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AvePoint (AVPT) legal chief sells 10K shares in 10b5-1 plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

AvePoint, Inc. (AVPT) director and Chief Legal Officer Brian Michael Brown reported an indirect sale of 10,000 shares of Common Stock on 2026-08-24 at $13.30 per share. The shares were held by the Brian M. Brown Revocable Trust under a Rule 10b5-1 trading plan. After this transaction, the trust-related holdings reported for Mr. Brown were 444,604 shares, with beneficial ownership disclaimed except for his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Brown Brian Michael
Role Chief Legal Officer
Sold 10,000 shs ($133K)
Type Security Shares Price Value
Sale Common Stock F1, F2 10,000 $13.30 $133K
Holdings After Transaction: Common Stock — 444,604 shares (Indirect, Held by Brian M. Brown Revocable Trust)
Footnotes (2)
  1. F1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  2. F2. The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
Shares sold 10,000 shares of Common Stock Non-derivative open-market or private sale on 2026-08-24
Sale price per share $13.30 per share Price for the 10,000-share sale on 2026-08-24
Shares held after transaction 444,604 shares Indirect holdings via Brian M. Brown Revocable Trust following the sale
Rule 10b5-1 plan adoption date December 16, 2025 Plan under which the 2026-08-24 sale was effected
Rule 10b5-1 trading plan regulatory
"The sale transaction ... was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Revocable Trust financial
"Held by Brian M. Brown Revocable Trust"
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
beneficially own financial
"Mr. Brown may be deemed to beneficially own these shares"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
pecuniary interest financial
"except to the extent of his pecuniary interest therein"

FAQ

What insider transaction did AVPT executive Brian Michael Brown report?
Brian Michael Brown reported an indirect sale of 10,000 AvePoint (AVPT) common shares on 2026-08-24 at $13.30 per share, executed through the Brian M. Brown Revocable Trust.

At what price were the AVPT shares sold in this Form 4 transaction?
The AvePoint (AVPT) shares were sold at $13.30 per share in the reported 10,000-share transaction on 2026-08-24.

How many AvePoint (AVPT) shares does Brian Michael Brown report holding after the sale?
Following the reported sale, trust-related holdings reported for Brian Michael Brown total 444,604 shares of AvePoint (AVPT) common stock, held by the Brian M. Brown Revocable Trust.

Was the AVPT insider sale made under a Rule 10b5-1 trading plan?
Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Brian Michael Brown on December 16, 2025.

Are the AVPT shares sold held directly by Brian Michael Brown?
No. The 10,000 AvePoint (AVPT) shares were held indirectly by the Brian M. Brown Revocable Trust, where Mr. Brown is a trustee and disclaims beneficial ownership except for his pecuniary interest.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Brian Michael
(Last)(First)(Middle)
C/O AVEPOINT, INC.
901 E BYRD ST, SUITE 900
(Street)
RICHMOND VIRGINIA 23219
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/24/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/24/2026S10,000(1)D$13.3444,604IHeld by Brian M. Brown Revocable Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
2. The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
/s/ Brian Michael Brown08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR