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L1 Capital Pty Ltd, filing as a ten percent owner of Anteris Technologies Global Corp., reported indirect sales of an aggregate 524,404 shares of common stock by funds it manages on July 31 and August 3, 2026, at prices between $8.09 and $8.15 per share.
The report also shows indirect holdings of 5,359,470 CHESS Depository Interests, each representing one underlying share of common stock exchangeable within 60 days.
Anteris Technologies Global Corp. reports that the Federal Court of Australia has granted its application to rectify an inadvertent administrative oversight involving the late lodgement of a cleansing notice under the Corporations Act 2001 (Cth). The matter was heard on 3 August 2026 and the Court granted the relief sought. Anteris has asked the Australian Securities Exchange to lift the trading halt on its securities with effect from market open on 4 August 2026.
On July 31, 2026, Anteris Technologies Global Corp. requested a trading halt in its securities on the Australian Securities Exchange under Listing Rule 17.1 from the commencement of that day’s trading. Trading on The Nasdaq Global Market and The Nasdaq Stock Market is stated to be not impacted.
The company also reports that on July 10, 2026, 44,068 CHESS Depositary Interests (CDIs) were issued following the exercise of certain November 2025 warrants. Due to an administrative oversight, a cleansing notice required under section 708A(6) of the Corporations Act 2001 was not lodged within the prescribed 5 business days. Anteris intends to lodge the cleansing notice now and apply to the Federal Court for relief under section 1322, including an extension of time. The company states that the oversight is not considered price sensitive, that it did not possess excluded information at the time of issue, and that the issued CDIs have been sold.
Funds controlled and managed by L1 Capital Pty Ltd, a 10% owner of Anteris Technologies Global Corp., reported selling a total of 714,138 shares of common stock on July 29 and 30, 2026. Sales included 558,633 shares at $8.20 per share on July 30 and 155,505 shares on July 29 at prices ranging from $8.03–$8.06 per share.
As of July 29, 2026, the funds indirectly held 5,359,470 underlying shares through CHESS Depository Interests, each representing one share of common stock and exchangeable for common shares within 60 days.
L1 Capital Pty Ltd, a 10% holder of Anteris Technologies Global Corp., reported indirect open‑market or private sales of 441,548 shares of common stock on July 27–28, 2026, including 232,817 shares at $8.19 per share and 208,731 shares at $8.09 per share, with individual trades priced between $8.15–$8.25 and $7.90–$8.42, respectively. The transactions and holdings relate to several long‑short funds that L1 Capital controls and manages, which also indirectly held 5,359,470 CHESS Depository Interests, each representing one common share exchangeable within 60 days. L1 Capital states it is exempt from ownership reports under Rule 16a‑2 and does not admit it is obligated to file them.
L1 Capital Pty Ltd, a more than 10% holder of Anteris Technologies Global Corp., reported indirect open-market purchases. On 2026-01-22 it bought 5,000,000 common shares at $5.75, bringing indirect holdings to 7,812,000 shares. A prior 2025-10-28 trade added 1,333,334 CHESS Depository Interests at $4.935, each exchangeable for one common share within 60 days, for 5,407,814 CDIs held indirectly through L1-managed funds.
L1 Capital Pty Ltd, reported as a 10% owner of Anteris Technologies Global Corp., reported two indirect sales by funds it controls. On 24 July 2026 they sold 23,000 common shares at $8.13, leaving 7,789,000 shares. On 27 July 2026 they sold 48,344 CHESS Depository Interests at $8.15, leaving 5,359,470, with each CDI representing one underlying common share exchangeable within 60 days. L1 Capital states it does not admit being obligated to file ownership reports because it believes it is exempt under Rule 16a-2.
Anteris Technologies Global Corp. filed a Form S-3 prospectus registering up to 5,385,000 shares of common stock (including 3,038,064 CDIs) to be issued upon exercise of outstanding warrants. The registration covers 2,346,936 Common Stock Warrant shares (exercise price $7.50) and 3,038,064 CDI Warrant Shares (exercise price A$11.50).
The prospectus states the company would receive proceeds if and when holders exercise the Warrants — up to approximately $42.1 million in aggregate, comprised of $17.6 million from Common Stock Warrants and approximately A$22.8 million from CDI Warrants. It discloses 97,232,054 shares outstanding as of March 31, 2026 and includes dilution tables showing per-share dilution calculations as of that date.
Anteris Technologies Global Corp. director Gregory S. Moss exercised restricted stock units into common shares as part of his equity compensation. On June 7, 2026, 17,580 restricted stock units converted into 17,580 shares of common stock at a stated price of $0.00 per share, reflecting a non-cash vesting event rather than a market purchase. Following the transaction, he directly held 17,580 common shares, and 35,162 restricted stock units were reported as remaining outstanding from a 52,742-unit grant awarded on December 3, 2025 that vests in approximately equal installments on June 7, 2026, June 7, 2027, and June 7, 2028, subject to continued service.
Anteris Technologies Global Corp. director David B. Roberts exercised restricted stock units into common stock as part of his equity compensation. On June 7, 2026, he converted 17,580 RSUs into 17,580 shares of common stock at a stated price of $0.00, and now holds 17,580 common shares directly. These RSUs are from a December 3, 2025 grant of 52,742 RSUs that vest in roughly equal installments on June 7, 2026, 2027, and 2028, leaving 35,162 RSUs outstanding after this vesting event.