[144] AvePoint, Inc. SEC Filing

Rhea-AI Filing Summary

A holder of AvePoint, Inc. (AVPT) filed a Form 144 announcing a proposed sale of 240,000 Common Class A shares through The Charles Schwab Corporation. The filing lists an aggregate market value of $3,705,600 and shows approximately 211,926,808 shares outstanding, with an approximate sale date of 09/29/2025 on NASDAQ. The shares were acquired as founders shares from the issuer on 01/02/2006, and the filer reports no securities sold in the past three months.

Insights

Securities Analyst

TL;DR: Form 144 discloses a 240,000-share proposed sale valued at $3.71M; routine regulatory notice, not an earnings or financing event.

The filing is a standard Rule 144 notice showing a beneficial holder intends to sell previously acquired founder shares via Charles Schwab. Key facts are explicit: 240,000 shares, $3,705,600 aggregate market value, approx sale date 09/29/2025, and acquisition on 01/02/2006 from the issuer. The filing states no sales in the prior three months, which is relevant for aggregation rules. There is no operational or financial performance data in this notice to imply broader corporate impact.

Corporate Governance Expert

TL;DR: This is a compliance disclosure by an insider or affiliate showing planned disposition of founder shares; governance implications are limited.

The document fulfills disclosure obligations under Rule 144 by identifying the class of security, broker, amount to be sold, and acquisition history (founders shares acquired 01/02/2006 from the issuer). It also includes the filer’s representation about lack of undisclosed material information. The notice does not provide information about any trading plan date or additional instructions under Rule 10b5-1, nor does it disclose signatures or date details in the provided content.

09/29/2025 - 10:44 AM

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON CLASS A	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	240000	3705600.00	211926808	09/29/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON CLASS A	01/02/2006	FOUNDERS SHARES	ISSUER			240000	01/02/2006	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)