AvePoint (AVPT) legal chief sells 60,000 shares via trust

Rhea-AI Filing Summary

AvePoint, Inc. (AVPT) director and Chief Legal Officer Brian Michael Brown reported an indirect sale of company common stock held by the Brian M. Brown Revocable Trust. On 2026-08-27, the Trust sold 60,000 shares at $14.20 per share, leaving 384,604 shares held indirectly. The transaction was executed under a Rule 10b5-1 trading plan adopted on 2025-12-16, and Brown disclaims beneficial ownership of the Trust’s shares except to the extent of his pecuniary interest.

Insider Trade Summary 10b5-1

Net Seller: 60,000 shares

Net Sell 1 txn

Insider Brown Brian Michael

Role Chief Legal Officer

Sold 60,000 shs ($852K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	60,000	$14.20	$852K

Holdings After Transaction: Common Stock — 384,604 shares (Indirect, Held by Brian M. Brown Revocable Trust)

Footnotes (2)

1. F1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
2. F2. The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.

Key Figures

Shares sold: 60,000 shares of Common Stock Sale price per share: $14.20 per share Shares held after transaction: 384,604 shares +2 more

5 metrics

Shares sold 60,000 shares of Common Stock Sale by Brian M. Brown Revocable Trust on 2026-08-27

Sale price per share $14.20 per share Price for the 60,000-share sale on 2026-08-27

Shares held after transaction 384,604 shares Indirect holdings through Brian M. Brown Revocable Trust following the sale

Rule 10b5-1 plan adoption date December 16, 2025 Trading plan under which the 2026-08-27 sale was effected

Net shares sold in this Form 4 60,000 shares transactionSummary netBuySellShares reported as -60,000 (net-sell)

Key Terms

Rule 10b5-1 trading plan, beneficial ownership, pecuniary interest, Revocable Trust, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

beneficial ownership regulatory

"Mr. Brown may be deemed to beneficially own these shares"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest"

Revocable Trust financial

"Held by Brian M. Brown Revocable Trust"

A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.

indirect ownership financial

"direct_or_indirect: "I", ownership type indirect"

FAQ

What insider transaction did AVPT’s Brian Michael Brown report?

Brian Michael Brown reported an indirect sale of 60,000 shares of AvePoint, Inc. common stock on 2026-08-27, executed by the Brian M. Brown Revocable Trust, for which he serves as trustee.

At what price were the AVPT shares sold in this Form 4 filing?

The reported transaction shows a sale of 60,000 AVPT shares at a price of $14.20 per share, described as a sale in an open market or private transaction.

How many AVPT shares does Brian Michael Brown hold after this transaction?

Following the reported sale, the Form 4 states that 384,604 shares of AvePoint, Inc. common stock are held indirectly through the Brian M. Brown Revocable Trust.

Was the AVPT insider sale made under a Rule 10b5-1 trading plan?

Yes. A footnote explains the sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Brian Michael Brown on December 16, 2025.

Does Brian Michael Brown claim full beneficial ownership of the AVPT shares in the trust?

No. The filing states he may be deemed to beneficially own the shares held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest.

Is the AVPT transaction reported as direct or indirect ownership?

The transaction is reported as indirect ownership, with the nature of ownership specified as “Held by Brian M. Brown Revocable Trust,” where Brown is a trustee.

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Available on EDGAR 08/28/2026 - 07:40 PM Accepted by SEC EDGAR 08/28/2026 - 07:40 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Brian Michael

(Last) (First) (Middle)

C/O AVEPOINT, INC.

901 E BYRD ST, SUITE 900

(Street)

RICHMOND VIRGINIA 23219

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/27/2026		S		60,000(1)	D	$14.2	384,604	I	Held by Brian M. Brown Revocable Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.

2. The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.

	/s/ Brian Michael Brown	08/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)