AvePoint (AVPT) CEO Jiang has shares withheld to cover equity award taxes

Rhea-AI Filing Summary

AvePoint, Inc. Chief Executive Officer Tianyi Jiang reported an automatic share disposition related to equity compensation. On March 13, 2026, 2,914 shares of common stock were withheld at $10.43 per share to cover tax obligations upon the vesting or settlement of awards under the 2021 Equity Incentive Plan.

The filing explains this was an exempt, non-discretionary tax-withholding transaction by the issuer, not an open-market sale by Jiang. After this event, Jiang directly holds 2,152,289 shares of AvePoint common stock, including both non‑RSU shares and vested and unvested RSUs subject to existing vesting schedules.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jiang Tianyi

(Last) (First) (Middle)

C/O AVEPOINT, INC.

525 WASHINGTON BOULEVARD, SUITE 1400

(Street)

JERSEY CITY NJ 07310

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	03/13/2026		F		2,914(2)	D	$10.43	2,152,289(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown, Attorney-in-Fact	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What did AvePoint (AVPT) CEO Tianyi Jiang report in this Form 4?

AvePoint CEO Tianyi Jiang reported an automatic tax-withholding share disposition. The company withheld 2,914 common shares to satisfy income tax obligations tied to vesting or settlement of equity awards, rather than Jiang making a discretionary open-market sale of stock.

How many AvePoint (AVPT) shares were involved in the CEO’s tax withholding?

The transaction involved 2,914 shares of AvePoint common stock. These shares were withheld by the company at a price of $10.43 per share to cover tax liabilities associated with equity compensation vesting under AvePoint’s 2021 Equity Incentive Plan.

Was the AvePoint (AVPT) CEO’s Form 4 transaction an open-market sale?

No, the filing states the transaction was an exempt tax-withholding event. Shares were withheld by AvePoint to satisfy income tax and remittance obligations, and the footnote clarifies it does not represent a discretionary trading decision by CEO Tianyi Jiang.

How many AvePoint (AVPT) shares does CEO Tianyi Jiang hold after this Form 4?

Following the tax-withholding transaction, Tianyi Jiang directly holds 2,152,289 AvePoint shares. This figure includes both regular common stock and the aggregate of vested and unvested restricted stock units, all subject to previously disclosed vesting schedules from prior Form 4 filings.

What equity plan and awards are referenced in the AvePoint (AVPT) CEO’s Form 4?

The Form 4 references AvePoint’s 2021 Equity Incentive Plan and restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of common stock upon vesting, and the reported withholding relates to the net settlement of these equity awards for tax purposes.