which the filing notes includes 1,602 restricted stock units. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/17/2025.
Broadcom Inc. (AVGO) Form 144 notifies a proposed sale of 4,821 common shares by a person associated with the company, with an aggregate market value of $1,737,398.00 and an approximate sale date of 09/16/2025 on NASDAQ. The securities are shown as acquired on 09/16/2025 by Broadcom Inc. through a Restricted Stock Lapse and paid as Equity Compensation. The filing also reports prior sales by Kirsten M. Spears of 56,310 shares on 06/18/2025 for $14,175,986.00 and 36,350 shares on 06/24/2025 for $9,497,128.00. The notice includes the standard representation regarding lack of undisclosed material adverse information.
Form 144 notice for Broadcom Inc. (AVGO) documents a proposed sale of 2,504 shares of Broadcom common stock through Charles Schwab & Co., Inc., with an aggregate market value of $902,412.00. The filing records the securities as acquired and payable on 09/16/2025 arising from a Restricted Stock Lapse and indicates Equity Compensation as the nature of payment. The broker listed is Charles Schwab & Co., Inc., and the proposed sale date is 09/16/2025 on NASDAQ. The filer reports no securities sold in the past three months and includes the standard attestation that no undisclosed material adverse information is known.
Broadcom (AVGO) insider sale filing under Rule 144: The notice reports that Mark David Brazeal intends to sell 10,646 shares of Broadcom common stock through Charles Schwab & Co., Inc. on 09/16/2025, with an aggregate market value listed as $3,836,651.00. The shares were recorded as acquired on 09/16/2025 upon a restricted stock lapse from Broadcom Inc. and are described as equity compensation. The filing also discloses two prior sales by the same person in the past three months: 50,000 shares sold on 06/23/2025 for $12,664,250.00 and 50,000 shares on 06/24/2025 for $13,105,050.00. The form includes the total number of outstanding shares as 4,722,365,022.
Hock E. Tan, President and CEO and director of Broadcom Inc. (AVGO), filed an amended Form 4 reporting a transaction on 09/10/2025 that disposed of 148,514 shares of Broadcom common stock at a price of $336.67 per share. After the reported transaction the filing shows beneficial ownership of 825,638 shares indirectly (by trust) and 482,836 shares directly. The amendment corrects a prior filing to accurately reflect the number of shares contributed into an exchange fund due to a transcription error in the broker's confirmation.
Form 144 notice for Broadcom Inc. (AVGO) reports proposed sales of common stock by an individual seller. The filing lists a broker (Fidelity Brokerage Services LLC) and shows a planned sale of 800 shares on 09/15/2025 with an aggregate market value of $288,000 based on the filer’s input. The 800 shares were acquired on 04/21/2025 via restricted stock vesting and paid as compensation. The seller, identified in related entries as Justine Page, completed three prior sales of 800 shares each on 06/16/2025, 07/14/2025 and 08/14/2025 with reported gross proceeds of $200,280.00, $219,440.00 and $245,968.00 respectively.