AVPT Insider Filing: Jiang Tianyi RSU Withholding Reduces Shares by 4,706

Rhea-AI Filing Summary

Jiang Tianyi, who serves as Chief Executive Officer and a director of AvePoint, Inc. (AVPT), reported a transaction on 09/19/2025 in which 4,706 shares of common stock were disposed of at $15.67 per share. The filing states this disposition was an exempt, non-discretionary transaction consisting of shares withheld by the company to satisfy income tax withholding obligations related to the net settlement of vested restricted stock units (RSUs). After the withholding, the reporting person beneficially owned 551,634 shares, which includes both non-RSU common stock and vested and unvested RSUs previously reported. The transaction was signed by an attorney-in-fact on 09/23/2025.

Positive

• Transaction was non-discretionary and exempt, reflecting tax withholding rather than a voluntary sale
• Reporting person retains significant ownership with 551,634 shares after the withholding, maintaining alignment with shareholders
• Filing includes clear explanations that link the shares withheld to RSU net settlement and prior Form 4 disclosures

Negative

• 4,706 shares were disposed (withheld) which reduces the reporting person's total share count by that amount

Insights

Securities Analyst

TL;DR: Routine tax-withholding of vested RSUs resulted in a small, non-discretionary disposal; remaining ownership remains substantial.

The Form 4 shows a common insider housekeeping transaction rather than an open-market sale: 4,706 shares were withheld at $15.67 to cover tax liabilities upon RSU vesting. Such withholdings are exempt under Rule 16b-3 and typically do not signal a change in insider sentiment. The reporting person still holds 551,634 shares in aggregate, preserving meaningful alignment with shareholders. No derivative transactions or additional discretionary dispositions are reported.

Corporate Governance Expert

TL;DR: Disclosure is consistent with standard equity compensation administration and complies with Section 16 reporting requirements.

The filing identifies Jiang Tianyi as both CEO and director and documents company action to withhold shares for tax remittance on vested RSUs. The explanation clarifies the withholding was not a voluntary sale by the insider. The Form 4 appears complete for the reported event, including beneficial ownership after the transaction and prior RSU grant references. There are no indications of accelerated vesting, option exercises, or other governance concerns in this filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jiang Tianyi

(Last) (First) (Middle)

C/O AVEPOINT, INC.

525 WASHINGTON BOULEVARD, SUITE 1400

(Street)

JERSEY CITY NJ 07310

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	09/19/2025		F		4,706(2)	D	$15.67	551,634(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown, Attorney-in-Fact	09/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What did AvePoint (AVPT) CEO Jiang Tianyi report on Form 4?

The Form 4 reports a 09/19/2025 disposition of 4,706 common shares at $15.67 per share, resulting from company withholding to satisfy tax obligations on vested RSUs.

Why were shares disposed of in this Form 4?

The filing states the shares were withheld by the issuer to satisfy income tax withholding and remittance obligations related to the net settlement of vested restricted stock units (RSUs).

How many shares does Jiang Tianyi beneficially own after the transaction?

The Form 4 indicates the reporting person beneficially owns 551,634 shares following the reported transaction, including vested and unvested RSUs.

Does this Form 4 show any option exercises or derivative transactions?

No. Table II (derivative securities) contains no entries; the reported activity relates only to common stock and RSU withholding.

When was the Form 4 signed and filed?

The signature block shows the form was signed by an attorney-in-fact on 09/23/2025.