[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Broadcom Inc. (AVGO) Form 144 notice: The filer reports a proposed sale of 3,893 Common shares through Charles Schwab on 09/17/2025 with an aggregate market value of $1,354,049.00. These shares were acquired on 09/16/2025 as the lapse of restricted stock tied to equity compensation. The filing also discloses a prior sale on 09/16/2025 of 2,504 shares for gross proceeds of $902,412.00. The filer signs the standard representation that they are not aware of undisclosed material information about the issuer.

Positive

• Transaction arises from equity compensation lapse, indicating the sale is a post-vesting disposition rather than an ad hoc transfer.
• Filer attests they do not possess undisclosed material information, satisfying a key Rule 144 representation.

Negative

• None.

Insights

Securities Analyst

TL;DR: Small, routine sale of equity compensation following restricted stock lapse; not likely market-moving.

The notice documents a planned sale of 3,893 Broadcom shares (market value $1.35M) acquired on 09/16/2025 via restricted stock lapse and to be sold on 09/17/2025. The filing also lists a recent sale of 2,504 shares for $902,412. Given the issuer's stated outstanding share count of 4,722,365,022, the quantities reported are de minimis in absolute terms and appear consistent with routine post-vesting dispositions of equity compensation. The filing includes the required attestation about absence of undisclosed material information.

Corporate Governance Expert

TL;DR: Disclosure aligns with Rule 144 requirements; shows compliance with post-vesting sale notification.

The Form 144 provides the statutory details: acquisition date (09/16/2025), nature of acquisition (restricted stock lapse), broker identity, sale date (09/17/2025), and aggregate value ($1,354,049.00). The filer also discloses a recent sale on 09/16/2025. This level of detail meets disclosure norms for insiders disposing of shares under Rule 144 and includes the signature representation regarding material nonpublic information, which is standard for governance and compliance review.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	3893	1354049.00	4722365022	09/17/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/16/2025	Restricted Stock Lapse - See Remarks	Broadcom Inc.			3893	09/16/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Charlie B Kawwas 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	09/16/2025	2504	902412.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Broadcom (AVGO) Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 3,893 Common shares to be executed on 09/17/2025 through Charles Schwab with an aggregate market value of $1,354,049.00.

How and when were the shares being sold acquired according to the filing?

The shares were acquired on 09/16/2025 via a restricted stock lapse from Broadcom Inc., with payment characterized as equity compensation.

Does the Form 144 show any recent sales by the same person?

Yes. The filing discloses a sale on 09/16/2025 of 2,504 shares for gross proceeds of $902,412.00 by Charlie B Kawwas.

Who is the broker handling the proposed sale?

The proposed sale is to be handled by Charles Schwab & Co., Inc. located at 3000 Schwab Way, Westlake, TX 76262, per the filing.

What certification does the filer make in the Form 144?

The filer represents by signature that they do not know of any material adverse information about the issuer that has not been publicly disclosed.