Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. filings document material events, governance matters, operating results and capital-structure activity for a semiconductor and infrastructure software company. Recent 8-K disclosures cover quarterly financial results, dividend declarations, board and officer matters, commercial agreements for custom Tensor Processing Units and networking components, and registered senior notes issued under shelf-registration materials.
Proxy materials and annual-meeting reports disclose director elections, auditor ratification, advisory executive-compensation votes and board composition. The filings also identify Broadcom common stock, par value $0.001, traded on the Nasdaq Global Select Market under AVGO.
Broadcom, Inc. filing a Form 144 discloses proposed and recent sales of Common Stock by related parties. The notice lists gifted share blocks from H&S Investments I, LP (116,591 shares) and D95GT LLC (69,498 shares) and a prior sale by Samueli Foundation of 240,095 shares on 03/25/2026 with a reported value of $76,786,822.76.
Broadcom Inc.'s Chief Legal & Corporate Affairs Officer, Mark David Brazeal, reported selling 8,152 shares of common stock in a series of open-market transactions on June 16–17, 2026.
The shares were sold at prices ranging from $376.71 to $400.29 per share. Footnotes explain that these automatic transactions were executed to cover withholding taxes due upon vesting of restricted stock units (RSUs) under the relevant RSU awards, and that his holdings include 123,750 RSUs.
Broadcom Inc. launched and priced cash tender offers to repurchase several series of outstanding senior notes, initially capping total consideration at $2.5 billion excluding accrued interest. The company later increased this Consideration Cap Amount to $3.0 billion, allowing the purchase of all 4.926% notes due 2037 and 4.900% notes due 2038 that were validly tendered, including via guaranteed delivery.
Across all six note series, holders tendered approximately $5.5 billion in aggregate principal, of which about $2.9 billion was accepted for purchase. Accepted holders will also receive an accrued coupon payment in cash in addition to the stated note-specific consideration per $1,000 of principal.
Broadcom Inc. reported that Chief Financial Officer Amie Thuener O'Toole received a grant of 50,000 Restricted Stock Units (RSUs) of common stock at no cash cost per share. The award was made under the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated.
The RSUs will vest in equal quarterly installments over a four-year period following the grant date of June 15, 2026, subject to her continued service with Broadcom. Each vested RSU will convert into one share of common stock. Following this grant, she directly holds 50,151.036 shares of Broadcom common stock.
Broadcom Inc. filed an initial insider ownership report for its Chief Financial Officer, Amie Thuener O'Toole. The filing shows direct ownership of 151.036 shares of Broadcom common stock, $0.001 par value per share. It records holdings only and does not report any buy or sell transactions.
Broadcom Inc. notice of proposed sale of 2,968 shares of Common Stock under an equity compensation lapse.
The filing also lists prior transactions in the past three months: 36,292 shares sold on 03/17/2026 for $11,671,564.00 and 2,048 shares sold on 06/16/2026 for $782,266.00.
Mark David Brazeal reported a proposed sale of 4,825 shares of Common Stock of Broadcom Inc. on 06/16/2026, described as a Restricted Stock Lapse - See Remarks.
The filing also lists prior sales of 50,488 shares on 03/17/2026 (value $16,236,987.00) and 3,327 shares on 06/16/2026 (value $1,270,465.00).
Broadcom Inc. is conducting an exchange offer to register up to $750,000,000 of its 4.000% Senior Notes due 2029 and up to $1,200,000,000 of its 4.150% Senior Notes due 2032, exchanging outstanding notes issued April 14, 2022 for like-amount registered "Exchange Notes." The offer implements Broadcom’s registration rights agreement and will not raise cash for the company; the Outstanding Notes surrendered will be retired. The Exchange Offer expiration is set for July 17, 2026 (5:00 p.m. New York time). Interest on the Exchange Notes is payable semiannually on April 15 and October 15. Participation is voluntary; untendered Outstanding Notes remain subject to transfer restrictions.