AvePoint (AVPT) CLO reports stock grant and tax-withholding share disposition

Rhea-AI Filing Summary

AvePoint, Inc. director and Chief Legal Officer Brian Michael Brown reported equity compensation-related transactions in the company’s common stock. He acquired 11,107 shares through a grant or award valued at $11.29 per share, increasing his direct holdings as part of AvePoint’s 2021 Equity Incentive Plan.

On the same date, 12,899 shares were disposed of at $11.29 per share to cover income tax withholding obligations tied to vesting securities, an exempt, non-discretionary transaction. Following these movements, Brown directly held 642,315 shares, including both common stock and previously granted restricted stock units subject to vesting and performance conditions.

Insights

Equity compensation analyst

Routine equity grant and tax withholding with no clear thesis impact.

The reporting by AvePoint Chief Legal Officer Brian Michael Brown shows a standard equity award of 11,107 common shares under the 2021 Equity Incentive Plan at $11.29 per share, along with performance-based restricted stock units referenced in prior grants.

The concurrent disposition of 12,899 shares at $11.29 per share is explicitly described as an exempt tax-withholding transaction, where shares are withheld by the issuer to satisfy income tax obligations, not an open-market sale. This keeps the filing in the realm of routine compensation administration rather than a directional insider trade.

After these transactions, Brown directly held 642,315 shares, including common stock and vested and unvested RSUs under earlier awards. Future performance and continued employment conditions govern vesting of the performance-based RSUs mentioned, so the practical effect will unfold over time based on those conditions rather than this filing alone.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Brian Michael

(Last) (First) (Middle)

C/O AVEPOINT, INC.

901 E BYRD ST, SUITE 900

(Street)

RICHMOND VA 23219

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	03/05/2026		A		11,107(2)	A	$11.29	655,214(3)	D
Common Stock(1)	03/05/2026		F		12,899(4)	D	$11.29	642,315(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Represents the additional shares of the Issuer's common stock to be received by the Reporting Person based on the performance conditions of the performance-based RSUs ("PRSUs") previously reported on the Form 4 filed with the Securities and Exchange Commission on March 18, 2025. Future vesting of the PRSUs is subject to their performance conditions as well as continuous employment by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

4. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

	/s/ Brian Michael Brown	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transactions did AvePoint (AVPT) report for Brian Michael Brown?

AvePoint reported that Chief Legal Officer Brian Michael Brown received an equity award of 11,107 common shares at $11.29 per share and had 12,899 shares withheld at the same price to satisfy income tax obligations linked to vesting equity compensation.

Was the AvePoint (AVPT) insider share disposition an open-market sale?

No. The 12,899-share disposition at $11.29 per share was an exempt tax-withholding transaction. Shares were withheld by AvePoint to cover income tax obligations on vesting securities, and the filing states it did not represent a discretionary transaction by Brown.

How many AvePoint (AVPT) shares does Brian Michael Brown hold after these Form 4 transactions?

Following the reported March 5, 2026 transactions, Brian Michael Brown directly held 642,315 AvePoint common shares. This figure includes non-RSU stock plus vested and unvested restricted stock units previously granted under the company’s equity incentive plans and subject to applicable vesting schedules.

What type of equity award did AvePoint (AVPT) grant to Brian Michael Brown?

AvePoint granted Brown 11,107 shares of common stock at $11.29 per share as an equity award under its 2021 Equity Incentive Plan. The filing notes this includes restricted stock units that each represent the contingent right to receive one share upon vesting.

How are performance-based RSUs described in the AvePoint (AVPT) Form 4 for Brian Michael Brown?

The Form 4 explains that additional shares relate to performance-based RSUs previously reported, with future vesting dependent on meeting specified performance conditions and Brown’s continued employment. These PRSUs can increase his share count if performance targets are achieved under plan terms.

Does the AvePoint (AVPT) Form 4 suggest a change in insider sentiment by Brian Michael Brown?

The filing mainly reflects routine equity compensation administration: an award of 11,107 shares and a 12,899-share tax-withholding disposition. Because the disposition is non-discretionary and tied to tax obligations, it does not clearly signal a change in Brown’s personal sentiment toward AvePoint stock.