STOCK TITAN
  1. Home
  2. Sec-filings
  3. AVGO
  4. [Form 4] Broadcom Inc. Insider Trading Activity

[Form 4] Broadcom Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Kirsten M. Spears, Broadcom Inc. CFO and Chief Accounting Officer, reported a series of open-market stock sales on 09/16/2025 and 09/17/2025 to cover tax withholding on vested restricted stock units (RSUs). The Form 4 lists multiple separate sales at weighted-average prices in the $343–$363 range and reports that the sales were automatic transactions to satisfy withholding obligations. The filing shows that the reporting person continues to beneficially own approximately 313,330 shares following the transactions, and that holdings include 114,063 RSUs plus a small number of Employee Stock Purchase Plan shares.

Kirsten M. Spears, CFO e Chief Accounting Officer di Broadcom Inc., ha comunicato una serie di vendite sul mercato aperto avvenute il 16 e 17 settembre 2025 per coprire le ritenute sull'assegnazione di azioni soggette a vesting (RSU). Il Form 4 riporta diverse vendite distinte a livelli di prezzo medio ponderato tra 343 e 363 dollari e indica che le vendite sono state transazioni automatiche per soddisfare gli obblighi di ritenuta. La documentazione mostra che la persona che riporta continua a posedere beneficiariamente circa 313.330 azioni dopo le transazioni, e che la partecipazione comprende 114.063 RSU più un piccolo numero di azioni acquistate tramite il piano di Employee Stock Purchase Plan.

Kirsten M. Spears, directora financiera y Chief Accounting Officer de Broadcom Inc., informó de una serie de ventas de mercado abierto el 16 y 17 de septiembre de 2025 para cubrir las retenciones fiscales sobre las unidades de acciones restringidas (RSU) que se han vested. El Formulario 4 enumera varias ventas separadas a precios medios ponderados entre 343 y 363 dólares y señala que las ventas fueron transacciones automáticas para satisfacer obligaciones de retención. El archivo muestra que la persona reportante continúa siendo propietaria de aproximadamente 313,330 acciones tras las transacciones, y que la participación incluye 114,063 RSU más un pequeño número de acciones del Plan de Compras de Acciones para Empleados.

Broadcom Inc.의 CFO이자 Chief Accounting Officer인 Kirsten M. Spears는 2025년 9월 16일과 9월 17일에 걸친 공개시장 주식 매도를 보고했습니다. 이는 vesting된 RSU에 대한 세금을 원천징수하기 위한 목적입니다. Form 4에는 가중평균가가 343~363달러인 여러 차례의 개별 매도가 나열되며, 이 매매가 원천징수 의무를 이행하기 위한 자동거래임을 보고합니다. 보고서는 거래 후 약 313,330주를 여전히 유익하게 소유하고 있으며, 보유 주식에는 114,063RSU와 직원주식매수계획(ESPP) 주식의 소량이 포함되어 있음을 보여줍니다.

Kirsten M. Spears, Directrice financière et Chief Accounting Officer de Broadcom Inc., a rapporté une série de ventes sur le marché libre les 16 et 17 septembre 2025 pour couvrir les retenues d'impôt sur des unités d'actions restreintes acquises (RSU). Le Formulaire 4 énumère plusieurs ventes distinctes à des prix moyens pondérés compris entre 343 et 363 dollars et indique que ces ventes étaient des transactions automatiques pour satisfaire les obligations de retenue. Le dossier montre que la personne déclarant détient encore environ 313 330 actions de manière bénéficiaire après les transactions, et que les avoirs incluent 114 063 RSU ainsi qu’un petit nombre d’actions du Plan d’Achat d’Actions pour les Employés.

Kirsten M. Spears, Chief Financial Officer und Chief Accounting Officer von Broadcom Inc., meldete am 16. und 17.09.2025 eine Serie von Verkäufen am offenen Markt, um Steuern auf vestete Restricted Stock Units (RSUs) abzudecken. Das Formular 4 listet mehrere einzelne Verkäufe zu gewogenen Durchschnittspreisen im Bereich von 343 bis 363 USD auf und gibt an, dass es sich um automatische Transaktionen zur Erfüllung von Abzugsverpflichtungen handelt. Die Einreichung zeigt, dass die meldende Person nach den Transaktionen weiterhin ungefähr 313.330 Aktien besitzt und dass die Bestände 114.063 RSU plus eine geringe Anzahl von Aktien aus dem Employee Stock Purchase Plan (ESPP) umfassen.

أعلنت كيرستِن م. سبِيرز، المديرة المالية ومنسقة المحاسبة في Broadcom Inc.، عن سلسلة مبيعات في السوق المفتوحة في 16 و17 سبتمبر 2025 لتغطية ضرائب الخصم على وحدات الأسهم المقيدة المحققة (RSUs). يدرج النموذج 4 عدة مبيعات منفصلة عند أسعار متوسطة وزنية تتراوح بين 343 و363 دولارًا ويشير إلى أن هذه المبيعات كانت معاملات تلقائية لتلبية التزامات الاستقطاع. وتظهر الوثيقة أن الشخص المبلغ لا يزال يملك بموجب الاستفادة نحو 313,330 سهمًا بعد الصفقة، وأن الحيازة تشمل 114,063 RSU بالإضافة إلى عدد قليل من أسهم خطة شراء الأسهم للموظفين.

Kirsten M. Spears，Broadcom Inc. 的首席财务官兼首席会计官，报告了在2025年9月16日和9月17日的一系列公开市场股票出售，目的是为已归属的受限股票单位（RSU）的税务预扣提供资金。 Form 4列出在343–363美元区间的加权平均价格的多笔分开出售，且称这些交易为自动交易以满足预扣义务。文件显示报告人交易后仍然实际持有约313,330股，且持有量包括114,063 RSU以及少量员工股票购买计划股票。

Positive
  • Transparency: The filing provides detailed footnotes including weighted-average price ranges for each tranche of sales and an undertaking to provide further trade-level detail if requested.
  • Continued ownership: The reporting person retains a substantial position (~313,330 shares), including 114,063 RSUs, indicating ongoing alignment with shareholder interests.
Negative
  • None.

Insights

TL;DR: Routine tax-covering sales by a senior executive; not a directional signal about company fundamentals.

The transactions are described as automatic sales to satisfy withholding on vested RSUs, which is a common practice and typically neutral for the company’s outlook. The filing discloses multiple tranches sold across two days at weighted-average prices across the reported ranges and shows continuing substantial ownership of roughly 313,330 shares including 114,063 RSUs. There is no indication of derivative transactions or disposals beyond tax-related share sales in the disclosure provided.

TL;DR: Disclosure appears complete for routine withholding sales; internal controls on reporting appear followed.

The Form 4 includes footnotes detailing price ranges for each tranche and a statement that sales were automatic to cover withholding taxes, which aligns with standard insider reporting practices. The form is signed by an attorney-in-fact, indicating use of a delegated filer. No governance red flags such as unexplained transfers, option exercises, or large divestitures beyond tax-covering sales are present in the provided content.

Kirsten M. Spears, CFO e Chief Accounting Officer di Broadcom Inc., ha comunicato una serie di vendite sul mercato aperto avvenute il 16 e 17 settembre 2025 per coprire le ritenute sull'assegnazione di azioni soggette a vesting (RSU). Il Form 4 riporta diverse vendite distinte a livelli di prezzo medio ponderato tra 343 e 363 dollari e indica che le vendite sono state transazioni automatiche per soddisfare gli obblighi di ritenuta. La documentazione mostra che la persona che riporta continua a posedere beneficiariamente circa 313.330 azioni dopo le transazioni, e che la partecipazione comprende 114.063 RSU più un piccolo numero di azioni acquistate tramite il piano di Employee Stock Purchase Plan.

Kirsten M. Spears, directora financiera y Chief Accounting Officer de Broadcom Inc., informó de una serie de ventas de mercado abierto el 16 y 17 de septiembre de 2025 para cubrir las retenciones fiscales sobre las unidades de acciones restringidas (RSU) que se han vested. El Formulario 4 enumera varias ventas separadas a precios medios ponderados entre 343 y 363 dólares y señala que las ventas fueron transacciones automáticas para satisfacer obligaciones de retención. El archivo muestra que la persona reportante continúa siendo propietaria de aproximadamente 313,330 acciones tras las transacciones, y que la participación incluye 114,063 RSU más un pequeño número de acciones del Plan de Compras de Acciones para Empleados.

Broadcom Inc.의 CFO이자 Chief Accounting Officer인 Kirsten M. Spears는 2025년 9월 16일과 9월 17일에 걸친 공개시장 주식 매도를 보고했습니다. 이는 vesting된 RSU에 대한 세금을 원천징수하기 위한 목적입니다. Form 4에는 가중평균가가 343~363달러인 여러 차례의 개별 매도가 나열되며, 이 매매가 원천징수 의무를 이행하기 위한 자동거래임을 보고합니다. 보고서는 거래 후 약 313,330주를 여전히 유익하게 소유하고 있으며, 보유 주식에는 114,063RSU와 직원주식매수계획(ESPP) 주식의 소량이 포함되어 있음을 보여줍니다.

Kirsten M. Spears, Directrice financière et Chief Accounting Officer de Broadcom Inc., a rapporté une série de ventes sur le marché libre les 16 et 17 septembre 2025 pour couvrir les retenues d'impôt sur des unités d'actions restreintes acquises (RSU). Le Formulaire 4 énumère plusieurs ventes distinctes à des prix moyens pondérés compris entre 343 et 363 dollars et indique que ces ventes étaient des transactions automatiques pour satisfaire les obligations de retenue. Le dossier montre que la personne déclarant détient encore environ 313 330 actions de manière bénéficiaire après les transactions, et que les avoirs incluent 114 063 RSU ainsi qu’un petit nombre d’actions du Plan d’Achat d’Actions pour les Employés.

Kirsten M. Spears, Chief Financial Officer und Chief Accounting Officer von Broadcom Inc., meldete am 16. und 17.09.2025 eine Serie von Verkäufen am offenen Markt, um Steuern auf vestete Restricted Stock Units (RSUs) abzudecken. Das Formular 4 listet mehrere einzelne Verkäufe zu gewogenen Durchschnittspreisen im Bereich von 343 bis 363 USD auf und gibt an, dass es sich um automatische Transaktionen zur Erfüllung von Abzugsverpflichtungen handelt. Die Einreichung zeigt, dass die meldende Person nach den Transaktionen weiterhin ungefähr 313.330 Aktien besitzt und dass die Bestände 114.063 RSU plus eine geringe Anzahl von Aktien aus dem Employee Stock Purchase Plan (ESPP) umfassen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Spears Kirsten M.
(Last) (First) (Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE
(Street)
PALO ALTO CA 94304
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO & Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.001 par value 09/16/2025 S 634(1) D $358.35(2) 325,015(3) D
Common Stock, $0.001 par value 09/16/2025 S 834(1) D $359.249(4) 324,181(5) D
Common Stock, $0.001 par value 09/16/2025 S 2,003(1) D $360.283(6) 322,178(5) D
Common Stock, $0.001 par value 09/16/2025 S 650(1) D $361.41(7) 321,528(5) D
Common Stock, $0.001 par value 09/16/2025 S 604(1) D $362.78(8) 320,924(5) D
Common Stock, $0.001 par value 09/16/2025 S 96(1) D $363.63 320,828(5) D
Common Stock, $0.001 par value 09/17/2025 S 418(1) D $343.679(9) 320,410(5) D
Common Stock, $0.001 par value 09/17/2025 S 1,306(1) D $344.585(10) 319,104(5) D
Common Stock, $0.001 par value 09/17/2025 S 1,682(1) D $345.762(11) 317,422(5) D
Common Stock, $0.001 par value 09/17/2025 S 626(1) D $346.798(12) 316,796(5) D
Common Stock, $0.001 par value 09/17/2025 S 1,161(1) D $348.019(13) 315,635(5) D
Common Stock, $0.001 par value 09/17/2025 S 695(1) D $348.964(14) 314,940(5) D
Common Stock, $0.001 par value 09/17/2025 S 675(1) D $350.084(15) 314,265(5) D
Common Stock, $0.001 par value 09/17/2025 S 164(1) D $351.886(16) 314,101(5) D
Common Stock, $0.001 par value 09/17/2025 S 337(1) D $353.237(17) 313,764(5) D
Common Stock, $0.001 par value 09/17/2025 S 160(1) D $354.162(18) 313,604(5) D
Common Stock, $0.001 par value 09/17/2025 S 108(1) D $357.376(19) 313,496(5) D
Common Stock, $0.001 par value 09/17/2025 S 134(1) D $358.38(20) 313,362(5) D
Common Stock, $0.001 par value 09/17/2025 S 32(1) D $359.58 313,330(5) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards.
2. Transaction executed in multiple trades at prices ranging from $357.77 to $358.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
3. Includes 114,063 RSUs and 62 shares acquired under the Issuer's Employee Stock Purchase Plan on September 12, 2025.
4. Transaction executed in multiple trades at prices ranging from $358.81 to $359.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
5. Includes 114,063 RSUs.
6. Transaction executed in multiple trades at prices ranging from $359.85 to $360.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
7. Transaction executed in multiple trades at prices ranging from $361.00 to $361.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
8. Transaction executed in multiple trades at prices ranging from $362.38 to $363.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
9. Transaction executed in multiple trades at prices ranging from $343.12 to $343.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
10. Transaction executed in multiple trades at prices ranging from $344.23 to $345.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
11. Transaction executed in multiple trades at prices ranging from $345.31 to $346.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
12. Transaction executed in multiple trades at prices ranging from $346.31 to $347.11 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
13. Transaction executed in multiple trades at prices ranging from $347.40 to $348.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
14. Transaction executed in multiple trades at prices ranging from $348.59 to $349.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
15. Transaction executed in multiple trades at prices ranging from $349.68 to $350.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
16. Transaction executed in multiple trades at prices ranging from $351.50 to $352.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
17. Transaction executed in multiple trades at prices ranging from $352.69 to $353.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
18. Transaction executed in multiple trades at prices ranging from $353.87 to $354.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
19. Transaction executed in multiple trades at prices ranging from $357.07 to $357.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
20. Transaction executed in multiple trades at prices ranging from $358.26 to $358.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Remarks:
/s/ Noelle Matteson, Attorney-In-Fact for Kirsten Spears 09/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Broadcom (AVGO) insider Kirsten Spears sell and why?

The filing reports multiple sales of Broadcom common stock executed as automatic transactions to cover withholding taxes due on vested RSUs.

How many shares does the reporting person own after the transactions?

The Form 4 shows the reporting person beneficially owns approximately 313,330 shares following the reported sales.

How many RSUs are disclosed in the filing?

The filing indicates inclusion of 114,063 RSUs in the reporting person's holdings.

Over what prices were the shares sold?

Footnotes state the sales were executed in multiple trades with weighted-average prices reported for tranches and ranges spanning approximately $343 to $363 per share across the disclosed transactions.

Were any derivative securities reported in this Form 4?

No derivative securities (options, warrants, convertible securities) were reported in the provided Table II content.
Stock AVGO logo
Broadcom Inc

NASDAQ:AVGO

AVGO Rankings

#8 Ranked by Market Cap
#2164 Ranked by Dividends

AVGO Latest News

Sep 17, 2025
Lloyds Banking Group Extends Strategic Partnership with Broadcom to Accelerate Digital Transformation
Sep 4, 2025
Broadcom Inc. Announces Third Quarter Fiscal Year 2025 Financial Results and Quarterly Dividend
Aug 26, 2025
Broadcom Selected as Strategic Vendor for Virtualization Software Solutions for Walmart
Aug 26, 2025
Broadcom Makes VMware Cloud Foundation an AI Native Platform and Accelerates Developer Productivity
Aug 26, 2025
VMware Cloud Foundation Elevates Cyber Resilience, Compliance, and Security for the Modern Private Cloud

AVGO Latest SEC Filings

Sep 18, 2025
[Form 4] Broadcom Inc. Insider Trading Activity
Sep 18, 2025
[Form 4] Broadcom Inc. Insider Trading Activity
Sep 17, 2025
[Form 4] Broadcom Inc. Insider Trading Activity
Sep 17, 2025
[144] Broadcom Inc. SEC Filing
Sep 17, 2025
[144] Broadcom Inc. SEC Filing

AVGO Stock Data

1.63T
4.63B
2.02%
79.85%
0.84%
Semiconductors
Semiconductors & Related Devices
Link
United States
PALO ALTO