Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom's SEC filings reveal how a company operating dual business models—high-volume semiconductor sales and recurring software licenses—structures its financial disclosures and operational reporting. The company's annual 10-K reports detail segment performance for semiconductor solutions and infrastructure software divisions, breaking down revenue streams from chip sales versus software maintenance contracts. These filings show how fabless semiconductor economics differ from software subscription models, with distinct margin profiles and capital requirements.
Quarterly 10-Q filings track cyclical patterns in semiconductor demand alongside stable software renewal rates, providing visibility into how data center buildout cycles, telecommunications infrastructure spending, and enterprise IT budgets affect different business segments. Revenue concentration data reveals dependencies on major customers in hyperscale cloud and telecommunications markets, while software metrics indicate renewal rates for enterprise maintenance contracts. Geographic revenue breakdowns show exposure to different regional markets and technology adoption patterns.
Form 8-K material event reports document significant developments including acquisition activities, major customer agreements, business reorganizations, and earnings releases. Given Broadcom's history of acquiring companies in both semiconductor and software sectors, these filings often detail transaction terms, integration plans, and strategic rationale for portfolio expansion. Executive stock transactions filed on Form 4 show insider trading activity, revealing when company officers and directors buy or sell shares.
Proxy statements (DEF 14A) disclose executive compensation structures, board governance practices, and shareholder voting matters. For a company balancing semiconductor design cycles with software customer retention, compensation disclosures show how executive incentives align with both innovation metrics and recurring revenue growth. These filings detail equity grants, performance targets, and long-term incentive programs tied to business objectives.
Our platform's AI-powered analysis extracts key data points from Broadcom's complex filings, highlighting segment breakdowns, customer concentration risks, and material contract terms without requiring manual review of hundreds of pages. Track when executives file Form 4 transactions, compare quarterly revenue trends across business segments, and understand how acquisition activities reshape the company's portfolio—all with simplified explanations of technical accounting disclosures and regulatory language.
Form 144 notice for Broadcom Inc. (AVGO) shows a planned sale of 192,024 shares of Broadcom common stock through Northern Trust Securities on 09/24/2025, with an aggregate market value reported as $51,582,201.39. The filing states the shares were acquired as Founders Shares on 08/14/1991 from D95GT, LLC and lists the number of shares outstanding as 4,722,365,022. The filing also discloses related sales in June 2025: 473,898 shares for $125,737,081.63 (06/25/2025) and 192,024 shares for $51,608,005.39 (06/26/2025). The filer affirms no undisclosed material adverse information and identifies Northern Trust Securities as the broker.
Form 144 filed for Broadcom Inc. (AVGO) shows a proposed sale of 100,000 common shares through Fidelity Brokerage Services with an aggregate market value of $33,958,418.78, scheduled approximately for 09/23/2025. The shares were acquired by restricted stock vesting on 11/03/2023 and were granted as compensation. The filing reports outstanding common shares of 4,722,365,022. The notice also discloses three prior sales by the filer or related trust in the past three months: 40,000 shares on 06/24/2025, 40,000 shares on 06/26/2025, and 148,514 shares on 09/10/2025, with gross proceeds shown for each sale.
Mark D. Brazeal, Chief Legal & Corporate Affairs Officer of Broadcom Inc. (AVGO), reported multiple sales of Common Stock on 09/16/2025 and 09/17/2025 to satisfy tax withholding on vested restricted stock units (RSUs). The Form 4 lists a series of automatic sales executed in multiple trades at prices ranging roughly from $342.59 to $364.22 per share, with weighted average prices reported for each block. After the transactions, the Reporting Person beneficially owned between approximately 345,860 and 329,302 shares across the reported lines, and the filing discloses that the holdings include 283,125 RSUs. The filing was signed by an attorney-in-fact on behalf of the reporting person.
Charlie B. Kawwas, President of Broadcom Inc.'s Semiconductor Solutions Group and an officer of AVGO, reported multiple open-market sales of Common Stock on September 16-17, 2025. The Form 4 shows a sequence of sales executed under code "S" to cover tax withholding on vested restricted stock units (RSUs). Reported weighted-average sale prices range across transactions (examples: $357.41, $358.57, $359.74, up to $365.33 and down to $343.93), and the filing notes the inclusion of 12,500 RSUs in holdings. Direct beneficial ownership reported in the table declined from 31,588 shares to 25,295 shares across the reported transactions. The filing also discloses indirect holdings: a trust owning 789,784 shares and small holdings attributed to family members.
Kirsten M. Spears, Broadcom Inc. CFO and Chief Accounting Officer, reported a series of open-market stock sales on 09/16/2025 and 09/17/2025 to cover tax withholding on vested restricted stock units (RSUs). The Form 4 lists multiple separate sales at weighted-average prices in the $343–$363 range and reports that the sales were automatic transactions to satisfy withholding obligations. The filing shows that the reporting person continues to beneficially own approximately 313,330 shares following the transactions, and that holdings include 114,063 RSUs plus a small number of Employee Stock Purchase Plan shares.
Broadcom Inc. insider filing (Form 144) discloses a proposed sale of 7,498 common shares held by the reporting person through Charles Schwab, with an aggregate market value of $2,606,783 and an approximate sale date of 09/17/2025 on NASDAQ. The shares were acquired on 09/16/2025 by restricted stock lapse as equity compensation from Broadcom Inc.
The filing also lists prior insider sales by Kirsten M. Spears during the past three months: 56,310 shares on 06/18/2025 for $14,175,986, 36,350 shares on 06/24/2025 for $9,497,128, and 4,821 shares on 09/16/2025 for $1,737,398.
Broadcom Inc. (AVGO) Form 144 notice: The filer reports a proposed sale of 3,893 Common shares through Charles Schwab on 09/17/2025 with an aggregate market value of $1,354,049.00. These shares were acquired on 09/16/2025 as the lapse of restricted stock tied to equity compensation. The filing also discloses a prior sale on 09/16/2025 of 2,504 shares for gross proceeds of $902,412.00. The filer signs the standard representation that they are not aware of undisclosed material information about the issuer.
Broadcom Inc. (AVGO) Form 144 notice reports a proposed sale of 16,558 restricted common shares valued at approximately $5,755,740, to be executed through Charles Schwab & Co., Inc. on 09/17/2025 on NASDAQ.
The shares were acquired on 09/16/2025 through a restricted stock lapse from Broadcom as equity compensation and the planned sale is to be paid as equity compensation. The filing also discloses prior sales by the same person within the past three months totaling 110,646 shares with aggregate gross proceeds of $29,001,951.00 across transactions on 06/23/2025, 06/24/2025 and 09/16/2025.
The filer certifies they are not aware of any undisclosed material adverse information about the issuer.
Justine F. Page, a director of Broadcom Inc. (AVGO), reported a sale of 800 shares of Broadcom common stock on 09/15/2025 at a reported price of $360 per share. The filing states the sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2025, which is a prearranged plan that can authorize transactions regardless of subsequent material nonpublic information.
After the reported sale, the reporting person beneficially owns 22,982 shares in total, which the filing notes includes 1,602 restricted stock units. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/17/2025.
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