Broadcom CEO Hock Tan Sells 100K Shares; Weighted Avg Prices $339–$340

Q: What transactions did Hock E. Tan report on Form 4 for AVGO?

The Form 4 reports two sales on 09/23/2025 : 65,016 shares at a weighted-average price of $339.218 and 34,984 shares at a weighted-average price of $340.264 .

Q: How many total shares did the reporting person sell in this filing?

The reporting person sold a total of 100,000 shares on 09/23/2025 as disclosed in the Form 4.

Q: What were the beneficial ownership amounts after the reported transactions?

The filing lists post-transaction beneficial ownership of 760,622 shares (indirect) and 725,638 shares (indirect) for the two entries, and a separate direct holding of 482,836 shares.

Q: Were price ranges for the trades disclosed?

Yes. Footnotes disclose trade price ranges: $338.83–$339.82 for the first set and $339.83–$340.69 for the second set, with weighted-average prices reported.

Q: Who signed the Form 4 and when?

The Form 4 was signed by Noelle Matteson, Attorney-in-Fact for Hock E. Tan on 09/25/2025 .

Filing Impact

(Very High)

Filing Sentiment

(Very Negative)

Form Type

Rhea-AI Filing Summary

Hock E. Tan, President and CEO and a director of Broadcom Inc. (AVGO), reported sales of common stock on 09/23/2025. The filing discloses two aggregated sale transactions: 65,016 shares sold at a weighted-average price of $339.218 and 34,984 shares sold at a weighted-average price of $340.264, for a total of 100,000 shares sold. The report shows beneficial ownership following the reported transactions of 760,622 shares (indirect) and 725,638 shares (indirect) for the two respective entries, and a separate direct beneficial ownership entry of 482,836 shares. The Form 4 was signed by an attorney-in-fact, Noelle Matteson, on 09/25/2025.

Positive

Timely disclosure of insider sales with specific weighted-average prices and price ranges provided in footnotes
Detailed post-transaction beneficial ownership figures are reported for both indirect and direct holdings

Negative

Significant insider selling of 100,000 shares by the CEO/director on a single day

Insights

TL;DR: CEO/director sold 100,000 shares in two transactions; disclosure provides prices and post-sale holdings.

The Form 4 reports two non-derivative sales totaling 100,000 Broadcom shares executed on 09/23/2025 at weighted-average prices of $339.218 and $340.264. The filing supplies post-transaction beneficial ownership figures for indirect holdings (760,622 and 725,638) and a direct holding of 482,836 shares. The submission appears complete with explanatory footnotes disclosing trade price ranges and an attorney-in-fact signature, which supports regulatory compliance and transparency.

TL;DR: Insider sale disclosed with price ranges and post-sale ownership; record signed by attorney-in-fact.

The filing includes explanatory footnotes identifying the per-share price ranges for the multiple trades and states the weighted-average prices reported. The Form 4 was executed by an attorney-in-fact on 09/25/2025, documenting the change in beneficial ownership. All material items required in the Form 4 are present in the filing text provided.

Insider Trade Summary

Net Seller: 100,000 shares ($33,958,393)

Net Sell 3 txns

Insider TAN HOCK E

Role President and CEO

Sold 100,000 shs ($33.96M)

Type	Security	Shares	Price	Value
Sale	Common Stock, $0.001 par value	65,016	$339.218	$22.05M
Sale	Common Stock, $0.001 par value	34,984	$340.264	$11.90M
holding	Common Stock, $0.001 par value	--	--	--

Holdings After Transaction: Common Stock, $0.001 par value — 760,622 shares (Indirect, By Trust); Common Stock, $0.001 par value — 482,836 shares (Direct)

Footnotes (1)

Transaction executed in multiple trades at prices ranging from $338.83 to $339.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $339.83 to $340.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Form 4 Insider Transactions: What Each Field Means →

09/25/2025 - 05:55 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

TAN HOCK E

(Last)

(First)

(Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO

94304

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.001 par value	09/23/2025		S		65,016	D	$339.218⁽¹⁾	760,622	I	By Trust
Common Stock, $0.001 par value	09/23/2025		S		34,984	D	$340.264⁽²⁾	725,638	I	By Trust
Common Stock, $0.001 par value								482,836	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Transaction executed in multiple trades at prices ranging from $338.83 to $339.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

2. Transaction executed in multiple trades at prices ranging from $339.83 to $340.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan	09/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What transactions did Hock E. Tan report on Form 4 for AVGO?

The Form 4 reports two sales on 09/23/2025: 65,016 shares at a weighted-average price of $339.218 and 34,984 shares at a weighted-average price of $340.264.

How many total shares did the reporting person sell in this filing?

The reporting person sold a total of 100,000 shares on 09/23/2025 as disclosed in the Form 4.

What were the beneficial ownership amounts after the reported transactions?

The filing lists post-transaction beneficial ownership of 760,622 shares (indirect) and 725,638 shares (indirect) for the two entries, and a separate direct holding of 482,836 shares.

Were price ranges for the trades disclosed?

Yes. Footnotes disclose trade price ranges: $338.83–$339.82 for the first set and $339.83–$340.69 for the second set, with weighted-average prices reported.

Who signed the Form 4 and when?

The Form 4 was signed by Noelle Matteson, Attorney-in-Fact for Hock E. Tan on 09/25/2025.