AVGO Form 4: Mark Brazeal Sells Shares for RSU Withholding; 283,125 RSUs Noted

Q: Why were the shares sold according to the filing?

The filing states the shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units.

Q: How many RSUs are included in Mark Brazeal's holdings?

The Form 4 discloses that the holdings include 283,125 RSUs .

Filing Impact

(Very High)

Filing Sentiment

(Very Negative)

Form Type

Rhea-AI Filing Summary

Mark D. Brazeal, Chief Legal & Corporate Affairs Officer of Broadcom Inc. (AVGO), reported multiple sales of Common Stock on 09/16/2025 and 09/17/2025 to satisfy tax withholding on vested restricted stock units (RSUs). The Form 4 lists a series of automatic sales executed in multiple trades at prices ranging roughly from $342.59 to $364.22 per share, with weighted average prices reported for each block. After the transactions, the Reporting Person beneficially owned between approximately 345,860 and 329,302 shares across the reported lines, and the filing discloses that the holdings include 283,125 RSUs. The filing was signed by an attorney-in-fact on behalf of the reporting person.

Insights

TL;DR Routine automatic sales to cover RSU tax withholding were reported and fully documented, reflecting standard executive compensation mechanics.

The transactions appear to be tax-withholding sales rather than discretionary open-market selling for liquidity. The filer discloses weighted-average prices and commits to provide trade-level details on request, which supports strong disclosure practices. No derivative holdings or other compensatory arrangements are newly disclosed on this Form 4. From a governance perspective, this filing signals routine compliance with Section 16 reporting obligations and transparent handling of vested equity.

TL;DR Multiple small-to-midsize sales over two days executed as withholding for RSU vesting; no new material change to beneficial ownership disclosed.

The sale prices span roughly $342.59 to $364.22 per share with weighted-average prices reported for each block, indicating execution across intra-day price variation. The Form 4 shows the reporting person retained several hundred thousand shares after the transactions, including 283,125 RSUs in total. There is no indication of option exercises or derivative transactions on this filing. Impact on equity float or control appears immaterial based on disclosed post-transaction holdings.

Insider Trade Summary

Net Seller: 27,204 shares ($9,592,387)

Net Sell 24 txns

Insider Brazeal Mark David

Role Chief Legal & Corp Affairs Ofc

Sold 27,204 shs ($9.59M)

Type	Security	Shares	Price	Value
Sale	Common Stock, $0.001 par value	600	$343.133	$206K
Sale	Common Stock, $0.001 par value	1,460	$344.132	$502K
Sale	Common Stock, $0.001 par value	3,332	$345.194	$1.15M
Sale	Common Stock, $0.001 par value	2,833	$346.083	$980K
Sale	Common Stock, $0.001 par value	1,077	$347.223	$374K
Sale	Common Stock, $0.001 par value	2,275	$348.041	$792K
Sale	Common Stock, $0.001 par value	1,796	$349.088	$627K
Sale	Common Stock, $0.001 par value	990	$350.055	$347K
Sale	Common Stock, $0.001 par value	370	$351.529	$130K
Sale	Common Stock, $0.001 par value	390	$352.183	$137K
Sale	Common Stock, $0.001 par value	654	$353.422	$231K
Sale	Common Stock, $0.001 par value	100	$354.05	$35K
Sale	Common Stock, $0.001 par value	140	$355.567	$50K
Sale	Common Stock, $0.001 par value	210	$357.506	$75K
Sale	Common Stock, $0.001 par value	291	$358.485	$104K
Sale	Common Stock, $0.001 par value	40	$359.58	$14K
Sale	Common Stock, $0.001 par value	640	$358.02	$229K
Sale	Common Stock, $0.001 par value	1,860	$358.922	$668K
Sale	Common Stock, $0.001 par value	4,354	$360.058	$1.57M
Sale	Common Stock, $0.001 par value	1,590	$360.756	$574K
Sale	Common Stock, $0.001 par value	1,422	$362.163	$515K
Sale	Common Stock, $0.001 par value	500	$363.149	$182K
Sale	Common Stock, $0.001 par value	180	$364.113	$66K
Sale	Common Stock, $0.001 par value	100	$365.15	$37K

Holdings After Transaction: Common Stock, $0.001 par value — 345,260 shares (Direct)

Footnotes (1)

Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards. Transaction executed in multiple trades at prices ranging from $357.49 to $358.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Includes 283,125 RSUs. Transaction executed in multiple trades at prices ranging from $358.50 to $359.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $359.50 to $360.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $360.50 to $361.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $361.71 to $362.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $362.71 to $363.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $363.98 to $364.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $342.59 to $343.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $343.61 to $344.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $344.61 to $345.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $345.61 to $346.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $346.63 to $347.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $347.65 to $348.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $348.67 to $349.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $349.74 to $350.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $350.88 to $351.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $351.98 to $352.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $353.05 to $353.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $355.33 to $356.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $357.07 to $357.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Transaction executed in multiple trades at prices ranging from $358.09 to $359.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Form 4 Insider Transactions: What Each Field Means →

09/18/2025 - 09:22 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Brazeal Mark David

(Last)

(First)

(Middle)

C/O BROADCOM INC.

3421 HILLVIEW AVENUE

(Street)

PALO ALTO

94304

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Legal & Corp Affairs Ofc

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.001 par value	09/16/2025		S		640⁽¹⁾	D	$358.02⁽²⁾	355,866⁽³⁾	D
Common Stock, $0.001 par value	09/16/2025		S		1,860⁽¹⁾	D	$358.922⁽⁴⁾	354,006⁽³⁾	D
Common Stock, $0.001 par value	09/16/2025		S		4,354⁽¹⁾	D	$360.058⁽⁵⁾	349,652⁽³⁾	D
Common Stock, $0.001 par value	09/16/2025		S		1,590⁽¹⁾	D	$360.756⁽⁶⁾	348,062⁽³⁾	D
Common Stock, $0.001 par value	09/16/2025		S		1,422⁽¹⁾	D	$362.163⁽⁷⁾	346,640⁽³⁾	D
Common Stock, $0.001 par value	09/16/2025		S		500⁽¹⁾	D	$363.149⁽⁸⁾	346,140⁽³⁾	D
Common Stock, $0.001 par value	09/16/2025		S		180⁽¹⁾	D	$364.113⁽⁹⁾	345,960⁽³⁾	D
Common Stock, $0.001 par value	09/16/2025		S		100⁽¹⁾	D	$365.15	345,860⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		600⁽¹⁾	D	$343.133⁽¹⁰⁾	345,260⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		1,460⁽¹⁾	D	$344.132⁽¹¹⁾	343,800⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		3,332⁽¹⁾	D	$345.194⁽¹²⁾	340,468⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		2,833⁽¹⁾	D	$346.083⁽¹³⁾	337,635⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		1,077⁽¹⁾	D	$347.223⁽¹⁴⁾	336,558⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		2,275⁽¹⁾	D	$348.041⁽¹⁵⁾	334,283⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		1,796⁽¹⁾	D	$349.088⁽¹⁶⁾	332,487⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		990⁽¹⁾	D	$350.055⁽¹⁷⁾	331,497⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		370⁽¹⁾	D	$351.529⁽¹⁸⁾	331,127⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		390⁽¹⁾	D	$352.183⁽¹⁹⁾	330,737⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		654⁽¹⁾	D	$353.422⁽²⁰⁾	330,083⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		100⁽¹⁾	D	$354.05	329,983⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		140⁽¹⁾	D	$355.567⁽²¹⁾	329,843⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		210⁽¹⁾	D	$357.506⁽²²⁾	329,633⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		291⁽¹⁾	D	$358.485⁽²³⁾	329,342⁽³⁾	D
Common Stock, $0.001 par value	09/17/2025		S		40⁽¹⁾	D	$359.58	329,302⁽³⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units ("RSUs") as required under the relevant RSU awards.

2. Transaction executed in multiple trades at prices ranging from $357.49 to $358.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

3. Includes 283,125 RSUs.

4. Transaction executed in multiple trades at prices ranging from $358.50 to $359.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

5. Transaction executed in multiple trades at prices ranging from $359.50 to $360.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

6. Transaction executed in multiple trades at prices ranging from $360.50 to $361.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

7. Transaction executed in multiple trades at prices ranging from $361.71 to $362.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

8. Transaction executed in multiple trades at prices ranging from $362.71 to $363.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

9. Transaction executed in multiple trades at prices ranging from $363.98 to $364.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

10. Transaction executed in multiple trades at prices ranging from $342.59 to $343.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

11. Transaction executed in multiple trades at prices ranging from $343.61 to $344.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

12. Transaction executed in multiple trades at prices ranging from $344.61 to $345.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

13. Transaction executed in multiple trades at prices ranging from $345.61 to $346.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

14. Transaction executed in multiple trades at prices ranging from $346.63 to $347.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

15. Transaction executed in multiple trades at prices ranging from $347.65 to $348.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

16. Transaction executed in multiple trades at prices ranging from $348.67 to $349.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

17. Transaction executed in multiple trades at prices ranging from $349.74 to $350.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

18. Transaction executed in multiple trades at prices ranging from $350.88 to $351.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

19. Transaction executed in multiple trades at prices ranging from $351.98 to $352.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

20. Transaction executed in multiple trades at prices ranging from $353.05 to $353.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

21. Transaction executed in multiple trades at prices ranging from $355.33 to $356.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

22. Transaction executed in multiple trades at prices ranging from $357.07 to $357.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

23. Transaction executed in multiple trades at prices ranging from $358.09 to $359.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Remarks:

	/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal	09/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Broadcom insider Mark Brazeal report on Form 4 (AVGO)?

The Form 4 reports multiple sales of Broadcom common stock on 09/16/2025 and 09/17/2025 executed to cover tax withholding on vested RSUs.

Why were the shares sold according to the filing?

The filing states the shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units.

How many RSUs are included in Mark Brazeal's holdings?

The Form 4 discloses that the holdings include 283,125 RSUs.

What price range did the reported sales occur at?

The reported sales were executed in multiple trades with price ranges across blocks approximately from $342.59 to $364.22 per share; weighted-average prices are reported for each block.

Did the Form 4 disclose any derivative transactions or new grants?

No. Table II (derivative securities) contains no reported transactions; the Form 4 only lists non-derivative common stock sales to cover tax withholding.

AVGO Form 4: Mark Brazeal Sells Shares for RSU Withholding; 283,125 RSUs Noted

Rhea-AI Filing Summary

Positive

Negative