Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. (NASDAQ: AVGO) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its semiconductor and infrastructure software business. As a Delaware corporation with common stock listed on the NASDAQ Global Select Market, Broadcom’s SEC filings cover its operations across cloud, data center, networking, broadband, wireless, storage, industrial, and enterprise software markets.
On this page, you can review Broadcom’s periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its two primary segments (semiconductor solutions and infrastructure software), key markets, risk factors, and management’s discussion of results. Current reports on Form 8-K disclose material events, including the completion and integration of the VMware acquisition, executive compensation arrangements tied to AI-related revenue targets, senior notes offerings, redemptions of subsidiary notes, and repayment of term loan credit facilities.
Broadcom also uses shelf registration statements on Form S-3ASR and related prospectus supplements to issue unsecured, unsubordinated senior notes with various maturities and coupon rates. These filings outline the terms of the notes, their ranking relative to other obligations, and intended uses of proceeds, such as refinancing existing debt. Additional exhibits and indentures provide the legal framework governing these securities.
Stock Titan enhances access to these filings with AI-powered summaries that explain complex sections in plain language, helping users quickly understand topics such as segment performance, AI-related disclosures, capital structure changes, and risk discussions. Real-time updates from EDGAR ensure that new 8-Ks, 10-Qs, 10-Ks, and other forms appear promptly. Users can also review information related to executive compensation arrangements and other governance matters that Broadcom reports under Item 5.02 and similar items.
For investors and analysts researching AVGO, this filings page offers a structured view of Broadcom’s regulatory history and ongoing disclosures, supported by AI tools that highlight key points without replacing the underlying official documents.
Henry Samueli, a director of Broadcom Inc. (AVGO), reported multiple sales of common stock on 09/24/2025 under a Rule 10b5-1 trading plan adopted December 18, 2024. The Form 4 lists a series of dispositions: 15,532 shares at a weighted average ~$334.59, 33,702 shares at ~$335.50, 49,859 shares at ~$336.56, 73,344 shares at ~$337.57, 72,258 shares at ~$338.50, and 124,102 shares at ~$339.38, plus a block of 75,678 shares reported with price $0. After these transactions the filing shows various holdings held indirectly by entities totaling 37,646,856 shares and additional indirect holdings of 31,429,540; 12,272,030; and 4,596,900 shares as described in the footnotes.
Broadcom (AVGO) Form 144/A filing shows a proposed sale of 368,797 shares of Common Stock through Northern Trust Securities on 09/24/2025 with an aggregate market value of $124,620,636.83. The shares were acquired as Founders Shares on 08/14/1991 from D95GT, LLC and the proposed sale is linked to those founder holdings. The filing also discloses recent related sales over the past three months: 473,898 shares sold on 06/25/2025 for $125,737,081.63, 192,024 shares on 06/26/2025 for $51,608,005.39, and 49,670 shares on 07/09/2025 for $13,815,482.02. The filer attests to no undisclosed material adverse information.
Broadcom, Inc. (AVGO) filed a Form 144 reporting a proposed sale of 75,678 shares of common stock through Northern Trust Securities, Inc., with an aggregate market value of $25,258,924.98 and an approximate sale date of 09/25/2025 on NASDAQ.
The filing shows these shares were acquired as gifted shares on 08/14/1991 from D95GT LLC. The notice also lists multiple recent sales by related parties in 2025 totaling several hundred thousand shares and proceeds in the hundreds of millions of dollars.
Hock E. Tan, President and CEO and a director of Broadcom Inc. (AVGO), reported sales of common stock on 09/23/2025. The filing discloses two aggregated sale transactions: 65,016 shares sold at a weighted-average price of $339.218 and 34,984 shares sold at a weighted-average price of $340.264, for a total of 100,000 shares sold. The report shows beneficial ownership following the reported transactions of 760,622 shares (indirect) and 725,638 shares (indirect) for the two respective entries, and a separate direct beneficial ownership entry of 482,836 shares. The Form 4 was signed by an attorney-in-fact, Noelle Matteson, on 09/25/2025.
Form 144 notice for Broadcom Inc. (AVGO) shows a planned sale of 192,024 shares of Broadcom common stock through Northern Trust Securities on 09/24/2025, with an aggregate market value reported as $51,582,201.39. The filing states the shares were acquired as Founders Shares on 08/14/1991 from D95GT, LLC and lists the number of shares outstanding as 4,722,365,022. The filing also discloses related sales in June 2025: 473,898 shares for $125,737,081.63 (06/25/2025) and 192,024 shares for $51,608,005.39 (06/26/2025). The filer affirms no undisclosed material adverse information and identifies Northern Trust Securities as the broker.
Form 144 filed for Broadcom Inc. (AVGO) shows a proposed sale of 100,000 common shares through Fidelity Brokerage Services with an aggregate market value of $33,958,418.78, scheduled approximately for 09/23/2025. The shares were acquired by restricted stock vesting on 11/03/2023 and were granted as compensation. The filing reports outstanding common shares of 4,722,365,022. The notice also discloses three prior sales by the filer or related trust in the past three months: 40,000 shares on 06/24/2025, 40,000 shares on 06/26/2025, and 148,514 shares on 09/10/2025, with gross proceeds shown for each sale.
Broadcom Inc. plans to issue three new series of unsecured, unsubordinated senior notes. The notes will pay fixed interest semi-annually and may be redeemed early at Broadcom’s option, including a make-whole redemption before specified par call dates and at par thereafter.
These notes will rank equally with Broadcom’s other unsecured, unsubordinated debt, be effectively subordinated to secured debt, and structurally subordinated to all liabilities of its subsidiaries, which had about $10,170 million of unsecured indebtedness as of August 3, 2025. Broadcom itself had about $59,786 million of indebtedness for borrowed money at that date.
Broadcom expects to use the net proceeds to redeem, repurchase or repay its 3.875% notes due January 2027, assumed VMware 4.650% notes due May 2027 and assumed CA 4.700% notes due March 2027, and for general corporate purposes. The filing highlights risks from substantial leverage, absence of financial maintenance covenants, potential credit rating downgrades, interest rate movements and the possibility that no active trading markets develop for the new notes.
Mark D. Brazeal, Chief Legal & Corporate Affairs Officer of Broadcom Inc. (AVGO), reported multiple sales of Common Stock on 09/16/2025 and 09/17/2025 to satisfy tax withholding on vested restricted stock units (RSUs). The Form 4 lists a series of automatic sales executed in multiple trades at prices ranging roughly from $342.59 to $364.22 per share, with weighted average prices reported for each block. After the transactions, the Reporting Person beneficially owned between approximately 345,860 and 329,302 shares across the reported lines, and the filing discloses that the holdings include 283,125 RSUs. The filing was signed by an attorney-in-fact on behalf of the reporting person.
Charlie B. Kawwas, President of Broadcom Inc.'s Semiconductor Solutions Group and an officer of AVGO, reported multiple open-market sales of Common Stock on September 16-17, 2025. The Form 4 shows a sequence of sales executed under code "S" to cover tax withholding on vested restricted stock units (RSUs). Reported weighted-average sale prices range across transactions (examples: $357.41, $358.57, $359.74, up to $365.33 and down to $343.93), and the filing notes the inclusion of 12,500 RSUs in holdings. Direct beneficial ownership reported in the table declined from 31,588 shares to 25,295 shares across the reported transactions. The filing also discloses indirect holdings: a trust owning 789,784 shares and small holdings attributed to family members.
Kirsten M. Spears, Broadcom Inc. CFO and Chief Accounting Officer, reported a series of open-market stock sales on 09/16/2025 and 09/17/2025 to cover tax withholding on vested restricted stock units (RSUs). The Form 4 lists multiple separate sales at weighted-average prices in the $343–$363 range and reports that the sales were automatic transactions to satisfy withholding obligations. The filing shows that the reporting person continues to beneficially own approximately 313,330 shares following the transactions, and that holdings include 114,063 RSUs plus a small number of Employee Stock Purchase Plan shares.