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  4. [Form 4] Anteris Technologies Global Corp. Insider Trading Activity

L1 Capital (AVR) trims Anteris stake, retains 5.44M shares and CDI warrants

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

L1 Capital Pty Ltd, a more-than-10% owner of Anteris Technologies Global Corp., reported an indirect sale of 174,721 shares of Common Stock on 2026-08-06 at $8.10 per share, described as a sale in the open market or a private transaction. Following this sale, entities controlled and managed by L1 Capital held 5,439,000 shares of Common Stock indirectly. The position includes CHESS Depository Interests representing 5,359,470 underlying common shares and CHESS Depository Interest Warrants over 1,333,334 CHESS Depository Interests with an exercise price of 11.5000 in Australian Dollars (AUD) and an expiration date of 2030-10-30.

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Insider L1 Capital Pty Ltd
Role 10% Owner
Sold 174,721 shs ($1.42M)
Type Security Shares Price Value
Sale Common Stock F1, F2 174,721 $8.10 $1.42M
holding CHESS Depository Interests F1, F3, F4, F2 -- -- --
holding CHESS Depository Interest Warrants F1, F5, F7, F6, F2 -- -- --
Holdings After Transaction: Common Stock — 5,439,000 shares (Indirect, See footnote); CHESS Depository Interests — 5,359,470 shares (Indirect, See footnote); CHESS Depository Interest Warrants — 1,333,334 shares (Indirect, See footnote)
Footnotes (7)
  1. F1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
  2. F2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, and the L1 Capital Long Short (Master) Fund, all controlled and managed by L1 Capital Pty Ltd.
  3. F3. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
  4. F4. Not applicable
  5. F5. The CHESS Depository Interest Warrants represent one CHESS Depository Interest (which in turn represent one underlying share of the Issuers common stock) and are exercisable within 60 days subject to the exercise price and expiry date.
  6. F6. Subject to exercise price
  7. F7. Australian Dollars (AUD)
Shares sold 174,721 shares Indirect sale of Common Stock on 2026-08-06
Sale price per share 8.1000 Per-share price for the 174,721-share sale
Shares held after transaction 5,439,000 shares Total Common Stock indirectly held following the sale
CHESS Depository Interests 5,359,470 Underlying common shares represented by CHESS Depository Interests
CDI Warrants underlying shares 1,333,334 Underlying CHESS Depository Interests for CDI Warrants held
Warrant exercise price 11.5000 AUD Exercise price for CHESS Depository Interest Warrants
Warrant expiration date 2030-10-30 Expiration date of CHESS Depository Interest Warrants
CHESS Depository Interests financial
"The CHESS Depository Interests represent one underlying share of the Issuers common stock"
CHESS depository interests are tradable certificates on the Australian market that represent ownership of underlying foreign or non-Australian shares held by a custodian, while the actual shares remain registered overseas. They let local investors buy, sell and receive entitlements from those overseas securities as if they were domestic shares — like holding a parking pass for a car kept in another city — and matter because they simplify trading, settlement and dividend access.
CHESS Depository Interest Warrants financial
"The CHESS Depository Interest Warrants represent one CHESS Depository Interest"
Rule 16a-2 regulatory
"it is exempt under Rule 16a-2"
Australian Dollars (AUD) financial
"Australian Dollars (AUD)"

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FAQ

What did L1 Capital Pty Ltd report in this Form 4 for AVR?
L1 Capital Pty Ltd reported an indirect sale of 174,721 shares of Anteris Technologies Global Corp. Common Stock on 2026-08-06 at $8.10 per share, categorized as an open-market or private transaction.

How many AVR shares does L1 Capital indirectly hold after this transaction?
After the reported sale, entities controlled and managed by L1 Capital indirectly held 5,439,000 shares of Anteris Technologies Global Corp. Common Stock, according to the post-transaction ownership figure disclosed.

What CHESS Depository Interests are associated with AVR in this filing?
The filing shows 5,359,470 CHESS Depository Interests, each representing one underlying share of Anteris Technologies Global Corp. common stock, and they are exchangeable for common shares within 60 days as disclosed.

What warrants linked to AVR stock does L1 Capital report holding?
L1 Capital-associated entities report holding 1,333,334 CHESS Depository Interest Warrants, each over one CHESS Depository Interest, with an exercise price of 11.5000 AUD and an expiration date of 2030-10-30.

How is ownership of the AVR shares structured for L1 Capital Pty Ltd?
The AVR shares are owned by L1 Long Short Fund Limited, L1 Capital Long Short Fund, and L1 Capital Long Short (Master) Fund, which are all controlled and managed by L1 Capital Pty Ltd, indicating indirect ownership.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
L1 Capital Pty Ltd
(Last)(First)(Middle)
LEVEL 45
101 COLLINS STREET
(Street)
MELBOURNE VIC 300000000
(City)(State)(Zip)
AUSTRALIA
(Country)		2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)08/06/2026S174,721D$8.15,439,000ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
CHESS Depository Interests(1)(3)(3) (3) (4)Common Stock5,359,4705,359,470ISee footnote(2)
CHESS Depository Interest Warrants(1)(5)$11.5(7)05/01/2026(6)10/30/2030CHESS Depository Interests1,333,3341,333,334ISee footnote(2)
Explanation of Responses:
1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, and the L1 Capital Long Short (Master) Fund, all controlled and managed by L1 Capital Pty Ltd.
3. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
4. Not applicable
5. The CHESS Depository Interest Warrants represent one CHESS Depository Interest (which in turn represent one underlying share of the Issuers common stock) and are exercisable within 60 days subject to the exercise price and expiry date.
6. Subject to exercise price
7. Australian Dollars (AUD)
/s/ Joel Arber, Director08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR