Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. filings document material events, governance matters, operating results and capital-structure activity for a semiconductor and infrastructure software company. Recent 8-K disclosures cover quarterly financial results, dividend declarations, board and officer matters, commercial agreements for custom Tensor Processing Units and networking components, and registered senior notes issued under shelf-registration materials.
Proxy materials and annual-meeting reports disclose director elections, auditor ratification, advisory executive-compensation votes and board composition. The filings also identify Broadcom common stock, par value $0.001, traded on the Nasdaq Global Select Market under AVGO.
Hao Kenneth reported acquisition or exercise transactions in this Form 4 filing.
Broadcom Inc. director Kenneth Hao received a grant of 864 Restricted Stock Units (RSUs), each representing one share of Broadcom common stock upon vesting. The RSUs vest in full on the earlier of April 19, 2027 or the company’s 2027 annual meeting of stockholders, assuming he continues in service until vesting.
Following this award, Hao holds 4,806 shares of Broadcom common stock directly, in addition to indirect holdings of 53,920 shares through a limited partnership and 1,066,000 shares through an LLC. The grant reflects equity-based compensation rather than an open-market stock purchase or sale.
Broadcom Inc. held its 2026 Annual Meeting of Stockholders on April 20, 2026. Stockholders elected eight directors, including Hock E. Tan and Henry Samueli, with each receiving over 3.5 billion votes in favor except Harry L. You, who received about 2.7 billion for and 0.95 billion against.
Stockholders also ratified PricewaterhouseCoopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending November 1, 2026, with 4,007,802,173 votes for and 81,424,831 against. In addition, the advisory vote on named executive officer compensation was approved, with 2,433,503,375 votes for and 1,232,879,962 against.
Broadcom Inc. President, ISG Velaga S. Ram sold shares in an open-market transaction. On April 10, 2026, he sold 8,000 shares of Broadcom common stock at a weighted average price of $370.5223 per share. After the sale, he directly holds 57,932 shares, plus 35 shares held indirectly by a child. The sale was executed in multiple trades within a narrow price range between $370.500 and $370.605 per share.
Broadcom Inc. director Gayla J. Delly sold 1,000 shares of common stock in an open-market transaction. The shares were sold at an average price of $358.31 per share. After this sale, she directly holds 32,352 Broadcom shares, which includes 1,602 restricted stock units that are subject to vesting conditions.
This transaction represents a partial reduction of her direct stake while maintaining a sizable remaining position in the company.
Broadcom Inc. President, ISG Velaga S. Ram reported open‑market sales of company stock. On April 9, 2026, he sold 17,260 shares of Broadcom common stock at a weighted average price of $352.1184 per share. On April 8, 2026, he sold an additional 12,955 shares at a weighted average price of $352.0223 per share.
After these transactions, he directly owned 65,932 shares of Broadcom common stock, and an additional 35 shares were held indirectly by a child. The filing notes that each reported price reflects a weighted average for multiple trades within narrow price ranges around $352 per share.
Broadcom Inc. President and CEO Tan Hock E reported a bona fide gift of 22,000 shares of common stock on April 8, 2026. After this gift, he directly holds 110,836 shares and indirectly holds 775,638 shares through a trust, based on the reported holdings.
Broadcom Inc. director Justine Page reported an open-market sale of 2,018 shares of common stock on April 8, 2026 at $353.0001 per share. After this transaction, she directly holds 18,164 shares, which include 1,602 restricted stock units.
Broadcom Inc. executive Charlie B. Kawwas reported an indirect open-market sale of 10,000 shares of Broadcom common stock at a weighted average price of $345.227 per share on April 8, 2026.
The shares were held by a trust, and this transaction reduced that trust’s holdings to 787,184 shares. Separate from the trust, Kawwas is shown with 74,626 shares held directly, plus several smaller indirect positions held for family members, each reported with 785 shares. The filing describes the sale as executed in multiple trades within a price range of $345.19 to $345.38 per share.
Broadcom Inc. reported affiliate sales of Common stock via a Form 144 notice. The filing lists an intended sale of 8,000 shares tied to an RSU / PSU lapse on 03/15/2026 and four reported dispositions by S. Ram Velaga on 03/16/2026, 03/17/2026, 04/08/2026, and 04/09/2026 with the share counts and proceeds shown in the filing.
AVGO submitted a Rule 144 notice reporting the proposed sale of 1,000 shares of Common stock through Fidelity Brokerage Services LLC on NASDAQ. The filing lists restricted stock vesting as compensation: 30 shares vested 04/03/2023 and 970 shares vested 04/03/2024.