AvePoint insider plans $133K stock sale under Rule 144

AvePoint, Inc. (AVPT) is the issuer for a planned sale of common stock under Rule 144 by Brian Michael Brown, through the Brian M Brown Rev Trust.

Rhea-AI Filing Summary

AvePoint, Inc. (AVPT) is the issuer for a planned sale of common stock under Rule 144 by Brian Michael Brown, through the Brian M Brown Rev Trust. The notice covers a proposed sale of 10,000 shares of AvePoint common stock, originally received as a restricted stock grant on 07/07/2022 as compensation. The proposed sale is through Rockefeller Financial, with the shares listed on NASDAQ, and AvePoint reports 211,565,426 shares outstanding. In the past three months, the Brian M Brown Rev Trust has already sold additional AvePoint shares in several transactions, each reported with dates and amounts in this notice.

Key Figures

Proposed shares to be sold: 10,000 shares Aggregate market value of proposed sale: $132,961.17 Shares outstanding: 211,565,426 shares +4 more

7 metrics

Proposed shares to be sold 10,000 shares AvePoint common stock proposed for sale under Rule 144

Aggregate market value of proposed sale $132,961.17 Value of 10,000 AvePoint shares covered by the notice

Shares outstanding 211,565,426 shares AvePoint common stock outstanding at the time of the notice

Sale on 07/14/2026 8,369 shares; $108,828.96 AvePoint shares sold by Brian M Brown Rev Trust

Sale on 07/15/2026 31,631 shares; $417,028.16 AvePoint shares sold by Brian M Brown Rev Trust

Sale on 07/28/2026 4,824 shares; $63,094.17 AvePoint shares sold by Brian M Brown Rev Trust

Sale on 07/29/2026 5,176 shares; $67,590.28 AvePoint shares sold by Brian M Brown Rev Trust

Key Terms

Rule 144, restricted stock grant, compensation, attorney-in-fact

4 terms

Rule 144 regulatory

"Name of Person for Whose Account the Securities are To Be Sold | Brown Brian Michael See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock grant financial

"Common | 07/07/2022 | Restricted Stock Grant | Issuer | | | 10000"

A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.

compensation financial

"Common | 07/07/2022 | Restricted Stock Grant | Issuer | | | 10000 | 07/07/2022 | Compensation"

attorney-in-fact regulatory

"as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Brian Michael Brown"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What is AvePoint, Inc. (AVPT) disclosing in this Form 144 notice?

The filing reports a planned Rule 144 sale of 10,000 shares of AvePoint common stock for the account of Brian Michael Brown, held in the Brian M Brown Rev Trust, plus a summary of several AvePoint share sales by the same trust during the past three months.

How many AvePoint (AVPT) shares are proposed to be sold under this Form 144?

The notice covers a proposed sale of 10,000 shares of AvePoint common stock. These shares were received as a restricted stock grant on 07/07/2022 as compensation from the issuer.

What is the reported market value of the AvePoint (AVPT) shares to be sold?

The proposed 10,000 shares of AvePoint common stock have a reported aggregate market value of $132,961.17 in the Form 144. This value is associated with the planned Rule 144 sale through Rockefeller Financial.

How many AvePoint (AVPT) shares are outstanding according to this filing?

AvePoint, Inc. reports 211,565,426 shares outstanding of its common stock. This figure provides context for the size of the proposed 10,000-share Rule 144 sale relative to the total outstanding shares.

What prior AvePoint (AVPT) share sales by the Brian M Brown Rev Trust are disclosed?

The trust is shown selling AvePoint shares on 07/14/2026 (8,369 shares, $108,828.96), 07/15/2026 (31,631 shares, $417,028.16), 07/28/2026 (4,824 shares, $63,094.17), and 07/29/2026 (5,176 shares, $67,590.28).

Who is executing the planned AvePoint (AVPT) Rule 144 sale and who signs the notice?

The proposed sale is through Rockefeller Financial. The Form 144 is signed by Caremn Zamores as a duly authorized representative of National Financial Services LLC, acting as attorney-in-fact for Brian Michael Brown.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/24/2026 - 04:32 PM EDT Accepted by SEC EDGAR 08/24/2026 - 04:32 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001865783
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AvePoint, Inc.
SEC File Number	001-39048
Address of Issuer	525 WASHINGTON BLVD SUITE 1400 JERSEY CITY NEW JERSEY 07310
Phone	(201) 793-1111
Name of Person for Whose Account the Securities are To Be Sold	Brown Brian Michael
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Financial 200 South 10th Street Suite 950 Richmond VA 23219	10000	132961.17	211565426	08/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/07/2022	Restricted Stock Grant	Issuer			10000	07/07/2022	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/14/2026	8369	108828.96
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/15/2026	31631	417028.16
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/28/2026	4824	63094.17
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/29/2026	5176	67590.28

144: Remarks and Signature

Remarks	Shares are being sold form BRIAN M BROWN REV TRUST U/A 8/8/13
Date of Notice	08/24/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/16/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Caremn Zamores as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Brian Michael Brown
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)