Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. filings document material events, governance matters, operating results and capital-structure activity for a semiconductor and infrastructure software company. Recent 8-K disclosures cover quarterly financial results, dividend declarations, board and officer matters, commercial agreements for custom Tensor Processing Units and networking components, and registered senior notes issued under shelf-registration materials.
Proxy materials and annual-meeting reports disclose director elections, auditor ratification, advisory executive-compensation votes and board composition. The filings also identify Broadcom common stock, par value $0.001, traded on the Nasdaq Global Select Market under AVGO.
Broadcom Inc. executive Velaga S. Ram, President of ISG, reported selling 64,379 shares of common stock on March 16–17, 2026 in multiple open-market transactions. Footnotes state these sales were automatic transactions to cover withholding taxes due upon vesting of restricted stock units, as required under the RSU awards, rather than discretionary trading.
Sale prices ranged from $317.33 to $329.12 per share. After these transactions, Ram directly held 96,147 shares of Broadcom common stock and indirectly held 35 shares through a child, and the holdings include 68 shares acquired under the employee stock purchase plan on March 13, 2026.
Broadcom Inc. Chief Financial Officer and Chief Accounting Officer Kirsten M. Spears reported a series of open-market sales of Common Stock on March 16–17, 2026, totaling 60,154 shares at prices generally in the low $320s per share.
Footnotes state these sales were executed automatically to cover withholding taxes due upon the vesting of restricted stock units rather than discretionary selling. Her reported holdings continue to include 90,000 RSUs and 37 shares acquired under Broadcom’s Employee Stock Purchase Plan.
Broadcom Inc. President, SSG, Charlie B. Kawwas reported automatic sales of 64,834 shares of common stock on March 16–17, 2026 at prices generally in the low-to-mid $300s per share. According to the footnotes, these sales were executed to cover withholding taxes due upon vesting of restricted stock units, as required under the RSU awards, rather than discretionary open-market selling.
After these transactions, he continues to hold 74,626 shares directly. He also has substantial indirect holdings, including 797,184 shares held by a trust and additional small blocks of 785 shares each held for several children and by a spouse as custodian. A footnote also notes the acquisition of 68 shares under Broadcom’s Employee Stock Purchase Plan on March 13, 2026.
Broadcom Inc. chief legal and corporate affairs officer Mark David Brazeal reported selling 83,682 shares of Broadcom common stock in open-market transactions on March 16–17. According to the disclosure, these were automatic sales to cover withholding taxes due upon vesting of restricted stock units.
The reported sale prices reflect weighted average trade prices within ranges generally between $317 and $329 per share. After these transactions, Brazeal directly holds 278,141 shares of Broadcom common stock, which the filing notes includes 140,000 RSUs.
S. Ram Velaga reported a proposed sale of Common shares of Broadcom Inc. by filing Form 144 on 03/17/2026. The notice lists 38,841 shares associated with an RSU / PSU lapse. The filing also discloses prior sales of 25,538 shares on 03/16/2026 for an aggregate amount of $8327831.00.
Charlie B Kawwas reported an intended sale of 39,116 shares of Common Stock of Broadcom Inc. by Form 144, dated 03/17/2026. The filing lists the sale as tied to an RSU / PSU lapse ("See Remarks").
The filing also discloses prior securities dispositions in the past three months: 1,928 shares on 12/17/2025 (proceeds $631,999.00) and 25,718 shares on 03/16/2026 (proceeds $8,386,728.00). Broker/dealer information shows Charles Schwab & Co., Inc. and an entry date of 03/17/2026.
Broadcom Inc. filed a Rule 144 notice reporting 36,292 shares of Common Stock on 03/17/2026 relating to equity compensation (listed as "RSU / PSU Lapse - See Remarks"). The filing lists recent dispositions including 3,714 shares on 12/17/2025, 30,000 shares on 12/31/2025, and 23,862 shares on 03/16/2026, with dollar amounts shown for each transaction.
Broadcom Inc. affiliate reported proposed sales of Common stock via Form 144. The filing lists recent dispositions by Mark David Brazeal, including sales of 38,281 shares on 12/17/2025 and 33,194 shares on 03/16/2026. The broker shown is Charles Schwab & Co., Inc.
Broadcom Inc. filed a Form 144 proposing the sale of 23,862 shares of Common Stock upon RSU/PSU lapse.
The filing lists Charles Schwab & Co., Inc. as the broker and is dated 03/16/2026. The record shows recent dispositions by Kirsten M. Spears in the prior three months: 2,379, 3,714 and 30,000 shares on 12/16/2025, 12/17/2025 and 12/31/2025, respectively.