STOCK TITAN

[Form 4/A] AvePoint, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

AvePoint (AVPT) filed an amended Form 4 reporting that its Chief Executive Officer and Director exercised multiple stock option tranches on 10/13/2025 under the 2016 Equity Incentive Plan. The amendment adds these specific tranches to the prior filing.

The transactions (code M) cover options for 569,707 shares at an exercise price of $1.34, 362,850 shares at $1.59, and 1,716,047 shares at $3.91, each into common stock. Following these entries, the reported remaining derivative securities beneficially owned declined sequentially to 3,000,104, with ownership shown as Direct. Table I reflects no separate non-derivative share transactions in this excerpt.

AvePoint (AVPT) ha presentato un Form 4 modificato riferendo che il suo Chief Executive Officer e Direttore ha esercitato molteplici tranche di stock option il 13/10/2025 ai sensi del Piano di Incentivazione azionaria 2016. La modifica aggiunge queste tranche specifiche al filing precedente.

Le transazioni (codice M) coprono opzioni per 569.707 azioni a un prezzo di esercizio di $1,34, 362.850 azioni a $1,59 e 1.716.047 azioni a $3,91, ciascuna in azioni ordinarie. Dopo queste voci, le partecipazioni derivate residue riportate in titolarità sono diminuite in modo sequenziale a 3.000.104, con la proprietà indicata come Diretta. La Tabella I non riflette transazioni separate di azioni non derivate in questo estratto.

AvePoint (AVPT) presentó un Formulario 4 enmendado informando que su Director Ejecutivo y Director ejerció múltiples tramos de opciones sobre acciones en 13/10/2025 bajo el Plan de Incentivos de 2016. La enmienda añade estos tramos específicos al archivo previo.

Las transacciones (código M) cubren opciones para 569,707 acciones a un precio de ejercicio de $1.34, 362,850 acciones a $1.59, y 1,716,047 acciones a $3.91, cada una en acciones comunes. Después de estas entradas, las participaciones reportadas de valores derivados restantes en beneficio propio disminuyeron secuencialmente a 3,000,104, con la titularidad mostrada como Directa. La Tabla I no refleja transacciones separadas de acciones no derivadas en este extracto.

AvePoint (AVPT)가 수정된 Form 4를 제출하여 최고경영자 겸 이사가 2016년 주식인센티브 플랜에 따라 2025년 10월 13일에 여러 주식 옵션 트랜치를 행사했다. 수정은 이전 제출에 이 트랜치를 구체적으로 추가한다.

거래(코드 M)는 569,707주를 $1.34의 행사 가격으로, 362,850주를 $1.59로, 그리고 1,716,047주를 $3.91로 각각 보통주로 행사하는 옵션을 다룬다. 이러한 항목들 이후에 보고된 남은 파생증권의 소유가 순차적으로 3,000,104로 감소했고, 소유권은 직접으로 표시된다. 표 I은 이 발췌에서 비파생주식의 별도 거래를 반영하지 않는다.

AvePoint (AVPT) a déposé un Formulaire 4 amendé indiquant que son directeur général et administrateur a exercé plusieurs tranches d'options sur actions le 13/10/2025 dans le cadre du Plan d'Incitation en Actions 2016. L'amendement ajoute ces tranches spécifiques à la notification antérieure.

Les transactions (code M) couvrent des options pour 569 707 actions à un prix d'exercice de 1,34 $, 362 850 actions à 1,59 $, et 1 716 047 actions à 3,91 $, chacune en actions ordinaires. Suite à ces entrées, les titres dérivés restants détenus bénéficiairement diminuent successivement à 3 000 104, la propriété étant affichée comme Directe. Le tableau I ne reflète pas de transactions séparées d'actions non dérivées dans cet extrait.

AvePoint (AVPT) hat ein geändertes Formular 4 eingereicht und berichtet, dass sein Chief Executive Officer und Direktor mehrere Aktienoptions-Tranches am 13.10.2025 gemäß dem Equity Incentive Plan 2016 ausgeübt haben. Die Änderung fügt diese spezifischen Tranchen dem vorherigen Bericht hinzu.

Die Transaktionen (Code M) decken Optionen für 569.707 Aktien zu einem Ausübungspreis von 1,34 USD, 362.850 Aktien zu 1,59 USD und 1.716.047 Aktien zu 3,91 USD, jeweils in Stammaktien. Nach diesen Einträgen ging der berichtete verbleibende indirekte Derivate-Besitzwert schrittweise auf 3.000.104 zurück, wobei der Eigentümer als Direkt ausgewiesen wird. Tabelle I weist in diesem Auszug keine separaten Transaktionen mit Nicht-Derivaten-Aktien aus.

AvePoint (AVPT) قد قدمت نموذج 4 المعدل يفيد بأن الرئيس التنفيذي والمدير قد مارسوا عدة شرائح من خيارات الأسهم في 13/10/2025 وفقاً لخطة الحوافز الأسهمية لعام 2016. التعديل يضيف هذه الشرائح المحددة إلى الملف السابق.

الصفقات (الرمز M) تغطي خيارات لـ 569,707 أسهم بسعر تنفيذ 1.34 دولار، و362,850 أسهم بسعر 1.59 دولار، و1,716,047 أسهم بسعر 3.91 دولار، وكلها في أسهم عادية. عقب هذه الإدخالات، انخفضت الملكية المبلغ عنها من الأوراق المشتقة المتبقية المستفاد منها تدريجيًا إلى 3,000,104، وتظهر الملكية كـ مباشر. الجدول I لا يعكس صفقات منفصلة للأسهم غير المشتقة في هذا المقتطف.

AvePoint (AVPT) 已提交经修订的 Form 4,报告其首席执行官兼董事在 2025/10/13 根据 2016 年度股权激励计划行使了多批股票期权。该修订将这些具体批次加入到先前的文件中。

交易(代码 M)涵盖以行使价格分别为 1.34 美元569,707 股、以 1.59 美元362,850 股,以及以 3.91 美元1,716,047 股的普通股期权。完成这些条目后,报告的剩余衍生证券受益所有权按序下降至 3,000,104,所有权显示为 直接。表 I 在本摘录中未显示任何单独的非衍生普通股交易。

Positive
  • None.
Negative
  • None.

Insights

Amended Form 4 discloses CEO option exercises; no sales listed.

The filing records three option exercises (transaction code M) on 10/13/2025 under the 2016 Equity Incentive Plan. Tranches cover 569,707 at $1.34, 362,850 at $1.59, and 1,716,047 at $3.91, converting into common stock. Such amendments typically ensure the prior report includes all applicable tranches.

Ownership is reported as direct, and the table shows remaining derivative holdings stepping down to 3,000,104 after the entries. The excerpt’s Table I lists no non-derivative transactions, so cash-flow treatment and any subsequent share dispositions are not shown here.

AvePoint (AVPT) ha presentato un Form 4 modificato riferendo che il suo Chief Executive Officer e Direttore ha esercitato molteplici tranche di stock option il 13/10/2025 ai sensi del Piano di Incentivazione azionaria 2016. La modifica aggiunge queste tranche specifiche al filing precedente.

Le transazioni (codice M) coprono opzioni per 569.707 azioni a un prezzo di esercizio di $1,34, 362.850 azioni a $1,59 e 1.716.047 azioni a $3,91, ciascuna in azioni ordinarie. Dopo queste voci, le partecipazioni derivate residue riportate in titolarità sono diminuite in modo sequenziale a 3.000.104, con la proprietà indicata come Diretta. La Tabella I non riflette transazioni separate di azioni non derivate in questo estratto.

AvePoint (AVPT) presentó un Formulario 4 enmendado informando que su Director Ejecutivo y Director ejerció múltiples tramos de opciones sobre acciones en 13/10/2025 bajo el Plan de Incentivos de 2016. La enmienda añade estos tramos específicos al archivo previo.

Las transacciones (código M) cubren opciones para 569,707 acciones a un precio de ejercicio de $1.34, 362,850 acciones a $1.59, y 1,716,047 acciones a $3.91, cada una en acciones comunes. Después de estas entradas, las participaciones reportadas de valores derivados restantes en beneficio propio disminuyeron secuencialmente a 3,000,104, con la titularidad mostrada como Directa. La Tabla I no refleja transacciones separadas de acciones no derivadas en este extracto.

AvePoint (AVPT)가 수정된 Form 4를 제출하여 최고경영자 겸 이사가 2016년 주식인센티브 플랜에 따라 2025년 10월 13일에 여러 주식 옵션 트랜치를 행사했다. 수정은 이전 제출에 이 트랜치를 구체적으로 추가한다.

거래(코드 M)는 569,707주를 $1.34의 행사 가격으로, 362,850주를 $1.59로, 그리고 1,716,047주를 $3.91로 각각 보통주로 행사하는 옵션을 다룬다. 이러한 항목들 이후에 보고된 남은 파생증권의 소유가 순차적으로 3,000,104로 감소했고, 소유권은 직접으로 표시된다. 표 I은 이 발췌에서 비파생주식의 별도 거래를 반영하지 않는다.

AvePoint (AVPT) a déposé un Formulaire 4 amendé indiquant que son directeur général et administrateur a exercé plusieurs tranches d'options sur actions le 13/10/2025 dans le cadre du Plan d'Incitation en Actions 2016. L'amendement ajoute ces tranches spécifiques à la notification antérieure.

Les transactions (code M) couvrent des options pour 569 707 actions à un prix d'exercice de 1,34 $, 362 850 actions à 1,59 $, et 1 716 047 actions à 3,91 $, chacune en actions ordinaires. Suite à ces entrées, les titres dérivés restants détenus bénéficiairement diminuent successivement à 3 000 104, la propriété étant affichée comme Directe. Le tableau I ne reflète pas de transactions séparées d'actions non dérivées dans cet extrait.

AvePoint (AVPT) hat ein geändertes Formular 4 eingereicht und berichtet, dass sein Chief Executive Officer und Direktor mehrere Aktienoptions-Tranches am 13.10.2025 gemäß dem Equity Incentive Plan 2016 ausgeübt haben. Die Änderung fügt diese spezifischen Tranchen dem vorherigen Bericht hinzu.

Die Transaktionen (Code M) decken Optionen für 569.707 Aktien zu einem Ausübungspreis von 1,34 USD, 362.850 Aktien zu 1,59 USD und 1.716.047 Aktien zu 3,91 USD, jeweils in Stammaktien. Nach diesen Einträgen ging der berichtete verbleibende indirekte Derivate-Besitzwert schrittweise auf 3.000.104 zurück, wobei der Eigentümer als Direkt ausgewiesen wird. Tabelle I weist in diesem Auszug keine separaten Transaktionen mit Nicht-Derivaten-Aktien aus.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Jiang Tianyi

(Last) (First) (Middle)
C/O AVEPOINT, INC.
525 WASHINGTON BOULEVARD, SUITE 1400

(Street)
JERSEY CITY NJ 07310

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
10/15/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)(1) $1.34 10/13/2025 M 569,707 07/01/2020 07/01/2026 Common Stock 569,707 $0 5,079,001 D
Stock Option (Right to Buy)(1) $1.59 10/13/2025 M 362,850 01/10/2023 01/10/2029 Common Stock 362,850 $0 4,716,151 D
Stock Option (Right to Buy)(1) $3.91 10/13/2025 M 1,716,047 08/12/2024 08/12/2030 Common Stock 1,716,047 $0 3,000,104 D
Explanation of Responses:
1. The original Form 4, filed on October 15, 2025, is being amended by this Form 4 amendment to include these tranches on the list of options exercised by the Reporting Person in accordance with the 2016 Equity Incentive Plan.
/s/ Brian Michael Brown, Attorney-in-Fact 10/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AvePoint (AVPT) disclose in this Form 4/A?

An amendment adding specific CEO option exercise tranches executed on 10/13/2025 under the 2016 Equity Incentive Plan.

How many options did the AVPT CEO exercise and at what prices?

Three tranches: 569,707 at $1.34, 362,850 at $1.59, and 1,716,047 at $3.91.

Were any AvePoint common shares sold in this filing?

The excerpt lists option exercises (code M) and shows no separate non-derivative share sales in Table I.

What was the earliest transaction date reported?

The earliest transaction date reported is 10/13/2025.

What is the insider’s relationship to AvePoint (AVPT)?

The reporting person is a Director and Chief Executive Officer of AvePoint.

What was the ownership form after the transactions?

Ownership is indicated as Direct, with derivative securities beneficially owned stepping down to 3,000,104 after the entries.

Why was the Form 4 amended?

To include these tranches on the list of options exercised by the reporting person in accordance with the 2016 Equity Incentive Plan.
Avepoint Inc.

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