[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Broadcom Inc. (AVGO) documents a proposed sale of 2,504 shares of Broadcom common stock through Charles Schwab & Co., Inc., with an aggregate market value of $902,412.00. The filing records the securities as acquired and payable on 09/16/2025 arising from a Restricted Stock Lapse and indicates Equity Compensation as the nature of payment. The broker listed is Charles Schwab & Co., Inc., and the proposed sale date is 09/16/2025 on NASDAQ. The filer reports no securities sold in the past three months and includes the standard attestation that no undisclosed material adverse information is known.

Positive

• Compliance filing completed with required Form 144 details including broker, share count, aggregate value, and acquisition information
• Transaction origin explicitly stated as a Restricted Stock Lapse and funded via Equity Compensation

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider equity award converted to unrestricted shares and a small block is being registered for sale.

The filing shows a grant-derived restricted stock lapse where 2,504 shares became eligible for sale and are being reported via Form 144 with Charles Schwab as the broker. The filing is procedural and confirms no reported sales in the prior three months. From a compliance perspective, the notice meets Rule 144 disclosure by documenting acquisition date, nature of acquisition, broker, aggregate market value, and proposed sale date.

Corporate Governance Specialist

TL;DR: Routine disclosure of saleability following equity vesting; no other governance events disclosed.

The statement that the shares were acquired through a Restricted Stock Lapse and paid via Equity Compensation is consistent with executive or employee equity vesting. The filing includes the required representation that the seller is not aware of undisclosed material adverse information. There are no disclosures here of leadership changes, related-party issues, or material transactions beyond the listed sale notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	2504	902412.00	4722365022	09/16/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/16/2025	Restricted Stock Lapse - See Remarks	Broadcom Inc.			2504	09/16/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 from Broadcom Inc. (AVGO) report?

The Form 144 reports a proposed sale of 2,504 shares of Broadcom common stock with an aggregate market value of $902,412.00, to be sold via Charles Schwab on 09/16/2025.

How were the shares acquired according to the filing?

The filing states the shares were acquired on 09/16/2025 through a Restricted Stock Lapse, with payment noted as Equity Compensation.

Did the filer report any sales of Broadcom (AVGO) in the past three months?

No. The filing indicates "Nothing to Report" for securities sold during the past three months.

Which broker is handling the proposed sale in the Form 144 filing?

The broker listed is Charles Schwab & Co., Inc. located at 3000 Schwab Way, Westlake, TX.

On which exchange is the proposed sale to be executed?

The filing lists NASDAQ as the securities exchange for the proposed sale on 09/16/2025.