AvePoint officer proposes sale of 10,000 shares

The notice lists an aggregate market value of $130,727.60 for the proposed sale and names Rockefeller Financial as broker.

Available on EDGAR 09/23/2026 - 04:35 PM EDT Accepted by SEC EDGAR 09/23/2026 - 04:34 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AvePoint, Inc. (AVPT) is named in a Rule 144 notice listing a proposed sale of 10,000 common shares, with an aggregate market value of $130,727.60 and an approximate sale date of September 23, 2026. The securities are for the account of officer Brian Michael Brown and are being sold from the Brian M Brown Rev Trust; Rockefeller Financial is listed as broker. The notice lists 211,565,426 AvePoint common shares outstanding.

Key Figures

Proposed sale: 10,000 common shares Aggregate market value: $130,727.60 Common shares outstanding: 211,565,426 shares

3 metrics

Proposed sale 10,000 common shares Approximate sale date: September 23, 2026

Aggregate market value $130,727.60 Proposed sale

Common shares outstanding 211,565,426 shares Figure listed in the securities-to-be-sold information

Key Terms

Rule 144, Restricted Stock Unit, attorney-in-fact

3 terms

Rule 144 regulatory

"sales ... required by paragraph (e) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Unit financial

"Restricted Stock Unit | Issuer"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

attorney-in-fact regulatory

"as attorney-in-fact for Brian Michael Brown"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AVPT shares are proposed for sale?

The notice lists 10,000 common shares for proposed sale, with an aggregate market value of $130,727.60. It gives an approximate sale date of September 23, 2026, and lists Rockefeller Financial as broker.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001865783
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AvePoint, Inc.
SEC File Number	001-39048
Address of Issuer	525 WASHINGTON BLVD SUITE 1400 JERSEY CITY NEW JERSEY 07310
Phone	(201) 793-1111
Name of Person for Whose Account the Securities are To Be Sold	Brown Brian Michael
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Financial 200 South 10th Street Suite 950 Richmond VA 23219	10000	130727.60	211565426	09/23/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2025	Restricted Stock Unit	Issuer			2021	09/01/2025	Compensation
Common	09/13/2025	Restricted Stock Unit	Issuer			6098	09/13/2025	Compensation
Common	09/21/2025	Restricted Stock Unit	Issuer			1881	09/21/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/14/2026	8369	108828.96
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/15/2026	31631	417028.16
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/28/2026	4824	63094.17
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	07/29/2026	5176	67590.28
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	08/24/2026	10000	132961.17
Brian M Brown Rev Trust 525 Washington Blvd, Suite 1400 Jersey City NJ 07310	Avepoint Inc	08/27/2026	60000	850163.49

144: Remarks and Signature

Remarks	Shares are being sold form BRIAN M BROWN REV TRUST U/A 8/8/13
Date of Notice	09/23/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/16/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Daniel Gardea as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Brian Michael Brown
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)