AvePoint CEO has 4,390 shares withheld for taxes

Rhea-AI Filing Summary

AvePoint, Inc. (AVPT) director and Chief Executive Officer Tianyi Jiang reported two exempt transactions on September 4, 2026, in which a total of 4,390 shares of common stock were disposed of to pay exercise price or tax liability by delivering or withholding securities in connection with vested equity awards. Footnotes state the shares were withheld by AvePoint to satisfy income tax withholding and remittance obligations in a net settlement under the 2021 Equity Incentive Plan and do not represent discretionary market transactions. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Exercise Price or Tax Liability: 4,390 shares

Exercise Price or Tax Liability 2 txns

Insider Jiang Tianyi

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock F1, F2, F3	968	$13.43	$13K
Exercise Price or Tax Liability	Common Stock F1, F2, F3	3,422	$13.43	$46K

Holdings After Transaction: Common Stock — 2,247,225 shares (Direct)

Footnotes (3)

1. F1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
2. F2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
3. F3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.

Key Figures

Shares withheld for tax/exercise obligations: 4,390 shares First exempt disposition: 968 shares at $13.43 per share Second exempt disposition: 3,422 shares at $13.43 per share +1 more

4 metrics

Shares withheld for tax/exercise obligations 4,390 shares Total common shares disposed of in exempt transactions on September 4, 2026

First exempt disposition 968 shares at $13.43 per share Common stock withheld on September 4, 2026

Second exempt disposition 3,422 shares at $13.43 per share Common stock withheld on September 4, 2026

Exercise-price-or-tax-liability transactions 2 transactions, 4,390 shares Summary count of code F transactions in this Form 4

Key Terms

restricted stock units (RSUs), 2021 Equity Incentive Plan, Rule 16b-3, net settlement

4 terms

restricted stock units (RSUs) financial

"This security represents the Issuer's common stock as well as restricted stock units"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

2021 Equity Incentive Plan financial

"RSU granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan"

Rule 16b-3 regulatory

"security issued in accordance with Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

net settlement financial

"in connection with the net settlement of the securities"

FAQ

What insider transaction did AvePoint (AVPT) report for Tianyi Jiang?

AvePoint reported that CEO and director Tianyi Jiang had 4,390 shares of common stock withheld on September 4, 2026 to pay exercise price or tax liability related to vested equity awards, treated as exempt transactions under Rule 16b-3.

Was the AvePoint (AVPT) Form 4 a discretionary sale by the CEO?

No. Footnotes state the 4,390 shares reported as disposed were withheld by AvePoint to satisfy income tax withholding and remittance obligations on net-settled equity awards and do not represent a discretionary transaction by CEO Tianyi Jiang.

What prices and share amounts are in the AvePoint (AVPT) Form 4?

The Form 4 reports two exempt dispositions: 968 shares and 3,422 shares of common stock, each at a reported price of $13.43 per share, all on September 4, 2026, totaling 4,390 shares withheld for tax or exercise-related obligations.

Were Rule 10b5-1 trading plans involved in this AvePoint (AVPT) filing?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and the footnotes describe the transactions as tax withholding and net settlement of equity awards, with no reference to any Rule 10b5-1 trading plan.

What equity awards are referenced in the AvePoint (AVPT) Form 4 footnotes?

The footnotes state the security includes common stock and restricted stock units (RSUs) granted under AvePoint’s 2021 Equity Incentive Plan, with each RSU representing a contingent right to receive one share of common stock upon vesting.

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Available on EDGAR 09/09/2026 - 07:03 PM Accepted by SEC EDGAR 09/09/2026 - 07:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jiang Tianyi

(Last) (First) (Middle)

C/O AVEPOINT, INC.

525 WASHINGTON BOULEVARD, SUITE 1400

(Street)

JERSEY CITY NEW JERSEY 07310

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	09/04/2026		F		968(2)	D	$13.43	2,250,647(3)	D
Common Stock(1)	09/04/2026		F		3,422(2)	D	$13.43	2,247,225(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.

	/s/ Brian Michael Brown, Attorney-in-Fact	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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* Form 4: SEC 1474 (03-26)